The Numbers Game
What will the fall-out figure be? How many people will be forced to leave the industry? I received a call from a media contact last night, trying to squeeze a figure out of […]
Moonstone’s levy calculator enables FSPs to find out quickly how much they will pay to the FSCA, FAIS Ombud, and Tribunal.
What will the fall-out figure be? How many people will be forced to leave the industry? I received a call from a media contact last night, trying to squeeze a figure out of […]
On Monday we said that the level 2 REs would focus on the legislation pertaining to products, and not on products per se. This elicited a number of enquiries. We discuss the content […]
Mens wonder soms oor ons as ondersteuners se ongenaakbare verwagtinge van ons nasionale rugbyspanne. Ek lees vanoggend in die koerant dat daar in Suid-Afrika geen middelgrond is nie. Ons skree “Halleluja” as ons […]
Morning Ma’am, the name is Sam Reporting for the Rep’s exam I must admit I’m in a jam I cannot prove just who I am. I am nearly forty three And as blond […]
The information below was published in FAIS Circular 5 of 2012. We extracted what we regard as the essence of the communication to assist readers in complying with this annual obligation. Section 19 […]
The regulator indicated that it would focus on the completion of the level 1 REs, and particularly RE 1 and RE 5 before making any further announcements on the next level of regulatory […]
It is easier to bake a stunning cake if you follow the recipe, rather than just knowing what the ingredients are. This also applies to the regulatory exams (REs). I received the following […]
No, we are not shifting focus to motor rallying this week. Having ground down the England side in four-wheel drive, we now move into normal drive to pick up some speed as we […]
When the Eagles recently visited our shores, I was one of the first to book my seat for a trip down memory lane with songs I still know off by heart. The title […]
After a very busy day, a commuter settled down in her seat and closed her eyes as the Gautrain departed from Sandton to O.R. Tambo. As the train rolled out of the station, […]
Investigative journalist, Lindokuhle Xulu of Financial Mail, has scooped the Financial Journalist of the Year award at the Sanlam Awards for Excellence in Financial Journalism which were presented in Johannesburg on Tuesday night. […]
A comment we made on Monday in the Moonstone Investment Indicators Newsletter (18 June) could be misconstrued. A reader submitted the following query: Reading your article we note that you make the comment […]
On Saturday, watching both the All Blacks and the Wallabies scrape home in the dying seconds, I was reminded of Jack Nicholson’s comment when he received an Oscar for his performance in “As […]
Amongst others, the objective of the FAIS Act and subordinate legislation may undoubtedly be summarised as the professionalisation of the financial services industry as well as the protection of financial services consumers. As […]
The FSB sent letters to individuals regarding their RE status. Concerned readers contacted us to clarify their positions when they were told that they had not yet registered. Please bear in mind that […]