Outsurance Ad Update
The original article published by RiskSA regarding a misleading advertisement elicited a response from OUTsurance. The original article reported on a finding by the Code of Complaints Committee of SAIA that a particular […]
OMNI-CBR will be embedded in new supervisory technology platform
Financial institutions are advised to pause their internal Conduct of Business Return initiatives pending further communication from the FSCA.
Compliance Officers Required
Due to recent developments in the market, there is a substantial increase in demand for our compliance services. We recently published an article on the qualification criteria for COs, which interested parties can […]
The Real Laws of Nature
At this time of year, little things can be far more irritating than ten months ago. Do not feel alone. Law of Mechanical Repair – After your hands become coated with grease, your […]
Ombud Complaints Analysed
Ombud Complaints Analysed A reader recently pointed out an interesting statistic published in the FAIS Ombud’s annual report. Less than 20% of the complaints received in the last year, concerned investments. He says […]
Inseta Vouchers Available
Inseta has 1 000 vouchers available to those looking for financial support in obtaining a full qualification. This applies equally to those already studying towards a recognised qualification, and those wanting to start […]
European Tour Overview
European Tour Overview The difference between the All Blacks and the Springboks is exactly the same as that which differentiates their supporters. After a very touching opening to the match (the band stopped […]
Did Direct Insurer Transgress?
An on-line article concerning an advert of a direct insurer which transgressed the Code of Conduct of a professional body, was removed this morning. We also prepared an article on this, but decided […]
FSB/ Inseta Regulatory Exam Preparation Workshops:
The final date for registration is next Friday, 16 November 2012. This is your final reminder. For more information, please click here.
Moving a Short-term Book
Publication of the FAIS Ombud’s annual report provides a great learning opportunity every year. We believe that learning from someone else’s mistakes is far better than from your own. A subject that made […]
Holding her own
A lady goes to the bar on a cruise ship and orders a Scotch with two drops of water. As the bartender gives her the drink she says ‘I’m on this cruise to […]
Requirements for Compliance Officers
The changes to requirements for compliance officers (COs) caused quite a stir in the industry. We are not convinced that everybody understood how it affects them. Moonstone Compliance condensed the information below from […]
When the Elephants fight…
Continuity appears to have been the motivation behind the selection of the Springbok team for Saturday’s test against Ireland. Juandré Kruger is the logical replacement for Andries Bekker, as is JP Pietersen for […]
Showtime at the Gabba Corral
In view of the lull in sporting activities, I did some spywork and found the following extracts in the Sydney Morning Herald in anticipation of Friday’s first match between the Proteas and Australia. […]
Guaranteed annuities, Ugly Ducklings?
This article was published in IG eZine October 2012. In view of the current debate on changes to retirement provision, it is essential reading to provide a more balanced perspective on the choice […]
Father, forgive me…
A Priest in a small town was called away for an emergency on a Sunday afternoon while he was about to hear confessions. Not wanting to leave the confessional unattended, and having no […]
Vereistes vir Voldoeningsbeamptes
Veranderde vereistes vir voldoeningsbeamptes (VBs) het nogal heelwat kopkrap veroorsaak vir die bedryf. Die inligting hieronder, wat Moonstone Compliance verwerk het uit Raadskennisgewing 127 van 2010, sal lesers help om meer duidelikheid te […]
Check your Details at the FSB
On Thursday we reminded readers of the necessity to notify the FSB of any material changes in their licensing conditions. A Moonstone Protector client in Bloemfontein had recently changed auditors, and was concerned […]
