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Home / Posts tagged “FSCA” / Page 22

FSCA

Videos

Video interview: New mutual insurer enters the market

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Key regulatory and compliance developments: looking back at 2024 and what’s ahead in 2025

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Issues around Budget 3.0 with tax specialist Louis Botha

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FSCA to allow regulation 28 unit trusts to invest in hedge funds

This is one of three changes the Authority is proposing to make to Board Notice 90.

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FSCA provisionally withdraws Prosper’s licence following its liquidation

Authority also pulls the licence of Stringfellow Financial Services.

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Monday briefing: a round-up of recent financial services news

FSCA’s risk-based approach | Medical scheme in liquidation | CIPC to collect beneficial ownership info | SA ties with Russia ‘a risk’

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Keenan Ebden fined R1m and debarred for 15 years

More than 600 investors lost their money – some exceeding R1 million each.

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FSCA, Reserve Bank say they will step up their anti-money laundering efforts

Accountable institutions are expected to fulfil their compliance obligations

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FSCA sets out how intermediaries may be paid for RA fund transfers

Final version of guidance notice on intermediary remuneration published.

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Reminder: conduct standard on retirement fund contributions is now in effect

Conduct Standard 1 of 2022 aims to help eradicate non-payment of retirement fund contributions by employers.

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Investigation into N-e-FG Administrators is ‘at an advanced stage’

FSCA has taken steps after considering the statutory manager’s report.

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FSCA finally pulls the plug on alternative stock exchange

Following ‘prolonged non-compliance’ with the liquidity and capital adequacy requirements.

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Balloting exemption when CIS portfolios are amalgamated now in effect

FSCA says giving investors in a targeted portfolio an opportunity to object will not effectively nullify the exemption.

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Key individual asks for R500k fine and five-year debarment to be reconsidered

Applicant argues that non-compliance is not a contravention when the law does not provide for a penalty.

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Easier winding-up process for retirement funds that decide to go into liquidation

FSCA implements notice exempting funds from certain qualifying criteria in Board Notice 75.

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FSCA fines Globex for unauthorised ODP activities

The contraventions were a result of a misinterpretation of the legal position.

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FSCA grants another extension for exemption on payment for collecting premiums

An independent intermediary must be authorised by the insurer to engage in ‘direct collection of premium’ activities.

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Changes to process for considering section 14 transfer applications

FSCA says enhancements to the online submission process will result in faster turnaround times.

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Limits to FAIS Ombud’s jurisdiction over crypto complaints

A complaint must be about crypto advice and services rendered from 19 October 2022.

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Small FSPs concerned about cost implications of proposed cybersecurity joint standard

Regulators say the revised version takes these concerns into account.

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Investment Rates

 

Updated 14 July 2025

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Money Market funds

Updated 14 July 2025

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FAIS Ombud highlights disclosure duties
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