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RDR

NameModifiedSize
FSB Retail Distribution Review Phase 1 Status Update 2015 2015-11-11 08:18:25 597.71 Kb
FSCA Press Release RDR.PDF 2018-07-05 09:12:27 143.04 Kb
FSCA Retail Distribution Review Status Update June 2018 2018-07-05 09:12:27 481.24 Kb
Future of Market Conduct Supervision 2015-11-11 08:18:27 1.28 Mb
Future of prudential supervision 2015-11-11 08:18:30 844.99 Kb
Micro Insurance 2015-11-11 08:18:31 338.02 Kb
NHI will fix nothing 2018-07-05 09:12:27 266.24 Kb
Overarching RDR proposals 2016-01-18 08:13:56 327.07 Kb
RDR Investment Discussion Document Comments Template 2018-07-05 09:12:27 59.29 Kb
RDR Investment Discussion Document June2018 final 2018-07-05 09:12:27 515.47 Kb
RDR Phase 1 implementation 2017-01-09 09:40:26 701.3 Kb
RDR Proposal OO Replacement of Commissions 2015-11-16 09:33:16 272.24 Kb
RDR pres for Ins Reg seminar 2015-11-11 08:18:33 526.75 Kb
Regulatory framework update 2015-11-11 08:18:35 651 Kb
Theme 1 Advisor categorisation 2016-01-18 08:12:32 352.39 Kb
Theme 2 Investments 2016-01-18 08:12:32 342.77 Kb
Theme 3 LT insurance risk 2016-01-18 08:12:32 219.71 Kb
Theme 4 ST Insurance 2016-01-18 08:12:32 188.68 Kb
Theme 5 Sales Execution 2016-01-18 08:12:33 226.55 Kb
Theme 6 Low Income Market 2016-01-18 08:12:33 241.97 Kb
Update on Twin Peaks 2015-11-11 08:18:37 1.25 Mb

MS Acts & Legislation

NameModifiedSize
17 03 2014 Budget Update on Retirement Reforms 2015-10-01 09:45:00 693.93 Kb
17 03 2014 Strengthening retirement savings 2015-10-01 09:45:27 933.85 Kb
17 03 2014 Tax free savings accounts 2015-10-01 09:45:34 782.84 Kb
17.03.2014 Budget Update on Retirement Reforms Media Statement 2015-10-01 09:44:47 229.71 Kb
20131011 Directive 153 A i (LT) Maximum causal event charges (issued) 2015-10-01 09:46:03 1.25 Mb
2017 FICA Act pamphlet 2017-05-11 08:30:27 476.06 Kb
A known and trusted ombuds system for all September2017 2017-09-26 08:12:01 1.32 Mb
ANNEXURE A.PDF 2017-01-19 14:27:15 830.75 Kb
ANNEXURE B.PDF 2017-01-19 14:27:17 528.03 Kb
Amendment to Fit and Proper Qualifying Criteria 2009(169) 2015-10-01 09:46:16 415.18 Kb
Amendment to Fit and Proper Qualifying Criteria 2009 2015-10-01 09:46:14 303.29 Kb
Amendment to Fit and Proper Qualifying Criteria 2010 2015-10-01 09:46:59 1.7 Mb
Amendment to Fit and Proper Qualifying Criteria 2008 2015-10-01 09:45:49 161.04 Kb
Amendments Regs and PPR 2016-11-21 08:25:13 953.68 Kb
Appeal Board Van Der Walt 2016-02-29 09:16:14 1.22 Mb
Appeal Decision Proactive Lifestyle Management CC 2016-01-25 08:58:29 162.21 Kb
Appeal Decision FNB v Newlove June 2012 2015-10-01 09:46:35 348.04 Kb
CMS draft on broker accreditation 2015-10-01 09:48:58 4.69 Mb
Clause by clause 2015-10-01 09:47:11 251.77 Kb
Consumer Protection Act Email Marketing 2015-10-01 09:47:23 228.53 Kb
Copy of FSB FAIS OMBUD Levies 2015 2015-10-01 09:47:51 89.5 Kb
Copy of FSB Levies Sole Proprietors 2007 2015 2015-10-01 09:48:07 25 Kb
Credit Life Regulations Feb 2017 2017-08-10 07:51:10 2.65 Mb
Decision ACM Gold and Forex Trading (PTY) LTD and Mike Lerato Mogadima and Go Direct Stock Market Investments(PTY) LTD 2017-08-17 06:39:23 455.19 Kb
Decision Cyclone Matibe Makola (1)(2) 2015-10-01 09:49:06 355.21 Kb
Determination of Fit and Proper Req 2008f 2015-10-01 09:49:53 1.57 Mb
Directive 159 Outsourcing(2) 2015-10-01 09:49:44 443.82 Kb
Draft Taxation Laws Amendment Bill 2013 2015-10-01 09:49:50 231.49 Kb
Draft Taxation Laws Amendment Bill 2015-10-01 09:49:53 37.81 Kb
Employee Benefit Update April 2011 2015-10-01 09:50:01 263.51 Kb
FAIS Ombud Annual Report 2015-10-01 09:51:37 3.72 Mb
FAIS Wet Afrikaans2002 2015-10-01 09:52:08 2.65 Mb
FIC Guidance Notice for PCC38A 2018-03-12 10:19:28 113.59 Kb
FIC Registration 2015-10-01 09:52:59 158.85 Kb
FIC Reporting Article (2) 2015-10-01 09:52:11 131.21 Kb
FIC Act Commencement 14June2017 2017-06-19 09:30:27 344.46 Kb
FSB Confirm Notice 2015-10-01 09:53:02 95.24 Kb
