As 2020 winded down, the FSCA published various regulatory updates. Comments on most of these updates are due mid-February 2021. Here is a reminder of these amendments and updates:
- Proposed amendments to the General Code of Conduct for Authorised financial services providers and representatives of 2003
- Proposed Amendments to the Fit and Proper Requirements
- Draft Conduct Standard published for CIS Managers
According to the FSCA, the impact of most of these amendments is expected to be minimal. It is however important to always stay abreast of changes in order to ensure compliance.
Related Moonstone articles:
Tis the season to be jolly – FSCA publishes various regulatory updates
Fit and Proper requirements – FSCA publishes proposed amendments for comment
Draft Conduct Standard published for CIS Managers
