Compliance and Legislation – Page 46 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

The penalties imposed by the Authority on Viceroy and Markus Jooste came to R211 million.

Moonstone will check the authenticity of a certificate if provided with written consent.

The assertions by competitor Everything.Insure are misleading and defamatory, the insurance aggregator says.

The insurer must prove on a balance of probabilities that the insured recognised the danger and proceeded with his course of action.

The Authority is looking into allegations that the company was involved in money laundering.

They concern two deductions: non-business-related interest expenses and fees paid to tax practitioners for completing tax returns.

Sanctions can include a fine of up to R10 million in respect of a natural person and R50m in respect of a legal person.

Trustees and principal officer commit to good governance in enforceable undertaking signed with the FSCA.

Two complaints where the FAIS Ombud held that the FSPs had not drawn the clients’ attention to the material terms.

Applicant tells the tribunal she transferred the information to her private Gmail account to support her complaint to the CCMA.

The insured submitted a third-party liability claim two months after the incident.

This case is an example of what good cause is not.

The board’s rushed decision, based on unaudited interim figures, put the shareholder’s interests above those of the policyholders, tribunal says.

How accountable institutions must apply the SA Reserve Bank’s directive of 2022.

Authority publishes the final version of its strategy to promote transformation in the financial sector.

And MBSE’s updated Fica Awareness Short Course is the ideal way to get to grips with your organisation’s compliance obligations.

The far-reaching implications of debarment were not justified in the circumstances, the FST finds.