Secondary

Regulatory Examination Library

RE Preparation Guidelines

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Frequently asked RE Questions.pdf 2018-03-12 10:07:39 327.46 Kb
Preparation Guideline RE3.pdf 2018-12-04 13:43:25 1.12 Mb
Prepartion Guideline RE4.pdf 2018-12-04 13:43:28 1.15 Mb
RE1 RE5 Prep Guide - VALID from 1 February 2019.pdf 2018-12-04 13:43:04 1.42 Mb
RE1 and RE5 Preparation Document.pdf 2018-12-04 13:42:55 1.41 Mb
Regulatory Examinations Presentation Nov 2011.pdf 2016-01-13 13:10:09 6.52 Mb
Tips on writing the Regulatory Exams.pdf 2016-01-13 13:10:10 145.93 Kb
What RE must I register for.pdf 2016-01-13 13:10:10 105.49 Kb

RE Study Resources

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ASISA PA Trading Policy Guidelines.pdf 2016-01-13 13:10:48 109.67 Kb
Guidelines for Personal account trading rules.pdf 2016-01-13 13:10:48 33.98 Kb
Tips on writing the Regulatory Exams_19 November 2018 .pdf 2018-11-29 11:33:13 237.97 Kb

RE Additional Information

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FAIS Guide form FSB .pdf 2016-01-13 13:08:37 170 Kb
Important Regulatory Exam Considerations.pdf 2016-01-13 13:08:39 34.71 Kb
Question Development Process.pdf 2016-01-13 13:08:41 51.61 Kb

RE Venues and Schedules

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2018 Exam Schedule.pdf 2018-11-20 14:00:25 1.01 Mb
2019 EXAM SCHEDULE.pdf 2018-11-23 06:35:27 1.11 Mb

RE Examination Day Expectations

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Exam Layout.pdf 2016-01-13 13:09:03 28.21 Kb
Examination Terms and Conditions.pdf 2018-10-10 12:25:30 64.29 Kb
Examinations Cancellation Clause.pdf 2016-01-13 13:09:03 47.87 Kb
FSB RE Presentation.pdf 2016-01-13 13:09:04 905.36 Kb

RE Forms

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Appeal Form.pdf 2018-03-12 09:25:18 64.49 Kb
Individual Registration Form for Regulatory Examinations.doc 2018-04-23 06:47:36 263.5 Kb
Moonstone Registration for Regulatory Examinations - Important Information.pdf 2018-04-23 07:04:46 286.21 Kb
Request for Remark of Examination.pdf 2018-03-12 09:25:30 72.71 Kb

RE Miscellaneous

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Circular 1 of 2014 -RE for foreign FSPs.pdf 2016-01-13 13:09:47 190.3 Kb
Examination Body RE Terms and Conditions.pdf 2018-07-04 07:47:43 63.78 Kb
FP Reg Exams.pdf 2018-01-25 07:17:26 66.53 Kb
GUIDE FOR FSPs - Checking of RE exams.pdf 2016-01-13 13:09:47 1.62 Mb
RE-recourse for candidates.pdf 2016-01-13 13:09:47 24.05 Kb

RE Qualifying Criteria

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Individual_Application_For_An_Exemption.pdf 2016-01-13 13:10:26 196.53 Kb
RE1 Task QC.pdf 2018-11-06 11:07:46 519.48 Kb
RE3 Task and QC.pdf 2018-04-03 09:13:07 334.91 Kb
RE4 Task and QC.pdf 2018-04-03 09:13:09 319.71 Kb
RE5 Task QC.pdf 2018-11-05 14:15:14 376.96 Kb