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NameModifiedSize
F S B Retail Distribution Review Phase 1 Status Update 2015 2015-11-11 08:18:25 597.71 Kb
F S C A Press Release R D R. P D F 2018-07-05 09:12:27 143.04 Kb
F S C A Retail Distribution Review Status Update June 2018 2018-07-05 09:12:27 481.24 Kb
Future of Market Conduct Supervision 2015-11-11 08:18:27 1.28 Mb
Future of prudential supervision 2015-11-11 08:18:30 844.99 Kb
Micro Insurance 2015-11-11 08:18:31 338.02 Kb
N H I will fix nothing 2018-07-05 09:12:27 266.24 Kb
Overarching R D R proposals 2016-01-18 08:13:56 327.07 Kb
R D R Investment Discussion Document Comments Template 2018-07-05 09:12:27 59.29 Kb
R D R Investment Discussion Document June2018 final 2018-07-05 09:12:27 515.47 Kb
R D R Phase 1 implementation 2017-01-09 09:40:26 701.3 Kb
R D R Proposal O O Replacement of Commissions 2015-11-16 09:33:16 272.24 Kb
R D R pres for Ins Reg seminar 2015-11-11 08:18:33 526.75 Kb
Regulatory framework update 2015-11-11 08:18:35 651 Kb
Theme 1 Advisor categorisation 2016-01-18 08:12:32 352.39 Kb
Theme 2 Investments 2016-01-18 08:12:32 342.77 Kb
Theme 3 L T insurance risk 2016-01-18 08:12:32 219.71 Kb
Theme 4 S T Insurance 2016-01-18 08:12:32 188.68 Kb
Theme 5 Sales Execution 2016-01-18 08:12:33 226.55 Kb
Theme 6 Low Income Market 2016-01-18 08:12:33 241.97 Kb
Update on Twin Peaks 2015-11-11 08:18:37 1.25 Mb

MS Acts & Legislation

NameModifiedSize
17 03 2014 Budget Update on Retirement Reforms 2015-10-01 09:45:00 693.93 Kb
17 03 2014 Strengthening retirement savings 2015-10-01 09:45:27 933.85 Kb
17 03 2014 Tax free savings accounts 2015-10-01 09:45:34 782.84 Kb
17.03.2014 Budget Update on Retirement Reforms Media Statement 2015-10-01 09:44:47 229.71 Kb
190117 F I C Guidance Note 04 B final draft (for consultation) 2019-01-24 10:11:58 1.1 Mb
20131011 Directive 153 A i ( L T) Maximum causal event charges (issued) 2015-10-01 09:46:03 1.25 Mb
2017 F I C A Act pamphlet 2017-05-11 08:30:27 476.06 Kb
2018121101 Media statement C O F I Bill 2018-12-12 09:34:34 301.37 Kb
A known and trusted ombuds system for all September2017 2017-09-26 08:12:01 1.32 Mb
A N N E X U R E A D R A F T C R I T E R I A F O R L I V I N G A N N U I T I E S I N A D E F A U L T A N N U I T Y S T R A T E G Y 2018-11-26 09:21:10 204.58 Kb
A N N E X U R E A. P D F 2017-01-19 14:27:15 830.75 Kb
A N N E X U R E B S T A T E M E N T S U P P O R T I N G T H E D R A F T C O N D U C T S T A N D A R D O N T H E C R I T E R I A 2018-11-26 09:20:30 188.32 Kb
A N N E X U R E B. P D F 2017-01-19 14:27:17 528.03 Kb
A N N E X U R E B Consultation Report for Smooth Bonus products 2018-12-10 09:29:42 528.84 Kb
A N N E X U R E C C O M M E N T S T E M P L A T E 2018-11-26 09:25:37 196.18 Kb
A N N E X U R E C Statement Supporting the Draft Conduct Standard for Smooth Bonus Policies 2018-12-10 09:29:42 419.06 Kb
A N N E X U R E D Comment Template Conduct Standard on default investment portfolio 1 2018-12-10 09:29:42 83.01 Kb
Act 9 of 2017 Finan Sector Regulation Chapter15 2019-05-16 10:21:19 868.77 Kb
Amendment to Fit and Proper Qualifying Criteria 2009(169) 2015-10-01 09:46:16 415.18 Kb
Amendment to Fit and Proper Qualifying Criteria 2009 2015-10-01 09:46:14 303.29 Kb
Amendment to Fit and Proper Qualifying Criteria 2010 2015-10-01 09:46:59 1.7 Mb
Amendment to Fit and Proper Qualifying Criteria 2008 2015-10-01 09:45:49 161.04 Kb
Amendments Regs and P P R 2016-11-21 08:25:13 953.68 Kb
Appeal Board Van Der Walt 2016-02-29 09:16:14 1.22 Mb
Appeal Decision Proactive Lifestyle Management C C 2016-01-25 08:58:29 162.21 Kb
Appeal Decision F N B v Newlove June 2012 2015-10-01 09:46:35 348.04 Kb
B30 2018 National Credit 2018-09-06 11:05:09 592.24 Kb
B N194 Financial Soundness 2019-02-14 08:05:24 479.82 Kb
C M S draft on broker accreditation 2015-10-01 09:48:58 4.69 Mb
Clause by clause 2015-10-01 09:47:11 251.77 Kb
Co F I Bill policy paper 2018-12-12 09:34:34 2.26 Mb
Conduct of Financial Institutions Bill 2018-12-12 09:34:33 952.86 Kb
Consumer Protection Act Email Marketing 2015-10-01 09:47:23 228.53 Kb
Copy of F S B F A I S O M B U D Levies 2015 2015-10-01 09:47:51 89.5 Kb
Copy of F S B Levies Sole Proprietors 2007 2015 2015-10-01 09:48:07 25 Kb
Credit Life Regulations Feb 2017 2017-08-10 07:51:10 2.65 Mb
Decision A C M Gold and Forex Trading ( P T Y) L T D and Mike Lerato Mogadima and Go Direct Stock Market Investments( P T Y) L T D 2017-08-17 06:39:23 455.19 Kb
Decision Cyclone Matibe Makola (1)(2) 2015-10-01 09:49:06 355.21 Kb
Determination of Fit and Proper Req 2008f 2015-10-01 09:49:53 1.57 Mb
Determination nel 00784 2018-10-15 10:31:45 445.67 Kb
Directive 159 Outsourcing(2) 2015-10-01 09:49:44 443.82 Kb
Draft Taxation Laws Amendment Bill 2013 2015-10-01 09:49:50 231.49 Kb
Draft Taxation Laws Amendment Bill 2015-10-01 09:49:53 37.81 Kb
Employee Benefit Update April 2011 2015-10-01 09:50:01 263.51 Kb
