Compliance and Legislation – Page 47 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

Trustees cannot be expected to have all the information within a few hours of the gazetting of the final regulations, it says.

The police said the WhatsApp message was to alert stations of the serious crime, but it leaked from its ‘intended communication channels’.

Among other provisions, financial education must not be used as a guise for marketing.

They must also check whether prospective and current employees are the subject of United Nations sanctions.

There are different deadlines, depending on whether the entity became an accountable institution before or after December 2022.

A failure to file tax returns may result in penalties, for which the directors may be held personally liable.

At issue: was the acknowledgement of debt/power of attorney a supplementary agreement?

Authority says mistakes were made, but they were rectified.

PSG contended its liability for loss could not include instances where the client’s computer was hacked because of his negligence.

Companies will have to file information with the CIPC about the natural persons who are the beneficial owners of the company.

Habib Overseas Bank has failed to comply with financial sector regulations, including strict exchange control rules, it says.

Hacker gets away with R800 000 after duping PSG Wealth employees twice within 10 days.

Trustees will have to report directly to Sars, outside of the current trust tax return process, and before the trust tax return is due.

There is still considerable uncertainty regarding what must to be implemented by the retirement industry.

You have until Friday to book for this essential webinar that unpacks the legislative developments affecting your business.

Our CPD subscription packages are ideal for corporate FSPs that want to ensure their KIs and reps comply with the required CPD hours.

Centre urges new accountable institutions to register, even if they missed the deadline, to avoid non-compliance with Fica.