Compliance and Legislation – Page 35 – Moonstone Information Refinery

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Day 2 Highlights from the FSCA Industry Conference 2026

Day 1 Highlights from the FSCA Industry Conference 2026

Budget: Key changes for taxpayers and investors

Accountable institutions face being fined for not submitting their risk and compliance returns

The Financial Intelligence Centre sets a deadline for the many entities that have not complied with Directive 6.

An accountable institution must register with the FIC to submit a risk and compliance return

How to submit information accurately to the Financial Intelligence Centre in respect of Directives 6 and 7.

Tribunal upholds JSE’s public censure of Trustco

The company did not inform shareholders timeously of the effects of a change to the terms of a loan.

FSCA urges the public to be vigilant against impersonation scams on social media

Fraudsters are abusing the brands of Ashburton Investments and Moneyweb to reel in the unsuspecting.

When are levy payments to the FSCA due?

FSPs can expect to receive their assessment notice this month.

Tribunal rules in favour of rep who found out about her debarment from the FSCA

The debarment procedure did not comply with the FAIS Act in a number of ways, the FST finds.

Draft amendments on information-sharing between accountable institutions published

Information-sharing must be done in accordance with FICA and POPIA and governed by a written agreement.

FSCA welcomes decision to uphold revised R20m fine on Markus Jooste

‘Conduct of this kind undermines public confidence in financial markets and leads the general public to believe that the system is rigged and unfair,’ Tribunal says.

Uncertainty over ‘place of supply’ rules for cross-border transactions

Place of supply rules are becoming more important as transactions become increasingly digital and supply chains become more complex.

How SA employment laws are promoting the inclusion of women in the workplace

The discrepancies between the treatment of women and men in the workplace are to some extent decreasing, but women continue to experience barriers to retention and promotion.

Supreme Court of Appeal sends a clear warning about non-compliant group schemes

SCA rules on the dispute between KGA Life and Multisure that arose after the cancellation of the intermediary agreement.

Ombud Council publishes new FAIS Ombud Rules for comment

The Rules increase the limit on the compensation the Ombud can award complainants and provide for changes to the Office’s jurisdiction and procedures.