F A I S Ombud Annual Report 2015-10-01 09:51:37 3.72 Mb
F A I S Wet Afrikaans2002 2015-10-01 09:52:08 2.65 Mb
F I C Guidance Notice for P C C38 A 2018-03-12 10:19:28 113.59 Kb
F I C Registration 2015-10-01 09:52:59 158.85 Kb
F I C Reporting Article (2) 2015-10-01 09:52:11 131.21 Kb
F I C Act Commencement 14 June2017 2017-06-19 09:30:27 344.46 Kb
F S B Confirm Notice 2015-10-01 09:53:02 95.24 Kb
Farzana Badat Co B Supervisory Update 2016-11-21 10:02:43 1.82 Mb
Fica Act 38 of 2001 2015-10-01 09:52:40 1.47 Mb
Fica amendment act 2015-10-01 09:52:42 95.83 Kb
Final Default Regulations Gazetted 25 August2017 2018-12-10 09:29:43 2.7 Mb
Final Insurance Bill presentation to S C O F 2017.05.12 2017-06-22 07:35:49 1.14 Mb
Final I L A B media statement 29 04 14 2015-10-01 09:52:46 130.56 Kb
Financial Sector Regulation Act 2017 2017-08-24 10:17:26 3.83 Mb
Financial Sector Regulation Act 2017 A 2017-08-24 10:37:24 3.86 Mb
Financial Sector Regulattion Bill 2016-12-08 08:29:37 1014.48 Kb
Financial Services Laws General Amendment Act 45 of 2013 2015-10-01 09:52:58 501.38 Kb
G N Intermediate Reps 2015-10-01 09:53:59 435.96 Kb
General Financial Services Laws Amendments Act 22 of 2008 2015-10-01 09:53:45 2.03 Mb
Goverment Notice 30 D E C 2012 P A I A Exemption(2) 2015-10-01 09:54:03 179.98 Kb
Goverment Notice 30 D E C 2012 P A I A Exemption 2015-10-01 09:54:06 179.98 Kb
Guidance Note Sole Proprietors 2016-02-11 08:33:52 578.49 Kb
Guidance Notice 8 of 2018 2019-01-07 09:03:44 407.3 Kb
Incapacitated will signature 2017-07-13 09:50:16 21.25 Kb
Industry response to I L A B 2015-10-01 09:54:38 1.45 Mb
Insurance ( L T) Notice 2 of 2018 (1) 2018-09-17 11:36:07 547.71 Kb
Insurance Bill 2016 2016-02-01 10:16:10 473.72 Kb
Insurance Bill B1 B ( As amended by S C O F) 2017-11-30 08:33:57 2.82 Mb
Insurance Bill to Committee 2017.05.10 2017-06-22 07:35:46 1.8 Mb
J Arthur Brown Sentence 2015-10-01 09:54:25 152.58 Kb
Jerrier vs Outsurance 2015-10-01 09:54:39 76.25 Kb
Judgement Francois Pienaar vs Registrar F S B July 2013 2015-10-01 09:55:04 813.71 Kb
Judgment A C S Financial Management C C C S J Snyman P S Coetzee and F A I S Ombud 2016-09-22 08:42:01 389.87 Kb
Long Term Insurance Act 1998 Amendment section 72 D E C 2011 2015-10-01 09:55:50 2.4 Mb
Media Statement Tax Free Savings Accounts 2017-03-02 08:47:30 156.11 Kb
N C R Media Release Credit life insurance regulations are now in effect 2017-08-14 08:57:27 845.38 Kb
N C R notice August 2017 Licence and registration fees 2017-08-03 08:31:17 847.17 Kb
National credit amendment bill 2018 2017-12-04 10:10:15 418.9 Kb
New tax laws what do they mean for Retirement Annuities (final) 2016-12-13 10:55:44 56.85 Kb
Notice for publication of draft guidance 2017-06-19 09:30:31 229.57 Kb
O B J E C T I V E S O F T H E F S R B 2017-07-17 08:47:08 960.59 Kb
Ombud Determination Cresswell 00184 2015-10-01 09:56:02 281.93 Kb
Ombud Determination De Hoop Steenmerwe 06695 2016-02-11 09:50:22 7.28 Mb
Ombud Determination Gerber 06055 2015-10-01 09:56:19 785.59 Kb
Ombud Determination Grantham 02201 2015-10-01 09:57:45 4.09 Mb
Ombud Determination Stunden 01993 2015-10-01 09:59:58 2.84 Mb
Ombud Determination Thompson annexures 2015-10-01 10:00:21 447.72 Kb
Ombud Determination Thompson vs Du Preez 2015-10-01 10:00:42 2.11 Mb
Ombud Determination Williams 02101 2015-10-01 10:01:00 663.68 Kb
Ombud Determination Z A K H E L E G B U T H E L E Z I 2016-01-18 08:16:39 595.73 Kb
Ombud Determination de Beer 2016-01-14 08:58:50 510.21 Kb
Ombud Determination leroux 08320 2015-10-01 09:58:52 3.13 Mb
Ombud Determination van Breda 03914 2016-02-04 09:27:10 514.14 Kb
Ombud Determination van Vuuren 02156 2015-10-01 10:02:07 2.95 Mb
Ombud Determination Foster 30 March2015 2015-10-01 10:02:11 495 Kb
Ombud Determination Neethling 30 March2015 2015-10-01 10:02:27 493.21 Kb
Ombud determination Cowan 2015-10-01 10:01:15 316.47 Kb
Ombud determination Fourie 2015-10-01 10:02:19 282.01 Kb
Ombud determination Quintanie 2015-10-01 10:02:35 364.76 Kb
Ombud Determination De Vleesshauwer 2015-10-01 10:02:39 261.55 Kb
P E N S I O N F U N D S A C T N O T I C E R E G A R D I N G T H E P U B L I C A T I O N O F D R A F T C O N D U C T O F S T A N D A R D 2018-11-26 09:21:44 41.69 Kb
P F A determination Igesund and De Lange 2015-10-01 10:03:14 847.54 Kb
P P Rs Annexure A Draft Replacement of Long term Insurance P P Rs 2017-01-19 14:27:34 548.22 Kb
P P Rs Annexure B Draft Replacement Short term Insurance P P Rs 2017-01-19 14:27:36 494.52 Kb
P S P Interpretation Note S A R S 2015-10-01 10:03:55 220.97 Kb
Pension Funds Act 1958 2015-10-01 10:02:54 493 Kb
Po P I Regulations Final 14 Dec 2018 3 languages 42110 14 12 2019-01-10 09:02:08 1.61 Mb
Proposed amendments to General Code and Specific Code for Short term Deposits 2017-11-06 08:39:46 2.76 Mb
Proposed amendment to def of intermediary services 2015-10-01 10:03:51 326.05 Kb