Farzana Badat CoB Supervisory Update 2016-11-21 10:02:43 1.82 Mb
Fica Act 38 of 2001 2015-10-01 09:52:40 1.47 Mb
Fica amendment act 2015-10-01 09:52:42 95.83 Kb
Final Insurance Bill presentation to SCOF 2017.05.12 2017-06-22 07:35:49 1.14 Mb
Final ILAB media statement 29 04 14 2015-10-01 09:52:46 130.56 Kb
Financial Sector Regulation Act 2017 2017-08-24 10:17:26 3.83 Mb
Financial Sector Regulation Act 2017A 2017-08-24 10:37:24 3.86 Mb
Financial Sector Regulattion Bill 2016-12-08 08:29:37 1014.48 Kb
Financial Services Laws General Amendment Act 45 of 2013 2015-10-01 09:52:58 501.38 Kb
GNIntermediateReps 2015-10-01 09:53:59 435.96 Kb
General Financial Services Laws Amendments Act 22 of 2008 2015-10-01 09:53:45 2.03 Mb
Goverment Notice 30 DEC 2012 PAIA Exemption(2) 2015-10-01 09:54:03 179.98 Kb
Goverment Notice 30 DEC 2012 PAIA Exemption 2015-10-01 09:54:06 179.98 Kb
Guidance Note Sole Proprietors 2016-02-11 08:33:52 578.49 Kb
Incapacitated will signature 2017-07-13 09:50:16 21.25 Kb
Industry response to ILAB 2015-10-01 09:54:38 1.45 Mb
Insurance Bill 2016 2016-02-01 10:16:10 473.72 Kb
Insurance Bill B1B (As amended by SCOF) 2017-11-30 08:33:57 2.82 Mb
Insurance Bill to Committee 2017.05.10 2017-06-22 07:35:46 1.8 Mb
J Arthur Brown Sentence 2015-10-01 09:54:25 152.58 Kb
Jerrier vs Outsurance 2015-10-01 09:54:39 76.25 Kb
Judgement Francois Pienaar vs Registrar FSB July 2013 2015-10-01 09:55:04 813.71 Kb
Judgment ACS Financial Management CC CSJ Snyman PS Coetzee and FAIS Ombud 2016-09-22 08:42:01 389.87 Kb
Long Term Insurance Act 1998 Amendment section 72 DEC 2011 2015-10-01 09:55:50 2.4 Mb
Media Statement Tax Free Savings Accounts 2017-03-02 08:47:30 156.11 Kb
NCR Media Release Credit life insurance regulations are now in effect 2017-08-14 08:57:27 845.38 Kb
NCR notice August 2017 Licence and registration fees 2017-08-03 08:31:17 847.17 Kb
National credit amendment bill 2018 2017-12-04 10:10:15 418.9 Kb
New tax laws what do they mean for Retirement Annuities (final) 2016-12-13 10:55:44 56.85 Kb
Notice for publication of draft guidance 2017-06-19 09:30:31 229.57 Kb
OBJECTIVES OF THE FSRB 2017-07-17 08:47:08 960.59 Kb
Ombud Determination Cresswell 00184 2015-10-01 09:56:02 281.93 Kb
Ombud Determination De Hoop Steenmerwe 06695 2016-02-11 09:50:22 7.28 Mb
Ombud Determination Gerber 06055 2015-10-01 09:56:19 785.59 Kb
Ombud Determination Grantham 02201 2015-10-01 09:57:45 4.09 Mb
Ombud Determination Stunden 01993 2015-10-01 09:59:58 2.84 Mb
Ombud Determination Thompson annexures 2015-10-01 10:00:21 447.72 Kb
Ombud Determination Thompson vs Du Preez 2015-10-01 10:00:42 2.11 Mb
Ombud Determination Williams 02101 2015-10-01 10:01:00 663.68 Kb
Ombud Determination ZAKHELE G BUTHELEZI 2016-01-18 08:16:39 595.73 Kb
Ombud Determination de Beer 2016-01-14 08:58:50 510.21 Kb
Ombud Determination leroux 08320 2015-10-01 09:58:52 3.13 Mb
Ombud Determination van Breda 03914 2016-02-04 09:27:10 514.14 Kb
Ombud Determination van Vuuren 02156 2015-10-01 10:02:07 2.95 Mb
Ombud Determination Foster 30March2015 2015-10-01 10:02:11 495 Kb
Ombud Determination Neethling 30March2015 2015-10-01 10:02:27 493.21 Kb
Ombud determination Cowan 2015-10-01 10:01:15 316.47 Kb
Ombud determination Fourie 2015-10-01 10:02:19 282.01 Kb
Ombud determination Quintanie 2015-10-01 10:02:35 364.76 Kb
Ombud Determination De Vleesshauwer 2015-10-01 10:02:39 261.55 Kb
PFA determination Igesund and De Lange 2015-10-01 10:03:14 847.54 Kb
PPRs Annexure A Draft Replacement of Long term Insurance PPRs 2017-01-19 14:27:34 548.22 Kb
PPRs Annexure B Draft Replacement Short term Insurance PPRs 2017-01-19 14:27:36 494.52 Kb
PSP InterpretationNote SARS 2015-10-01 10:03:55 220.97 Kb
Pension Funds Act 1958 2015-10-01 10:02:54 493 Kb
Proposed amendments to General Code and Specific Code for Short term Deposits 2017-11-06 08:39:46 2.76 Mb
Proposed amendment to def of intermediary services 2015-10-01 10:03:51 326.05 Kb
