Secondary

Regulatory Examination Library

RE Preparation Guidelines

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Frequently asked RE Questions.pdf 2017-06-23 10:02:57 296.46 Kb
Plain Language Guide for FSPs and Sole Props.pdf 2016-01-13 13:10:07 7.34 Mb
Plain Language Guide for Representatives.pdf 2016-01-13 13:10:07 4.14 Mb
Plain Language Guide for key Individuals.pdf 2016-01-13 13:10:05 1.38 Mb
Preparation Guideline RE3.pdf 2016-01-18 10:55:06 1.09 Mb
Prepartion Guideline RE4.pdf 2016-01-18 10:55:07 1.12 Mb
RE1 and RE5 Preparation Document.pdf 2016-07-19 14:32:40 1.55 Mb
Regulatory Examinations Presentation Nov 2011.pdf 2016-01-13 13:10:09 6.52 Mb
Tips on writing the Regulatory Exams.pdf 2016-01-13 13:10:10 145.93 Kb
What RE must I register for.pdf 2016-01-13 13:10:10 105.49 Kb
guide_for_learner_information.pdf 2016-01-13 13:10:04 182.62 Kb

RE Study Resources

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ASISA PA Trading Policy Guidelines.pdf 2016-01-13 13:10:48 109.67 Kb
DVD Order form for FSB Regulatory Exam Workshop.pdf 2017-04-11 09:58:44 210.32 Kb
Financial Services Catalogue Lexis Nexis.pdf 2016-01-13 13:10:48 1.92 Mb
Guidelines for Personal account trading rules.pdf 2016-01-13 13:10:48 33.98 Kb
INSETA Learning Material RE 5 Representative.pdf 2016-01-13 13:10:49 2.43 Mb
INSETA Learning Material RE 1 Key Individual.pdf 2016-01-13 13:10:50 2.66 Mb
INSETA Learning Material RE 3.pdf 2016-01-13 13:10:50 772.09 Kb
INSETA Learning Material RE4.pdf 2016-01-13 13:10:50 732.25 Kb
Lexis Nexis Order form.pdf 2017-04-11 09:56:52 201.93 Kb

RE Additional Information

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FAIS Guide form FSB .pdf 2016-01-13 13:08:37 170 Kb
Important Regulatory Exam Considerations.pdf 2016-01-13 13:08:39 34.71 Kb
Question Development Process.pdf 2016-01-13 13:08:41 51.61 Kb

RE Venues and Schedules

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2017 Exam Schedule.pdf 2017-06-22 09:58:52 289.14 Kb
RE-UK-Examination-Schedule.pdf 2016-08-05 10:33:35 299.46 Kb

RE Examination Day Expectations

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Exam Layout.pdf 2016-01-13 13:09:03 28.21 Kb
Examination Terms and Conditions.pdf 2017-06-23 10:03:59 61.99 Kb
Examinations Cancellation Clause.pdf 2016-01-13 13:09:03 47.87 Kb
FSB RE Presentation.pdf 2016-01-13 13:09:04 905.36 Kb
First Level Regulatory Exams.pdf 2016-01-13 13:09:03 27.09 Kb
Key Individual Bubblesheet.pdf 2016-01-13 13:09:04 75.08 Kb
Representative Bubblesheet.pdf 2016-01-13 13:09:04 143.07 Kb

RE Forms

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Appeal Form.pdf 2017-01-17 11:55:35 64.23 Kb
Individual Registration Form for Regulatory Examinations.doc 2017-05-11 11:17:57 258.5 Kb
RE-Individual-Registration-Form-UK-2016.doc 2016-05-17 13:17:18 249 Kb
Request for Remark of Examination.pdf 2017-01-17 11:55:31 72.6 Kb

RE Miscellaneous

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Circular 1 of 2014 -RE for foreign FSPs.pdf 2016-01-13 13:09:47 190.3 Kb
GUIDE FOR FSPs - Checking of RE exams.pdf 2016-01-13 13:09:47 1.62 Mb
RE-recourse for candidates.pdf 2016-01-13 13:09:47 24.05 Kb

RE Qualifying Criteria

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Individual_Application_For_An_Exemption.pdf 2016-01-13 13:10:26 196.53 Kb
RE1 Task QC.pdf 2016-01-13 13:10:26 535.16 Kb
RE3 Task and QC.pdf 2016-01-13 13:10:27 434.42 Kb
RE4 Task and QC.pdf 2016-01-13 13:10:27 347.91 Kb
RE5 Task QC.pdf 2016-01-13 13:10:27 376.7 Kb