Pw C Synopsis Tax Today 2015-10-01 10:04:16 835.6 Kb
R D R ppls status overview Dec 2016 2017-01-19 14:27:44 1.42 Mb
R S A constitution 2015-10-01 10:04:46 647.72 Kb
Reappointment of debarred reps 2015-10-01 10:04:14 246.91 Kb
Response to comments 2015-10-01 10:04:41 848.22 Kb
Retirement Funds Media Statement Draft default regulations 2016-12-12 08:09:00 167.57 Kb
S E I A C O F I Bill 2018-12-12 09:34:33 565.68 Kb
Sharemax Siegrist Determination (2) 2015-10-01 10:05:05 704.3 Kb
Short Term Insurance Act 1998 Amendment section 70 D E C 2011 2015-10-01 10:05:59 2.31 Mb
Tax Laws Amendment Act 7 of 2010 2015-10-01 10:06:49 745.47 Kb
The Cost of Exchange Traded Funds 2015-10-01 10:06:47 84.62 Kb
The real effect of Dividend Withholding Tax 2015-10-01 10:07:02 430.86 Kb
V E S A req determination 2015-10-01 10:07:05 60.64 Kb
Verbruggen Determination 2015-10-01 10:07:01 263.67 Kb
What is section 12 J (3) 2018-09-17 11:36:09 271.06 Kb
Whitepaper Strategic Solutions Architects G D P R tune (1) 2018-09-20 08:43:05 67.84 Kb
Withdrawal Benefits corrs 5 jan 2011 (2) 2015-10-01 10:07:13 421.8 Kb
Zikhali determination P F A 2015-10-01 10:07:26 102.12 Kb
Zobeley 04282 2015-10-01 10:07:58 1.53 Mb
bekker 06661 2015-10-01 09:47:08 444.88 Kb
de bruyn 06509 2015-10-01 09:49:10 302.86 Kb
germishuys 03593 03594 2015-10-01 09:53:52 458.35 Kb
minnie 06244 (2) 2015-10-01 09:58:31 141.54 Kb
mnyandu 00042 2015-10-01 09:55:56 225.56 Kb
national credit amendment bill final 2018-08-16 10:36:18 8.41 Mb
port 01799 02216 2015-10-01 10:03:39 1.39 Mb
postgate 09479 2015-10-01 10:03:44 434.8 Kb
smit 02511 (2) 2015-10-01 10:06:28 1.94 Mb
smit 02511 2015-10-01 11:15:44 1.94 Mb
snyman 09947 2015-10-01 10:06:33 396.2 Kb
zackey 00867 2015-10-01 10:07:25 527.93 Kb

MS Compliance

NameModifiedSize
A I R I Registration Final 2015-10-01 10:08:34 363.31 Kb
A P P L I C A T I O N F O R E X E M P T I O N A S P R O V I D E D F O R I N B O A R D N O T I C E 193 of 2011 2015-10-01 10:08:45 208.12 Kb
Accreditation of Health Care Brokers and Broker Organisations ( March2013) 2015-10-01 10:08:29 1.11 Mb
Administrative sanctions on H S B C Bank Plc Johannesburg Branch 9 November 2018 2018-11-14 07:54:40 312.52 Kb
Amendment to Regulations in terms of section 12 T 29 August 2016 website 2016-10-05 13:01:16 54.24 Kb
Appeal Board Decision Mabena David Hlumbane 2017-05-24 06:41:47 192.4 Kb
Appeal Board Decision Chutterpaul vs Mohanlal 2017-01-16 10:06:24 413.95 Kb
Appeal Board Guidelines November 2015 2015-12-04 08:08:18 175.57 Kb
Appeal Board R V A F decision 2016-11-24 08:25:44 358.67 Kb
Appeal Decision F N B v Newlove June 2012 2015-10-01 10:08:43 348.04 Kb
Are you ready for outcomes based regulation 2017-07-06 09:13:53 30.93 Kb
Board notice 136 of 2012 2015-10-01 10:08:08 365.91 Kb
C O requirements 2010 05 2015-10-01 10:08:50 223.4 Kb
C P D unde 2017 F P 2018-02-19 07:45:55 143.7 Kb
Circular New Debt Counsellor Fees 1 2018-03-08 08:26:58 468.29 Kb
Comparative P I requirements 2009 11 2015-10-01 10:08:48 46.68 Kb
Conflict of interest 2011 05 2015-10-01 10:08:53 90.36 Kb
Conflict of interest compliance services 2011 05 2015-10-01 10:09:03 499.03 Kb
Debt counselling fee structure guideline 2018-03-08 08:26:53 461.74 Kb
Decision Victor Masango and Financial Sector Conduct Authority 2019-01-21 09:24:27 126.5 Kb
Desicion Aletta Johanna Davis and A C and E Engineering Underwriting Managers ( Pty) Ltd 2018-10-29 08:30:37 683.83 Kb
Endowment settlement 2018-11-12 07:19:00 3.93 Mb
Enforcement Committee Introduction 2009 10 2015-10-01 10:09:34 1.24 Mb
Enforcement committee Deva Report 2010 11 2015-10-01 10:09:06 148.98 Kb
F A I S Ombud settlements Updated 2018-11-08 07:57:02 2.2 Mb
F A I S Rep Import Version 5 2015-10-01 10:09:12 81 Kb
F I C Compliance Contact Centre (2) 2015-10-01 10:09:30 24.92 Kb
F I C Directive 01 2014 2015-10-01 10:09:43 304.9 Kb
F I C Directive 2 2014 2015-10-01 10:09:47 323.69 Kb
F S B Info Letter re S T fees 2012 2015-10-01 10:10:50 2.75 Mb
F S C A F A I S O M B U D Levies 2018 2018-07-12 09:27:07 65.62 Kb
F S C A F A I S Notice 69 of 2018 2018-10-19 12:46:09 578.58 Kb
F S C A Levies Sole Proprietors 2017 2018 2018-07-12 09:27:10 11.4 Kb
F S C A levies 2018 2018-07-12 09:27:04 362.86 Kb
Final Determination hamman 05123 00777 2018-08-23 10:12:19 586.03 Kb
Form and Manner of Debarment Notification for representatives Version 2 2018-09-06 11:06:42 176.82 Kb
G U I D E L I N E S O N C O M P L E T I O N O F S P R E A D S H E E T W E B V E R S I O N 2 1 J U N E 2013 2015-10-01 10:11:08 390.28 Kb
Gasekoma 05349 Silver Seed (2) 2018-08-27 11:38:05 481.46 Kb
Guidance Notes Intermediary services and representatives Revised Jan 2012 2015-10-01 10:10:55 431.09 Kb
Guidance Notice 1 of 2019 ( F A I S) Debarment 2019-06-13 08:50:44 936.79 Kb
Guidance on Debarment Process March 2011 2015-10-01 10:10:54 229.42 Kb
Guidance on Reappointment of Debarred Reps July 2011 2015-10-01 10:11:01 243.57 Kb