PwC Synopsis Tax Today 2015-10-01 10:04:16 835.6 Kb
RDR ppls status overview Dec 2016 2017-01-19 14:27:44 1.42 Mb
RSA constitution 2015-10-01 10:04:46 647.72 Kb
Reappointment of debarred reps 2015-10-01 10:04:14 246.91 Kb
Response to comments 2015-10-01 10:04:41 848.22 Kb
Retirement Funds Media Statement Draft default regulations 2016-12-12 08:09:00 167.57 Kb
Sharemax Siegrist Determination (2) 2015-10-01 10:05:05 704.3 Kb
Short Term Insurance Act 1998 Amendment section 70 DEC 2011 2015-10-01 10:05:59 2.31 Mb
Tax Laws Amendment Act 7 of 2010 2015-10-01 10:06:49 745.47 Kb
The Cost of Exchange Traded Funds 2015-10-01 10:06:47 84.62 Kb
The real effect of Dividend Withholding Tax 2015-10-01 10:07:02 430.86 Kb
VESA req determination 2015-10-01 10:07:05 60.64 Kb
Verbruggen Determination 2015-10-01 10:07:01 263.67 Kb
Withdrawal Benefits corrs 5 jan 2011 (2) 2015-10-01 10:07:13 421.8 Kb
Zikhali determination PFA 2015-10-01 10:07:26 102.12 Kb
Zobeley 04282 2015-10-01 10:07:58 1.53 Mb
bekker 06661 2015-10-01 09:47:08 444.88 Kb
de bruyn 06509 2015-10-01 09:49:10 302.86 Kb
germishuys 03593 03594 2015-10-01 09:53:52 458.35 Kb
minnie 06244 (2) 2015-10-01 09:58:31 141.54 Kb
mnyandu 00042 2015-10-01 09:55:56 225.56 Kb
national credit amendment bill final 2018-08-16 10:36:18 8.41 Mb
port 01799 02216 2015-10-01 10:03:39 1.39 Mb
postgate 09479 2015-10-01 10:03:44 434.8 Kb
smit 02511 (2) 2015-10-01 10:06:28 1.94 Mb
smit 02511 2015-10-01 11:15:44 1.94 Mb
snyman 09947 2015-10-01 10:06:33 396.2 Kb
zackey 00867 2015-10-01 10:07:25 527.93 Kb

MS Compliance

NameModifiedSize
AIRI Registration Final 2015-10-01 10:08:34 363.31 Kb
APPLICATION FOR EXEMPTION AS PROVIDED FOR IN BOARD NOTICE 193 of 2011 2015-10-01 10:08:45 208.12 Kb
Accreditation of Health Care Brokers and Broker Organisations (March2013) 2015-10-01 10:08:29 1.11 Mb
Amendment to Regulations in terms of section 12T 29 August 2016 website 2016-10-05 13:01:16 54.24 Kb
Appeal Board Decision Mabena David Hlumbane 2017-05-24 06:41:47 192.4 Kb
Appeal Board Decision Chutterpaul vs Mohanlal 2017-01-16 10:06:24 413.95 Kb
Appeal Board Guidelines November 2015 2015-12-04 08:08:18 175.57 Kb
Appeal Board RVAF decision 2016-11-24 08:25:44 358.67 Kb
Appeal Decision FNB v Newlove June 2012 2015-10-01 10:08:43 348.04 Kb
Are you ready for outcomes based regulation 2017-07-06 09:13:53 30.93 Kb
Board notice 136 of 2012 2015-10-01 10:08:08 365.91 Kb
CO requirements 2010 05 2015-10-01 10:08:50 223.4 Kb
CPD unde 2017 F P 2018-02-19 07:45:55 143.7 Kb
Circular New Debt Counsellor Fees 1 2018-03-08 08:26:58 468.29 Kb
Comparative PI requirements 2009 11 2015-10-01 10:08:48 46.68 Kb
Conflict of interest 2011 05 2015-10-01 10:08:53 90.36 Kb
Conflict of interest compliance services 2011 05 2015-10-01 10:09:03 499.03 Kb
Debt counselling fee structure guideline 2018-03-08 08:26:53 461.74 Kb
Enforcement Committee Introduction 2009 10 2015-10-01 10:09:34 1.24 Mb
Enforcement committee Deva Report 2010 11 2015-10-01 10:09:06 148.98 Kb
FAIS Rep Import Version 5 2015-10-01 10:09:12 81 Kb
FIC Compliance Contact Centre (2) 2015-10-01 10:09:30 24.92 Kb
FIC Directive 01 2014 2015-10-01 10:09:43 304.9 Kb
FIC Directive 2 2014 2015-10-01 10:09:47 323.69 Kb
FSB Info Letter re ST fees 2012 2015-10-01 10:10:50 2.75 Mb
FSCA FAIS OMBUD Levies 2018 2018-07-12 09:27:07 65.62 Kb
FSCA Levies Sole Proprietors 2017 2018 2018-07-12 09:27:10 11.4 Kb
FSCA levies 2018 2018-07-12 09:27:04 362.86 Kb
GUIDELINES ON COMPLETION OF SPREADSHEET WEB VERSION 2 1 JUNE 2013 2015-10-01 10:11:08 390.28 Kb
Guidance Notes Intermediary services and representatives Revised Jan 2012 2015-10-01 10:10:55 431.09 Kb
Guidance on Debarment Process March 2011 2015-10-01 10:10:54 229.42 Kb
Guidance on Reappointment of Debarred Reps July 2011 2015-10-01 10:11:01 243.57 Kb
Guidance on the Reappointment of Debarred Representatives 2018-01-11 07:11:09 965.02 Kb
