COFI: What must an advice file prove beyond compliance?

The FSCA’s Lezanne Botha explains why signed forms and completed disclosures are not enough, and what evidence can show that advice was suitable and customers were treated fairly.

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Proteas wilt under lights & Lions at last!

The much anticipated “grand final” failed to deliver the expected high scoring spectacle I think we all wished for! It did however provide for a close game, deservedly won by the world number […]

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Beaten but Unbowed

My golf four-ball once won a better ball competition by two points thanks to a nerve-wracking two inch tap-in on the final hole by yours truly. My cynical partner commented that he would […]

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Which "eina" is worse…

In this morning’s newspaper, Louis de Villiers asks the question: what hurts more: to lose badly, or to win everything but the game? If one compares this to the way our national cricket […]

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Exams around the corner

Compliance report workshop for category I FSPs without a compliance officer. Compliance Reports for these FSPs cover the period 1 January 2011 until 31 December 2011 and need to be submitted ELECTRONICALLY to […]

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