Guidance on the Reappointment of Debarred Representatives 2018-01-11 07:11:09 965.02 Kb
Judgment Johannes Christian Mostert and Leoni Landman 2018-02-01 10:42:35 519.49 Kb
M C O M R U Presentation Slides 2016 2016-03-23 11:42:57 2.22 Mb
New Fit and Proper timelines 2018-04-12 09:13:50 25.84 Kb
O vs T 2018-11-22 07:52:14 1.07 Mb
O M B U Z Z 2015-10-01 10:11:21 90.36 Kb
O S T I Casestudies 2018-10-18 08:10:01 689.85 Kb
Ombud Groenewald final determination 2017-10-12 09:18:01 503.97 Kb
Ombud Groenewald preliminary findings 2017-10-12 09:18:03 639.34 Kb
Online P A I A Manual 2015-10-07 07:51:40 14.55 Kb
Preparation Guide for C Os 2015-10-01 10:11:37 530.48 Kb
R I S K and F A I S O M B U D J U D G M E N T. P D F 2015-10-01 10:11:39 298.33 Kb
Reappointment of Debarred Reps 2018-09-06 11:06:46 965.02 Kb
Recommendation Y Hamman F A I S 05123 00777 2018-08-23 10:12:17 860.13 Kb
Regulatory Update Notes 2017 (2) 2017-09-04 10:16:25 1.31 Mb
Regulatory Updates with notes 2016-02-22 09:30:38 2.1 Mb
Replacement Guidelines(2) 2015-10-01 10:11:33 61.8 Kb
Risk Management Guide 2011 05 2015-10-01 10:11:57 536.5 Kb
Risk Management plan guide 2015-10-01 10:11:57 416.98 Kb
Small F S Ps without C O 2010 09 2015-10-01 10:12:21 598.75 Kb
Survey Terms and Conditions 2017 2017-08-23 06:45:35 117.81 Kb
Survey The cost of compliance in South Africa 2015-10-01 10:12:47 1.04 Mb
T C F Roadmap 2011 03 2015-10-01 10:12:56 677.65 Kb
Transitional provisions for K Is 2018-09-20 08:43:26 185.17 Kb
Treating customers fairly 2011 05 2015-10-01 10:12:58 96.24 Kb
Voluntary Disclosure Programme Guidelines 2016-10-03 08:26:28 93.44 Kb
irregularityreports fais 2015-10-01 10:11:19 517.53 Kb
nxumalo 03440 2019-01-17 09:44:41 419.52 Kb
santander uk plc 2015-10-01 10:12:17 547.13 Kb

MS Industry News

NameModifiedSize
( H M I) P R O V I S I O N A L F I N D I N G S 2018-07-02 10:10:32 164.77 Kb
1. Statement supporting the draft Conduct Standard for Banks 2019-05-06 09:17:39 77.43 Kb
10 X S A Retirement Reality Report 2018 2018-10-08 10:31:10 4.27 Mb
11. P C C 18 Sec 43 B C O F I C A Training 2016-07-14 06:54:22 86.71 Kb
190326 F I C Guidance Note 04 B 2019-03-28 10:31:41 844.33 Kb
2. Annexure A Draft Conduct Standard for Banks 2019-05-06 09:17:39 691.88 Kb
20120820104438087 2015-10-01 10:13:13 230.78 Kb
2013 Retirement Reforms (1) 2015-10-01 10:13:27 365.5 Kb
2016 current state of cybercrime 2017-01-30 08:09:31 737.25 Kb
2017 Fit and Proper Operational ability 2018-03-05 11:25:18 1.71 Mb
2017.10.23 Comment Matrix 2nd round public comment 2017-11-20 11:06:24 1.54 Mb
2017.10.23 Revised draft Replacement L T I P P Rs ( Oct 2017) 2017-11-20 11:06:26 604.42 Kb
2017.10.23 Revised draft Replacement S T I P P Rs ( Oct 2017) 2017-11-20 11:06:35 457.77 Kb
2018 Class of Business Awareness Presentation 2018-02-12 12:17:45 572.81 Kb
2018 Covering letter Administrators and Funds 2018-09-17 11:19:13 211.12 Kb
2018111901 Media statement Update on the N H I Bill 2018-11-22 07:52:39 221.98 Kb
2019 Edelman Trust Barometer Executive Summary 2019-03-04 10:13:53 8.6 Mb
21st Raging Bull awards 2017-01-30 07:08:43 128.44 Kb
3 subject rule 2015-10-01 10:13:28 164.94 Kb
3. Annexure B Comment Template draft Conduct Standard for Banks 2019-05-06 09:17:40 59.51 Kb
42454 10 5 National Treasury 2019-05-13 09:59:15 151.21 Kb
A Top 2019 digital marketing trend 2019-01-24 10:09:37 397.46 Kb
A statistical analysis of O S T I matters 2019-05-23 07:47:46 879.55 Kb
A solid first quarter for local collective investment schemes A F R 2019-05-20 08:45:21 83.32 Kb
A solid first quarter for local collective investment schemes 2019-05-20 08:45:21 101.85 Kb
A B Decision Ramafalo R E Certicate 2016-07-18 09:29:29 126.86 Kb
A B Judgment Ruan Phillip Coetzer 2016-07-21 08:09:38 556.94 Kb
A B I L Retention Funds 2015-10-01 10:13:30 72.74 Kb
A I tech M M 2019-06-06 07:10:33 40.42 Kb
A I F A P S G exemption F S C A F A I S Notice 75 of 2018 2018-11-01 09:58:24 253.8 Kb
A P P E A L B O A R D First National Bank v Fiona Newlove 2016-05-12 08:43:51 325.45 Kb
A S I S A R P A R english Dec 2012 1 2015-10-01 10:14:04 126.87 Kb
A S I S A standard on complaints resolution (effective date 01 02 2012)1(2) 2015-10-01 10:14:05 169.72 Kb
A S I S A Retirement Savings Cost Disclosure Standard developed to build trust through meaningful disclosure 2019-04-15 09:21:45 123.93 Kb
A S I S A members unite customers beneficiaries and heirs with unclaimed assets worth R8.1 billion in 2018 Afrikaans 2019-05-27 10:00:37 82.62 Kb
A S I S A members unite customers beneficiaries and heirs with unclaimed assets worth R8.1 billion in 2018b 2019-05-27 10:00:41 80.77 Kb
A S S A default Pension Regulations 2019-04-23 09:19:26 47.48 Kb
Access Products 2010 10 2015-10-01 10:13:43 668.71 Kb
Achieving Effective Financial Inclusion in South Africa 2018-09-06 11:07:56 2.31 Mb
Additional services on F A I S Online system 2016-02-29 09:15:58 129.25 Kb