Judgment Johannes Christian Mostert and Leoni Landman 2018-02-01 10:42:35 519.49 Kb
MCOM RU Presentation Slides 2016 2016-03-23 11:42:57 2.22 Mb
New Fit and Proper timelines 2018-04-12 09:13:50 25.84 Kb
OMBUZZ 2015-10-01 10:11:21 90.36 Kb
Ombud Groenewald final determination 2017-10-12 09:18:01 503.97 Kb
Ombud Groenewald preliminary findings 2017-10-12 09:18:03 639.34 Kb
Online PAIA Manual 2015-10-07 07:51:40 14.55 Kb
Preparation Guide for COs 2015-10-01 10:11:37 530.48 Kb
RISK and FAIS OMBUD JUDGMENT.PDF 2015-10-01 10:11:39 298.33 Kb
Regulatory Update Notes 2017 (2) 2017-09-04 10:16:25 1.31 Mb
Regulatory Updates with notes 2016-02-22 09:30:38 2.1 Mb
Replacement Guidelines(2) 2015-10-01 10:11:33 61.8 Kb
Risk Management Guide 2011 05 2015-10-01 10:11:57 536.5 Kb
Risk Management plan guide 2015-10-01 10:11:57 416.98 Kb
Small FSPs without CO 2010 09 2015-10-01 10:12:21 598.75 Kb
Survey Terms and Conditions 2017 2017-08-23 06:45:35 117.81 Kb
Survey The cost of compliance in South Africa 2015-10-01 10:12:47 1.04 Mb
TCF Roadmap 2011 03 2015-10-01 10:12:56 677.65 Kb
Treating customers fairly 2011 05 2015-10-01 10:12:58 96.24 Kb
Voluntary Disclosure Programme Guidelines 2016-10-03 08:26:28 93.44 Kb
irregularityreports fais 2015-10-01 10:11:19 517.53 Kb
santander uk plc 2015-10-01 10:12:17 547.13 Kb

MS Industry News

NameModifiedSize
(HMI) PROVISIONAL FINDINGS 2018-07-02 10:10:32 164.77 Kb
11. PCC 18 Sec 43B CO FICA Training 2016-07-14 06:54:22 86.71 Kb
20120820104438087 2015-10-01 10:13:13 230.78 Kb
2013 Retirement Reforms (1) 2015-10-01 10:13:27 365.5 Kb
2016 current state of cybercrime 2017-01-30 08:09:31 737.25 Kb
2017 Fit and Proper Operational ability 2018-03-05 11:25:18 1.71 Mb
2017.10.23 Comment Matrix 2nd round public comment 2017-11-20 11:06:24 1.54 Mb
2017.10.23 Revised draft Replacement LTI PPRs (Oct 2017) 2017-11-20 11:06:26 604.42 Kb
2017.10.23 Revised draft Replacement STI PPRs (Oct 2017) 2017-11-20 11:06:35 457.77 Kb
2018 Class of Business Awareness Presentation 2018-02-12 12:17:45 572.81 Kb
21st Raging Bull awards 2017-01-30 07:08:43 128.44 Kb
3 subject rule 2015-10-01 10:13:28 164.94 Kb
AB Decision Ramafalo RE Certicate 2016-07-18 09:29:29 126.86 Kb
AB Judgment Ruan Phillip Coetzer 2016-07-21 08:09:38 556.94 Kb
ABIL Retention Funds 2015-10-01 10:13:30 72.74 Kb
APPEAL BOARD First National Bank v Fiona Newlove 2016-05-12 08:43:51 325.45 Kb
ASISA RPAR english Dec 2012 1 2015-10-01 10:14:04 126.87 Kb
ASISA standard on complaints resolution (effective date 01 02 2012)1(2) 2015-10-01 10:14:05 169.72 Kb
Access Products 2010 10 2015-10-01 10:13:43 668.71 Kb
Additional services on FAIS Online system 2016-02-29 09:15:58 129.25 Kb
Afrikaans Claims fraud stats 2013 (7 Nov 2013) 2015-10-01 10:13:54 188.61 Kb
Allan Gray reduces investment platform fees 2016-03-24 10:08:37 22.55 Kb
Amendments SocialDev 2016-05-09 09:10:56 2.53 Mb
Appeal Board Benu Management CC 2016-10-05 12:57:41 242.81 Kb
Appeal Board Decision Louis Group Financial Services 2016-04-04 09:10:38 226.89 Kb
Appeal Board Goolam Nabi Amod 2016-03-30 12:45:01 205.44 Kb
Appeal Board Judgment Ellis andFSB 2016-07-11 08:15:17 155.46 Kb
Appeal Board Qmala CC 2016-06-20 07:08:32 334.78 Kb
Appeal Mechanism Short term Ombud 2015-10-01 10:13:53 373.54 Kb
Application to use PF Benefirs 2009 2015-10-01 10:13:58 115.55 Kb
Article The Business of Advice January 2013 2015-10-01 10:13:59 72.28 Kb
Asisa on Twin Peaks 2017-11-09 08:52:37 536.71 Kb
AskApprenticeEvent2019 2018-07-26 10:13:59 643.33 Kb
Avoid Unrealistic Investment Expectations 2015-10-01 10:15:12 1.79 Mb
BF Dudley vs Lifesure Financial Services 2015-10-01 10:16:39 4.81 Mb
BMW on the road costs October 2017 2017-10-09 09:31:42 778.44 Kb
Beskerm jou familie teen dood en ongeskiktheid 2016-11-07 09:53:31 86.99 Kb
Binder Thematic Key Findings 15122015 2016-01-21 11:11:00 260.45 Kb
CIS Information Circular 26 2016-04-11 08:59:53 1.62 Mb
CMS Utilisation of medical schemes report 2016-04-04 08:12:02 6.63 Mb
