Compliance and Legislation – Page 39 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

The former bank manager’s actions were driven by desperation, but the FAIS Act is not forgiving, the tribunal says.

Trusts that have failed to comply with the rules are exposed to penalties and fines.

How accessibility and seeding will impact members of defined-benefit retirement funds.

The FSCA says the government is intensifying efforts to get South Africa off the grey list by January 2025.

High Court rejects argument that a person can use the allowances of other individuals because the transfers were approved by an authorised dealer.

The content of the webinar is specifically for individuals or businesses that recently became accountable institutions.

Administrators are concerned there is not enough time for financial advisers and members to understand the implications of the changes.

This should serve as a warning to all organisations to get their proverbial data protection house in order, says law firm.

The Financial Intelligence Centre publishes an authoritative guidance document.

Law firm says it merely reaffirms and reinforces what has either been agreed or proposed.

The payment percentages should apply individually to each event within the policy’s benefit groups, judge finds.

The settlement states that race may not be used as the sole criterion for employment and promotions.

Public and private bodies given an extra week because of problems with the online submission portal.

Our CPD subscription packages are ideal for corporate FSPs that want to ensure their KIs and reps comply with the required CPD hours.

National Treasury resolves the conflict between the draft legislation and the explanatory memorandum.

Pay attention to the conditions that must be met for an exemption.

The exemption allows banks to provide financial services to certain clients without meeting the requirements of the FAIS Act.