Afrikaans Claims fraud stats 2013 (7 Nov 2013) 2015-10-01 10:13:54 188.61 Kb
Allan Gray reduces investment platform fees 2016-03-24 10:08:37 22.55 Kb
Allan Gray The dash for cash 2019-03-18 07:15:20 598.22 Kb
Allianz Risk Barometer 2019 2019-01-17 09:48:02 2.1 Mb
Allianz Risk Barometer 2019 A P P E N D I X 2019-01-17 09:48:03 2.12 Mb
Amendments Social Dev 2016-05-09 09:10:56 2.53 Mb
Aon News Release April19 2019-05-02 10:32:09 253.55 Kb
Appeal Board Benu Management C C 2016-10-05 12:57:41 242.81 Kb
Appeal Board Decision Louis Group Financial Services 2016-04-04 09:10:38 226.89 Kb
Appeal Board Goolam Nabi Amod 2016-03-30 12:45:01 205.44 Kb
Appeal Board Judgment Ellis and F S B 2016-07-11 08:15:17 155.46 Kb
Appeal Board Qmala C C 2016-06-20 07:08:32 334.78 Kb
Appeal Mechanism Short term Ombud 2015-10-01 10:13:53 373.54 Kb
Application to use P F Benefirs 2009 2015-10-01 10:13:58 115.55 Kb
Article The Business of Advice January 2013 2015-10-01 10:13:59 72.28 Kb
Asisa on Twin Peaks 2017-11-09 08:52:37 536.71 Kb
Ask Apprentice Event2019 2018-07-26 10:13:59 643.33 Kb
Avoid Unrealistic Investment Expectations 2015-10-01 10:15:12 1.79 Mb
B F Dudley vs Lifesure Financial Services 2015-10-01 10:16:39 4.81 Mb
B M W on the road costs October 2017 2017-10-09 09:31:42 778.44 Kb
Back to financial basics F I N A L 2018-09-25 11:30:51 359.71 Kb
Beskerm jou familie teen dood en ongeskiktheid 2016-11-07 09:53:31 86.99 Kb
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Bryte Q3 2018 Crime Tracker 26 February 2019 Final 2019-03-11 10:07:46 1.03 Mb
Budget 2019 Alan Gray 2019-02-21 09:30:47 247.11 Kb
C A R W G Consultation paper on crypto assets 2019-01-28 08:19:22 924.75 Kb
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C I S investors undeterred by volatility committng R54 billion in third quarter 2018-11-19 08:03:23 77.5 Kb
C M S Utilisation of medical schemes report 2016-04-04 08:12:02 6.63 Mb
C M S Circular 39 of 2017 2017-06-22 07:36:10 179.48 Kb
C M S Circular 27 Of 2017 2017-04-18 07:49:07 204.79 Kb
C M S Circular250f2018 Demarcation Exemption System 2018-06-11 10:51:10 236.88 Kb
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C P D unde 2017 F P 2018-01-15 09:34:13 143.69 Kb
C P D Infographic 2018-09-13 13:03:26 5.27 Mb
Case 35 Funeral Benefits 1 2019-02-18 07:55:33 909.32 Kb
Circular18 Of2019 2019-03-11 10:07:46 28.5 Kb
Circular4of2019 (1) 2019-02-04 10:26:34 25.63 Kb
Circular 18 Of 2019 2019-04-03 14:18:58 28.5 Kb
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Circular 28 of 2019 2019-04-03 14:18:58 19.51 Kb
Circular 30 Of 2019 2019-04-03 14:18:57 21.54 Kb
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Class of Business and Product specific Training 2018-01-15 09:34:11 180.06 Kb
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Closing death and disability cover gap 2016-11-07 09:53:20 85.89 Kb
Comments template Draft Board Notice of 2019 Levies on financial institutions 2019-06-10 07:23:06 82.37 Kb
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Common Types Of Security Breaches 2019-05-23 07:47:46 271.27 Kb
Consent Order D A De Meyer and Discovery Life 2019-03-11 10:07:45 39.86 Kb
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Cover Exclusion and Theft by False Pretences 2016-06-02 06:56:01 142.1 Kb
Cyber Crime Internet Security Awareness 2019-05-16 10:28:15 223.44 Kb
D M W Appeal Fails 2015-10-01 10:16:47 328.79 Kb
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Decision Chipa Kingsley Baloyi and Registrar of Financial Services Providers 2018-01-11 07:10:20 421.51 Kb
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Decision Comet Ntimane and P F A and Sentinel Retirement Fund and Busisiwe Gloria Petros 2019-04-01 07:38:20 529.3 Kb
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Decision Linda Mc Creesh vs P F A 2019-04-23 08:37:42 64.27 Kb
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Deman Interest Divorce Settlement 2010 2015-10-01 10:16:58 104.29 Kb
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Demarcation Renewal Framework approved 28 March 2019 2019-04-03 14:18:58 156.44 Kb
Diagnosis A F 2018 2019-04-03 14:18:58 3.67 Mb
Digital and Social Trends in S A 2019 2019-03-28 10:31:40 789.92 Kb
Discovery Health recovers R555m in frau1 2019-03-18 07:15:20 136.21 Kb
Disruptive technology in traditional business Raconteur 2017-09-28 09:44:53 266.75 Kb
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Eq of reward B N 181 of 2017 2017-11-13 07:43:14 366.79 Kb
F A I S Newsletter Volume 25 2017-12-12 08:35:24 677.28 Kb
F A I S Ombud Determination Bhengu 2016-03-10 09:47:48 585.25 Kb
F A I S Ombud Determination Cornelissen 2016-03-24 08:47:15 405.87 Kb
F A I S Ombud Determination H A R T E N 2016-06-27 09:00:16 454.03 Kb
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F A I S Ombud Settlements Oct 2015 2015-11-26 06:53:21 385.23 Kb