CMS Circular 39 of 2017 2017-06-22 07:36:10 179.48 Kb
CMS Circular 27 Of 2017 2017-04-18 07:49:07 204.79 Kb
CMS Circular250f2018 Demarcation Exemption System 2018-06-11 10:51:10 236.88 Kb
CMS Education and Training Plan 2016 2016-03-17 08:45:29 227.42 Kb
CMS Guidance on 2017 medical schemes increases 2016-07-21 08:09:25 422.01 Kb
CMS PressRelease14 of2015 2015-10-28 13:25:46 284.42 Kb
CMS on MSA 2017-07-17 08:47:33 211.2 Kb
CMS press release on RAF 2015-10-01 10:15:38 329.05 Kb
CPD unde 2017 F P 2018-01-15 09:34:13 143.69 Kb
Claims fraud stats 2013 (6 Nov 2013) 2015-10-01 10:15:16 190.21 Kb
Class of Business and Product specific Training 2018-01-15 09:34:11 180.06 Kb
Classes of business 2018-02-26 08:46:51 1.45 Mb
Closing death and disability cover gap 2016-11-07 09:53:20 85.89 Kb
Commission ban is a game of consequences 2015-10-01 10:15:41 24.33 Kb
Cover Exclusion and Theft by False Pretences 2016-06-02 06:56:01 142.1 Kb
DMW Appeal Fails 2015-10-01 10:16:47 328.79 Kb
Debarment summary doc.pdf 2016-11-10 07:39:10 328.04 Kb
Decision Chipa Kingsley Baloyi and Registrar of Financial Services Providers 2018-01-11 07:10:20 421.51 Kb
Decision Appeal Board on jurisdiction of FAIS Ombud 2018-03-14 13:33:43 419.25 Kb
Decision Naomi Naidoo and Associates CC and Registrar of Financial Services Providers 2017-07-10 09:42:56 540.4 Kb
Deman Interest Divorce Settlement 2010 2015-10-01 10:16:58 104.29 Kb
Demand for HCPs 2016-08-04 08:00:09 202.37 Kb
Disruptive technology in traditional business Raconteur 2017-09-28 09:44:53 266.75 Kb
Draft Board Notice on COMPLIANCE OFFICER Fit and Proper Reqs 2016-04-21 07:20:25 149.62 Kb
Draft response to comments on proposed tax amendment Bills 2015-10-19 10:27:23 973.15 Kb
EAC Standard Communication 2015-10-09 12:49:55 312.77 Kb
EAC Standard Q and A 2016-09-05 06:56:52 313.02 Kb
Employees Tax Termination 2017-06-29 07:00:15 31.86 Kb
Enabling a better income in retirement 2015-10-01 10:17:10 1.02 Mb
Eq of reward BN 181 of 2017 2017-11-13 07:43:14 366.79 Kb
FAIS Newsletter Volume 25 2017-12-12 08:35:24 677.28 Kb
FAIS Ombud Determination Bhengu 2016-03-10 09:47:48 585.25 Kb
FAIS Ombud Determination Cornelissen 2016-03-24 08:47:15 405.87 Kb
FAIS Ombud Determination HARTEN 2016-06-27 09:00:16 454.03 Kb
FAIS Ombud Determination Khoza 00308 2016-03-30 12:45:03 399.63 Kb
FAIS Ombud Determination Nell 2016-03-24 08:33:55 538.5 Kb
FAIS Ombud Determination Oosthuysen 2017-01-19 08:52:48 306.9 Kb
FAIS Ombud Determination Scott vs Quantum Leap 2015-10-01 10:17:10 28.18 Kb
FAIS Ombud Settlements Oct 2015 2015-11-26 06:53:21 385.23 Kb
FAIS Ombud determination H Forge 2017-06-08 07:17:11 4.09 Mb
FAIS FSB Levies 2016 2016-06-30 14:01:00 1.92 Mb
FAQ FIC New Registration and Reporting Platform 2016-04-25 09:47:13 270.25 Kb
FFS product overview US UK (2) 2015-10-01 10:17:17 206.92 Kb
FIC Registration update 2016-03-03 07:36:50 249.56 Kb
FIC Typologies final issued 31.5.2018 2018-06-11 10:51:13 530.23 Kb
FIC guidance on motor dealers 2016-03-07 09:58:32 97.36 Kb
FMF says FSR Bill Twin Peaks is bad policy 2017-07-17 08:47:36 503.08 Kb
FSB Bites Big Boys 14 July 2011 2015-10-01 10:17:23 66.08 Kb
FSB Bulletin Third Quater 2017 18 2018-04-23 07:25:54 4.13 Mb
FSB Email Addresses 2016-07-28 08:24:12 116.7 Kb
FSB Information Letter 2 of 2014 (LT) 2015-10-01 10:18:34 2.62 Mb
FSB Levies Sole Proprietors 2007 2017 2017-06-29 07:01:09 11.15 Kb
FSB FAIS OMBUD Levies 2017-06-29 07:01:34 59.26 Kb
FSB Information Letter 3 of 2014 complaints management(LTST) 2015-10-01 10:17:56 668.28 Kb
FSCA Press Release Registration Workshops 2018-04-09 08:22:57 80.47 Kb
Feedback on FICA Inspections 2016-02-29 09:15:54 267.55 Kb
FinaMetrica Newsletter Dec2012 2015-10-01 10:17:17 164.79 Kb
Financial Services Tribunal Rules 7 August 2018 2018-08-13 10:07:11 134.95 Kb
Financial planning 2013 Allan Gray Issue 2015-10-01 10:17:25 162.11 Kb
