REMINDER – The impact of FAIS Notice on regulatory exams

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Regulatory changes have a huge impact on the content of the Regulatory Exams. The latest FSCA FAIS Notice that comes into effect on 1 February 2019 is no exception.

Candidates need to take careful note of the following:

Candidate 1:

“I am writing my RE1 or RE5 exam on or before 31 January 2019”.

The Preparation Guide, Version 14 (Released on 1 December 2018) is valid for examinations written up to 31 January 2019.

Candidate 2:

“I am writing my RE1 or RE5 exam on or after 1 February 2019”.

The RE 1 and RE 5 Preparation Guide (inclusive of FSCA FAIS NOTICE 86 of 2018) is applicable for Examinations written as from 1 February 2019 onwards as it includes the revised supervision requirements.

In the last newsletter we also shared a series of seven articles on how best to prepare for the regulatory exams. This will further guide you through your exam preparation process.

Click here to download all 7 articles.

Click here to download The Preparation Guide, Version 14 (Released on 1 December 2018) if you are writing before 1 February 2019.

Click here to download RE 1 and RE 5 Preparation Guide (inclusive of FSCA FAIS NOTICE 86 of 2018 if you are writing after 1 February 2019.

Our registration call centre is available weekdays during business hours (08h00 – 16h00). Contact 021 883 8000 / 888 9796 or e-mail faisexam@moonstoneinfo.co.za