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F A I S F S B Levies 2016 2016-06-30 14:01:00 1.92 Mb
F A I S Ombud Annual Report 2017 2018 2019-03-11 10:07:47 3.58 Mb
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F A Q F I C New Registration and Reporting Platform 2016-04-25 09:47:13 270.25 Kb
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F I C Registration update 2016-03-03 07:36:50 249.56 Kb
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F In Tech F A I S newsletter article 2018-09-20 08:43:48 1.38 Mb
F M F says F S R Bill Twin Peaks is bad policy 2017-07-17 08:47:36 503.08 Kb
F S B Annual Report 2018 F A I S 2018-10-04 08:11:30 240.68 Kb
F S B Bites Big Boys 14 July 2011 2015-10-01 10:17:23 66.08 Kb
F S B Bulletin Third Quater 2017 18 2018-04-23 07:25:54 4.13 Mb
F S B Email Addresses 2016-07-28 08:24:12 116.7 Kb
F S B Information Letter 2 of 2014 ( L T) 2015-10-01 10:18:34 2.62 Mb
F S B Levies Sole Proprietors 2007 2017 2017-06-29 07:01:09 11.15 Kb
F S B F A I S O M B U D Levies 2017-06-29 07:01:34 59.26 Kb
F S B Information Letter 3 of 2014 complaints management( L T S T) 2015-10-01 10:17:56 668.28 Kb
F S C A How to prepare for the Regulatory Exams ( March 2019) 2019-05-30 12:27:16 284.51 Kb
F S C A Bulletin 4 Quarter 2018 19 2019-05-30 12:27:11 15.42 Mb
F S C A Communication 2 of 2019 ( F A I S) 2019-06-06 07:10:34 242.62 Kb
F S C A Communication 2 of 2019 Update on the development of the format for the replacement advice record (final) 2019-04-01 07:38:20 433.05 Kb
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F S C A F A I S Notice 36 of 2019 2019-05-23 07:47:56 18.69 Mb
F S C A F A I S Notice 40 of 2019 2019-05-31 09:51:36 113.19 Kb
F S C A Market Abuse Investigations Press Release 04 March 2019 2019-03-14 09:11:59 267.57 Kb
F S C A Position Paper Future Premium Collection Framework 2019-04-15 09:21:45 740.54 Kb
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F S P13 2019-02-07 09:28:10 39.93 Kb
Feedback on F I C A Inspections 2016-02-29 09:15:54 267.55 Kb
Fees Payable 2018 2018-09-25 11:30:53 2.53 Mb
Fin Week Toolkit 2018 2018-10-08 10:31:13 3.86 Mb
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Financial Services Tribunal Rules 14 November 2018 2019-01-28 09:12:42 385.14 Kb
Financial Services Tribunal Rules 7 August 2018 2018-08-13 10:07:11 134.95 Kb
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Financial Services Tribunal Rules 29 March 2019 2019-04-03 14:18:57 152.78 Kb
Firstrand Bank Prithipal judgment 2016-03-17 08:45:32 267.8 Kb
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G T006 Keeping T A Bs on the Golden Goose this Tax season 2015-10-01 10:19:03 179.33 Kb
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Gary Moore F A I S clearly unclear 2017-06-29 07:58:58 335.41 Kb
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General Household Survey Telecommunications 2019-05-30 12:29:21 5.78 Mb
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Government Notice Money Laundering and Terrorist Financing Control Regulations 2019-03-04 10:13:51 1.07 Mb
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Gray Issue 131 2015-10-01 10:18:52 870.27 Kb
Gray Issue 147 2015-10-01 10:18:57 260.89 Kb
Guidelines Proposed guidelines to ascertain consumers gross and discretionary incomes 2018-04-23 07:24:28 44.62 Kb
Health Market Inquiry 1 provisional findings 2018-09-20 08:43:44 7.26 Mb
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Healthcover Demarcation media statement 2015-10-01 10:19:08 208.93 Kb
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I Ge Zine November 2015 2015-11-23 08:40:03 70.67 Kb
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Identity Theft 2015-10-01 10:19:08 72.16 Kb
Information Circular No 1 of 2019 2019-03-25 09:30:36 268.68 Kb
Insurance ( L T) Notice 2 of 2019 Revised draft determination R P A R 2019-04-01 07:38:20 154.92 Kb
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Judgement B K B vs Christopher John Collins May 2011 2015-10-01 10:19:56 177.91 Kb
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Key O S T I figures 2019-05-23 07:47:46 31.25 Kb
Kind 1 G T G T C web 2015-10-01 10:20:26 1.21 Mb
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L C B O Full Draft29 March final 2019-04-04 09:30:53 1.5 Mb
L T Ombud Annual Report 2011 2015-10-01 10:20:45 1.03 Mb
L T Ombud on Beneficiary Nominations 2015-12-03 08:39:00 251.65 Kb
Leaders need to be schooled in social media 2018-09-06 11:43:29 335.57 Kb
Letter from F P I Chairperson to all stakeholders (1) 2018-08-27 11:37:49 593.38 Kb
Life insurers report a spike in fraudulent death claims for 2017 2019-01-07 09:05:55 111.61 Kb
Linked Retirement Income Plan Discoveryl 2017-05-05 07:49:28 23.03 Kb
Living annuity drawdown rate remains stable at 6.6 2018-09-10 10:05:13 103.42 Kb