Firstrand Bank Prithipal judgment 2016-03-17 08:45:32 267.8 Kb
Funeral policy premiums 2016-02-18 08:59:31 2.33 Mb
Future of Market Conduct Supervis 2015-11-09 07:52:29 1.28 Mb
GT006 Keeping TABs on the Golden Goose this Tax season 2015-10-01 10:19:03 179.33 Kb
Gap Cover provides critical support in cases of accidents and emergencies 2018-03-29 08:11:34 117.82 Kb
Gary Moore FAIS clearly unclear 2017-06-29 07:58:58 335.41 Kb
Gesamentlike Persverklaring 2015-10-01 10:19:00 99.63 Kb
Goverment Gazette Revenue Laws Amendment Act CV01 2016-05-30 08:54:34 408.72 Kb
GrayIssue 131 2015-10-01 10:18:52 870.27 Kb
GrayIssue 147 2015-10-01 10:18:57 260.89 Kb
Guidelines Proposed guidelines to ascertain consumers gross and discretionary incomes 2018-04-23 07:24:28 44.62 Kb
Healthcare enquiry Executive Summary 2018-07-05 09:39:43 2.78 Mb
Healthcover Demarcation media statement 2015-10-01 10:19:08 208.93 Kb
IGeZine April 2016 2016-04-26 10:22:17 68.65 Kb
IGeZine March 2016 2016-03-24 08:33:51 58 Kb
IGeZine May 2016 2016-05-23 07:56:25 60.09 Kb
IGeZine November 2015 2015-11-23 08:40:03 70.67 Kb
IGeZineMoonstone0418 2018-04-26 10:09:34 57.59 Kb
IGeZineMoonstone0718 2018-07-23 08:34:30 49.27 Kb
Identity Theft 2015-10-01 10:19:08 72.16 Kb
Insurance Reg Press statement Dec 2016 2016-12-12 07:52:22 57.12 Kb
Judgement BKB vs Christopher John Collins May 2011 2015-10-01 10:19:56 177.91 Kb
Judgment Audenberg Versekering Makelaars and Tobias Van Zyl and Hannes Waterboer 2018-03-15 11:55:47 249.92 Kb
Judgment J and G Financial Service Assurance Brokers and J Wright v R L Prigge and FAIS Ombud 2017-06-23 10:02:12 543.64 Kb
Judgment Zakir Ahmed Yusuf and Registrar of Financial Services Providers 2018-02-08 06:50:13 112.71 Kb
Justice delayed AJBooysen vs Vista University 2008 2015-10-01 10:20:01 167.12 Kb
Kind 1 GT GTC web 2015-10-01 10:20:26 1.21 Mb
LT Ombud Annual Report 2011 2015-10-01 10:20:45 1.03 Mb
LT Ombud on Beneficiary Nominations 2015-12-03 08:39:00 251.65 Kb
Linked Retirement Income Plan Discoveryl 2017-05-05 07:49:28 23.03 Kb
Look beyond the price of disability insurance 2018-02-19 07:43:57 230.62 Kb
Meaningful cost comparison across investment products introduced 2016-02-15 07:58:27 230.74 Kb
Media release on Retirement provision review. 20 June 2013pdf 2015-10-01 10:20:38 27 Kb
Media release on retirement reform 2015-10-01 10:20:47 107.49 Kb
Media Release on Ponzis and Pyramid schemes 2016-06-06 09:17:43 71.37 Kb
Mediaverklaring oor Ponzi en Piramideskemas 2016-06-06 09:17:47 72.71 Kb
Money Laundering Typologies and Indicators 2018-03-15 11:28:58 380.82 Kb
NCR Guideline 2017-11-16 08:23:13 98.85 Kb
NHI and NSSF impact on IFA 2015-10-01 10:20:53 187.23 Kb
Nasty Unintended Consequences 16 09 2013 2015-10-01 10:20:50 147.59 Kb
New Fit and Proper transitional arrangements 2018-03-29 08:11:31 1.12 Mb
Notice on Projections for comment 2018-02-08 06:50:05 98.93 Kb
Notice re Leave to Appeal Oosthuizen v Castro 2017-10-19 09:39:37 337.47 Kb
OSTI Briefcase 3rd Edition 2017 2017-11-02 08:47:54 481.1 Kb
OSTI Briefcase Issue No. 3 of 2016 2016-11-10 08:44:48 2.07 Mb
OSTI Briefcase Newsletter 1 2016 2016-05-05 07:12:29 2.36 Mb
Old wine in new casks 2017-07-13 09:55:02 25.09 Kb
Ombud Determination Peens 04376 2016-05-23 11:21:45 580.49 Kb
Ombud Determination du toit 01129 2016-03-14 08:31:46 424.69 Kb
Ombud Settlements 2015-10-01 10:21:12 634.28 Kb
Ombud determination Molate 2017-06-12 07:01:33 4.85 Mb
Ombudsman Annual Report for LONG Term Insurance APR 2015 2016-05-30 08:50:22 1.55 Mb
Ombuzz April 2016 Medical Opinions 2016-05-03 10:17:49 123.68 Kb
Oosthuizen v Castro 2017-10-19 09:39:40 233.24 Kb
Opposition to Twin Peaks 2015-11-30 07:43:21 192.34 Kb
OutSurance3 2015-10-01 10:21:12 348.37 Kb
Overview of ASISA Classification Structure Changes (13 Sept 2012) Final(2) 2015-10-01 10:21:17 111.96 Kb
PFA Annual Report 2012 2013 2015-10-01 10:22:07 2.11 Mb
PPS RA Press Release Final 2015-10-01 10:22:10 120.46 Kb
