Submission of Compliance Reports

FSB FAIS Circular 5: Submission of Compliance Reports and Financial Statements

This document contains important information about compulsory returns every FSP should take notice of.

The non-submission of financial statements and compliance reports are the chief reasons for FSP licences being suspended. To prevent this from happening to you, we recommend that you download and study the contents of this short circular.

Please click here to do so.

There are important changes to the way financial statements may be submitted, for instance. With the due date for most FSPs around the corner, this is a timely reminder to get your ducks in a row.

Figuratively speaking, of course!



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