Local C I S industry shoulders tough markets attracts net inflows of R93.5 A F R I K A A N S 2019-02-18 07:55:32 112.83 Kb
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Look beyond the price of disability insurance 2018-02-19 07:43:57 230.62 Kb
M S A Amendmentsof Regulations2019 2019-05-06 09:17:40 3.03 Mb
Meaningful cost comparison across investment products introduced 2016-02-15 07:58:27 230.74 Kb
Media Statement Constitutional Court Case ( Ms Rosemary Hunter vs F S B) 2018-09-25 11:55:02 316.7 Kb
Media release on Retirement provision review. 20 June 2013pdf 2015-10-01 10:20:38 27 Kb
Media release on retirement reform 2015-10-01 10:20:47 107.49 Kb
Media statement 20190227 Money Laundering and Terrorist Financing Control Regulations for public comments 2019-03-04 10:13:51 99.28 Kb
Media Release on Ponzis and Pyramid schemes 2016-06-06 09:17:43 71.37 Kb
Mediaverklaring oor Ponzi en Piramideskemas 2016-06-06 09:17:47 72.71 Kb
Medical Scheme Consolidation final2 2019-04-04 09:30:53 1.26 Mb
Mercer M M G P I Report 2018 Summary 2018-10-29 08:27:53 824.57 Kb
Mercer M M G P I Report 2018 2018-10-29 08:27:56 7.98 Mb
Momentum Media Release 19 March 2019 2019-03-25 09:30:36 246.23 Kb
Money Laundering Typologies and Indicators 2018-03-15 11:28:58 380.82 Kb
Money Laundering and Terrorist Financing Control Regulations 2019-03-04 10:13:51 267.24 Kb
Mystery shopping. J P G 2019-05-13 09:59:15 63.18 Kb
N C R Guideline 2017-11-16 08:23:13 98.85 Kb
N C R issues warning against fake loan scams 2019 2019-02-14 08:01:10 160.9 Kb
N H I and N S S F impact on I F A 2015-10-01 10:20:53 187.23 Kb
Nasty Unintended Consequences 16 09 2013 2015-10-01 10:20:50 147.59 Kb
New Fit and Proper transitional arrangements 2018-03-29 08:11:31 1.12 Mb
Newsletter F A I S Quarter 3 2018 (2) 2019-01-10 09:02:50 3.8 Mb
Newsletter F A I S Quarter 4 2019 Credit Life Policy 2019-05-09 09:15:19 915.96 Kb
No Excuse Why Your Organization Cant Embrace Digital Transformation 2019-04-25 11:43:51 107.16 Kb
Notice on Projections for comment 2018-02-08 06:50:05 98.93 Kb
Notice re Leave to Appeal Oosthuizen v Castro 2017-10-19 09:39:37 337.47 Kb
O S T I Briefcase 3rd Edition 2017 2017-11-02 08:47:54 481.1 Kb
O S T I Briefcase Issue No. 3 of 2016 2016-11-10 08:44:48 2.07 Mb
O S T I Briefcase Newsletter 1 2016 2016-05-05 07:12:29 2.36 Mb
O S T I figures 2019-05-23 07:47:45 192.41 Kb
O S T I misrepresentation Media release 2019-01-31 11:21:26 107.04 Kb
Old wine in new casks 2017-07-13 09:55:02 25.09 Kb
Ombud Determination Peens 04376 2016-05-23 11:21:45 580.49 Kb
Ombud Determination du toit 01129 2016-03-14 08:31:46 424.69 Kb
Ombud Settlements 2015-10-01 10:21:12 634.28 Kb
Ombud determination Molate 2017-06-12 07:01:33 4.85 Mb
Ombudsman A R18 Momentum case 2019-06-10 07:23:07 76.14 Kb
Ombudsman A R18 stats 2019-06-03 09:22:10 1.64 Mb
Ombudsman Annual Report for L O N G Term Insurance A P R 2015 2016-05-30 08:50:22 1.55 Mb
Ombuzz April 2016 Medical Opinions 2016-05-03 10:17:49 123.68 Kb
Oosthuizen v Castro 2017-10-19 09:39:40 233.24 Kb
Opposition to Twin Peaks 2015-11-30 07:43:21 192.34 Kb
Out Surance3 2015-10-01 10:21:12 348.37 Kb
Overview of A S I S A Classification Structure Changes (13 Sept 2012) Final(2) 2015-10-01 10:21:17 111.96 Kb
P F Notice 2 of 2019 2019-03-04 10:13:50 217.06 Kb
P F A Annual Report 2012 2013 2015-10-01 10:22:07 2.11 Mb
P F A Exemption Notice 3 of 2019 2019-06-03 09:22:10 1.74 Mb
P O P I and social media 2019-02-14 08:01:10 508.09 Kb
P P S R A Press Release Final 2015-10-01 10:22:10 120.46 Kb
P R E B U D G E T 2018 C O M M E N T A R Y B Y M A Z A R S 2018-02-19 09:26:02 31.13 Kb
P U B L I C C O M P L I A N C E C O M M U N I C A T I O N N O. 37 ( P C C 37) 2017-04-10 08:30:48 280.16 Kb
P U B L I C C O M P L I A N C E C O M M U N I C A T I O N No 38. ( P C C 38) 2017-04-10 08:30:46 432.09 Kb
P W C Insurance 2020 and beyond 2015-11-26 08:26:31 616.82 Kb
Policy brief No.2 South africa (1) 2018-09-13 11:14:33 366.62 Kb
Policyholders and beneficiaries receive R469 billion in benefit payments A F R 2018-03-19 09:49:53 182.38 Kb
Policyholders and beneficiaries receive R469 billion in benefit payments1 2018-03-19 09:49:54 180.38 Kb
Politics the art of the possible 2015-10-01 10:21:57 477.52 Kb
Preparing for the Ultimate Human Race 2019-06-10 07:23:06 335.21 Kb
Prescient dividend payout and restructuring Moneyweb March 2017 2017-03-20 06:35:25 260.48 Kb
Preservation portability and governance 21 Sept 2012 2015-10-01 10:22:35 714.87 Kb
Press Release F A I S Ombud Client Care Centre 2019-03-28 10:31:40 459.23 Kb
Press Release F A I S Ombud Theme 2019 2020 2019-04-08 07:30:48 115.74 Kb
Press Release Q2 Claims rejected due to non payment of premiums final 2016-08-24 11:22:30 113.54 Kb
Press Release O E C D Conference 2019 Consumer financial education is good for business (3) 2019-05-27 10:00:45 79.21 Kb
Press release 16 of 2013 Regulator of medical schemes launches Annual Report 2015-10-01 10:22:34 482.36 Kb