PRE BUDGET 2018 COMMENTARY BY MAZARS 2018-02-19 09:26:02 31.13 Kb
PUBLIC COMPLIANCE COMMUNICATION NO. 37 (PCC 37) 2017-04-10 08:30:48 280.16 Kb
PUBLIC COMPLIANCE COMMUNICATION No 38. (PCC 38) 2017-04-10 08:30:46 432.09 Kb
PWC Insurance 2020 and beyond 2015-11-26 08:26:31 616.82 Kb
Policyholders and beneficiaries receive R469 billion in benefit payments AFR 2018-03-19 09:49:53 182.38 Kb
Policyholders and beneficiaries receive R469 billion in benefit payments1 2018-03-19 09:49:54 180.38 Kb
Politics the art of the possible 2015-10-01 10:21:57 477.52 Kb
Prescient dividend payout and restructuring Moneyweb March 2017 2017-03-20 06:35:25 260.48 Kb
Preservation portability and governance 21 Sept 2012 2015-10-01 10:22:35 714.87 Kb
Press Release Q2 Claims rejected due to non payment of premiums final 2016-08-24 11:22:30 113.54 Kb
Press release 16 of 2013 Regulator of medical schemes launches Annual Report 2015-10-01 10:22:34 482.36 Kb
Press release 21 May 2013 2015-10-01 10:22:42 311.6 Kb
Proposed Amendment To Fin Soundness 2015-10-01 10:22:39 66.85 Kb
Public Compliance Communication No 36 FIC 2016-12-05 09:13:27 311.84 Kb
Questions and Answers Tax harmonisation and retirement reforms 2015 12 03 2015-12-14 09:07:16 254.38 Kb
RETIREMENT VEHICLES Vs INTER VIVOS TRUSTS 2018-03-12 09:03:01 206.21 Kb
Recoveries from Retirement Provision Funds 2016-05-16 10:37:53 99.33 Kb
Response Draft Taxation Laws Amendments Aug 2010 2015-10-01 10:22:48 208.95 Kb
Review HCPs Finmark Trust survey Exec summary 2016-08-04 08:00:21 269.5 Kb
SACRRA Assessment Form 2017-11-16 08:23:09 130.05 Kb
SACRRA Guideline 2017-11-16 08:23:15 1.06 Mb
SAICA advises SMEs to know where they stand 2015-10-01 10:23:56 86.56 Kb
Safer Financial Sector 2011 05 2015-10-01 10:23:18 1.54 Mb
Sanlam Response to PPS 2015-10-01 10:23:24 212 Kb
Sanlam says its RA is not so bad 2015-10-01 10:23:28 153.24 Kb
Securitisation of Bond Summary of Judgement 2016-07-11 11:36:02 263.51 Kb
Sharemax Beslissing en die Doel van FAIS 2015-10-01 10:23:29 70.13 Kb
Siegrist Issues and Findings 2015-10-01 10:23:35 238.47 Kb
Sleeping through a revolution 2015-10-01 10:23:41 299.63 Kb
South Africa Health index 2016 2016-07-14 09:53:15 218.17 Kb
Statement on Offshore Accounts 2016-04-07 09:49:58 190.23 Kb
Structure of the regulatory examinations 2015-10-01 10:23:45 169.2 Kb
Study reveals reliance on recent performance in picking unit trusts 2018-03-12 09:07:42 583.08 Kb
SuiteBox on Oracle Cloud 2017-07-06 09:10:45 30.27 Kb
Survey Highlights from the SA Investment Panorama Survey 2015-10-19 06:17:43 63.77 Kb
Sustainable income in retirement 2015-10-01 10:23:54 449.55 Kb
TCF Complaints Management Discussion Document 2015-10-01 10:24:29 1.21 Mb
TCF Self Analysis Tool 2015-10-01 10:24:20 82.6 Kb
Taking stock of your portfolio 2015-10-01 10:24:03 350.54 Kb
Tax ombud final report on SARS 2017-09-07 09:25:06 1.51 Mb
Taxation Laws Amendment Act cannot be postponed 2016-02-15 07:58:31 172.29 Kb
The demise of IGF 2018-04-09 08:22:54 213.82 Kb
The power of preservation 2018-06-18 10:18:00 119.57 Kb
The return of African Bank 2016-04-25 08:39:45 205.84 Kb
Think FINAL 2018-04-06 11:19:19 263.71 Kb
Tier 1 and 2 products 2018-02-26 08:46:53 539 Kb
Truworths and two others vs The Minister of trade and industry and two others 4375.2016 2018-03-29 08:11:36 874.56 Kb
Twin Peaks Implementation Proposal Summaries (2)(2) 2015-10-01 10:24:44 86.07 Kb
Twin Peaks final discussion doc 2015-10-01 10:24:51 950.29 Kb
Under the Baobab 11 2016-11-10 08:57:11 808.76 Kb
User Alert Virtual currencies 2017-11-30 10:05:22 107.91 Kb
User Guide for the FAIS Online Reporting System v 4 2016-09-01 07:50:36 2.22 Mb
Value of advice to clients 2015-10-01 10:24:57 282.64 Kb
What is holding millennials back 2018-06-04 10:19:36 200.68 Kb
What is a money market fund 2016-10-31 07:09:11 78.39 Kb
Who owns your LinkedIn profile 30 July 2018 2018-08-02 07:43:34 491.43 Kb