Press release 21 May 2013 2015-10-01 10:22:42 311.6 Kb
Property Syndications F A I S Ombud 2018-09-03 11:30:19 893.14 Kb
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Public Compliance Communication No 36 F I C 2016-12-05 09:13:27 311.84 Kb
Questions and Answers Tax harmonisation and retirement reforms 2015 12 03 2015-12-14 09:07:16 254.38 Kb
R E T I R E M E N T V E H I C L E S Vs I N T E R V I V O S T R U S T S 2018-03-12 09:03:01 206.21 Kb
Recommendation Karvelas F A I S 04525 2019-04-29 08:21:38 686.88 Kb
Recommendation F A I S O Grady F A I S 09229 2019-02-04 11:50:13 780.38 Kb
Recoveries from Retirement Provision Funds 2016-05-16 10:37:53 99.33 Kb
Release of Draft Board Notice of 2019 Levies on financial institutions 2019-06-10 07:23:07 1006.01 Kb
Research results reveal life insurance cover more popular thank you think. Olico. 5 March 2019. Final approved (3) 2019-04-23 08:37:42 426.47 Kb
Response Draft Taxation Laws Amendments Aug 2010 2015-10-01 10:22:48 208.95 Kb
Review H C Ps Finmark Trust survey Exec summary 2016-08-04 08:00:21 269.5 Kb
Rising divorce rates 2019-04-08 07:30:48 265.87 Kb
S A C R R A Assessment Form 2017-11-16 08:23:09 130.05 Kb
S A C R R A Guideline 2017-11-16 08:23:15 1.06 Mb
S A I A comments to the Competition Commission on the Draft Code of Conduct for Competition in the Automotive Sector 124130 2018-08-30 11:21:15 388.78 Kb
S A I C A advises S M Es to know where they stand 2015-10-01 10:23:56 86.56 Kb
S A N T 060619 Knysna Wildfires F I N A L 2019-06-13 08:51:10 616.83 Kb
S C H E D U L E Replacement advice record template (version 4.3) 2019-04-01 07:38:20 102.83 Kb
Safer Financial Sector 2011 05 2015-10-01 10:23:18 1.54 Mb
Sanlam Response to P P S 2015-10-01 10:23:24 212 Kb
Sanlam says its R A is not so bad 2015-10-01 10:23:28 153.24 Kb
Securitisation of Bond Summary of Judgement 2016-07-11 11:36:02 263.51 Kb
Sharemax Beslissing en die Doel van F A I S 2015-10-01 10:23:29 70.13 Kb
Siegrist Issues and Findings 2015-10-01 10:23:35 238.47 Kb
Sleeping through a revolution 2015-10-01 10:23:41 299.63 Kb
Social Media 2019-03-28 10:31:41 374.63 Kb
South Africa Health index 2016 2016-07-14 09:53:15 218.17 Kb
Statement on Offshore Accounts 2016-04-07 09:49:58 190.23 Kb
Structure of the regulatory examinations 2015-10-01 10:23:45 169.2 Kb
Study reveals reliance on recent performance in picking unit trusts 2018-03-12 09:07:42 583.08 Kb
Suite Box on Oracle Cloud 2017-07-06 09:10:45 30.27 Kb
Summary of Xplan functionality 2019-04-15 09:19:39 243.44 Kb
Survey Highlights from the S A Investment Panorama Survey 2015-10-19 06:17:43 63.77 Kb
Sustainable income in retirement 2015-10-01 10:23:54 449.55 Kb
Symons N O and Another v Rob Roy Investments C C ta Assetsure Dec 2018 2019-01-14 12:06:26 248.31 Kb
T C F Complaints Management Discussion Document 2015-10-01 10:24:29 1.21 Mb
T C F Self Analysis Tool 2015-10-01 10:24:20 82.6 Kb
T H R E E K E Y T H E M E S T H A T W I L L S H A P E 2019 2019-02-11 12:00:03 395.87 Kb
Taking stock of your portfolio 2015-10-01 10:24:03 350.54 Kb
Tax ombud final report on S A R S 2017-09-07 09:25:06 1.51 Mb
Taxation Laws Amendment Act cannot be postponed 2016-02-15 07:58:31 172.29 Kb
The Knysna Fires of 2017 Learnings from the disaster 2019-06-13 08:51:09 3.82 Mb
The Knysna Fires of 2017 Social Media 2019-06-13 08:51:10 562.9 Kb
The P O P I Act glossary of term1 2019-04-15 10:33:32 247.11 Kb
The R S C Disclosure Standard in a nutshell 2019-04-15 09:21:46 121.05 Kb
The countdown has officially begun! 2018-08-23 10:12:35 108.94 Kb
The demise of I G F 2018-04-09 08:22:54 213.82 Kb
The power of preservation 2018-06-18 10:18:00 119.57 Kb
The return of African Bank 2016-04-25 08:39:45 205.84 Kb
The Debtsafe Reckless Lending Indicator April July 2018 2018-08-30 11:21:13 138.45 Kb
The Insurance Crime Bureau 2018 Annual Report 2018-12-06 08:13:11 6.05 Mb
Think F I N A L 2018-04-06 11:19:19 263.71 Kb
Tier 1 and 2 products 2018-02-26 08:46:53 539 Kb
Traveling for business or pleasure these holidays 2018-12-12 09:40:47 332.97 Kb
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Van der Spuy Partners News Article 20190128110107 afr 2019-01-28 09:12:41 191.52 Kb
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Why do I need to write Regulatory exams 2018-10-22 10:24:42 259.92 Kb
World Insurnace Report 2016 2016-10-13 10:42:17 5.98 Mb
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1. M B S E Fica Exam Instructions ( Non Moonstone Clients) 2018-04-12 10:44:35 230.49 Kb
1. M B S E Fica Exam Instructions (existing clients) 2017-12-12 12:29:11 173.93 Kb
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2017 Compliance Report ( Cat I F S P without C O) 2018-02-21 08:34:18 460.92 Kb
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Copy of Asset Class Returns 2015-10-01 10:24:59 73.5 Kb
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