World Insurnace Report 2016 2016-10-13 10:42:17 5.98 Mb
World Insurance Report 2016 2016-10-17 09:27:33 5.98 Mb
construction men at work 00458 2015-10-01 10:15:53 201.08 Kb
goAML Notice 1 Existing registrants 2016-04-26 09:43:11 249.98 Kb
list of funds considered for cancellation 2017-12-05 09:10:43 3.02 Mb
pension funds board members inducements etc draft directive 2017-11-13 08:52:16 130.01 Kb

MS Provider

NameModifiedSize
1. MBSE Fica Exam Instructions (Non Moonstone Clients) 2018-04-12 10:44:35 230.49 Kb
1. MBSE Fica Exam Instructions (existing clients) 2017-12-12 12:29:11 173.93 Kb
1. MBSE Fica Exam Instructions (new registrations) 2018-04-12 10:44:37 198.58 Kb
2017 Compliance Report (Cat I FSP without CO) 2018-02-21 08:34:18 460.92 Kb
Are you saving enough for retirement 2017-08-07 07:41:27 438.73 Kb
Board Notice 194 of 2017 (Fit Proper Requirement) 2018-02-21 08:34:22 7.22 Mb
CPD FAQ Document (Interim document 30 May 2018) v3 2018-05-31 10:43:44 232.49 Kb
Copy of Asset Class Returns 2015-10-01 10:24:59 73.5 Kb
Copy of Markets Update 2015-10-01 10:25:16 659 Kb
DURBAN Advanced Broker Programme 24 August 2018-08-20 10:05:54 180.3 Kb
Departmental Contacts 2018-04-09 08:23:06 271.62 Kb
Discovery Invest provides the solution 2017-05-08 10:08:32 92.43 Kb
Dont let good news headlines thwart your savings plans 2018-04-23 09:00:31 321.14 Kb
Example General Annexure (2017 Compliance Report) 2018-02-21 08:34:15 17.63 Kb
Fixed Bond Factsheet 2018-08-20 11:40:15 31.83 Kb
Fixed Bond Q A Doc 2018-08-20 11:40:13 644.1 Kb
Go on 2018-07-19 12:04:23 474.32 Kb
Grant Thornton Capital Market Update July 2011 2015-10-01 10:25:07 146.95 Kb
Grant Thorton Capital More to medical aid choices than just premium increases 2015-12-08 10:11:49 297.63 Kb
Local CIS industry grows investor assets to R2.3 trillion AFRIKAANS 2018-08-13 10:07:00 89.54 Kb
Local CIS industry grows investor assets to R2.3 trillion 2018-08-13 10:06:58 91.5 Kb
Longterm insurers address list 2015-10-01 10:25:17 38.3 Kb
Mediclinic International 2015-10-01 10:25:22 183.1 Kb
Momentum Positive Return Fund Brochure 2015-10-01 10:25:42 946.46 Kb
Momentum+Unisa+Household+Financial+Wellness+Index+Summary+2017+data+FINAL1 2018-08-16 10:36:54 6.02 Mb
Moonstone Zoom Webinar User Guide 2018-02-21 08:34:13 662.13 Kb
New Investec Investment Opportunity 2016-02-08 09:27:36 74.27 Kb
Old Mutual Savings Monitor 2018 results sim 2018-08-06 10:24:25 3.97 Mb
Press release Survey shows Medihelp members are most satisfied with service delivery 2018-08-06 10:24:26 300.44 Kb
Profile Cence 24 June 2011 2015-10-01 10:25:48 316.59 Kb
Regulatory Update Notes 2017 2017-08-31 13:18:05 1.08 Mb
Rugby Calendar 2012(2) 2015-10-01 10:25:47 24.73 Kb
STISA ORDER FORM 20161020 2016-12-08 08:33:26 139.63 Kb
Santam survey 2018-03-08 08:27:27 29.85 Kb
Social media policies for financial services 13 June 2018 2018-06-21 09:12:54 466.26 Kb
Tax data card 2013 3 web 2015-10-01 10:30:33 2.39 Mb
Tax for Saffers working overseas 2018-05-28 10:17:33 30.41 Kb
Unclaimed retirement benefits search engine 2017-08-17 06:39:09 271.84 Kb
Waterwise tips 2018-02-22 07:43:20 519.33 Kb

MS Reports

NameModifiedSize
2010 Ombudsman annual Report 2015-10-01 10:27:04 1.36 Mb
Advice Tech Reseach Report 2017 2017-06-15 07:26:09 3.08 Mb
Benchmark Research Summary 2018 2018-06-11 10:51:29 1.1 Mb
CoC June 2018 2018-05-31 08:26:25 142.59 Kb
Debarment June 2018 2018-05-31 08:26:25 95.13 Kb
FAIS OMBUD 2011 2012 ANNUAL REPORT 2015-10-01 10:29:23 6.71 Mb
FAIS Ombud Annual Report 2016 2017 Settlements 2017-11-23 06:46:38 119.91 Kb
FSRA June 2018 2018-05-31 08:26:25 186.22 Kb
Insurance Regulations June 2018 2018-05-31 08:26:25 329.71 Kb
OSTI Annual Report 2017 2018-05-03 08:52:31 2.91 Mb
PPR Workshop 2018 2018-05-31 08:26:25 174 Kb
Understanding the new fit and proper 2018 2018-05-31 08:26:25 493.03 Kb
true south disability cover report 2013 1 2015-10-01 10:29:38 758.09 Kb