Tag Archives | Regulatory exams

RE Preparation Material

prep material
LexisNexis announced the availability of the third edition of its Legislation Handbook and Preparation Guide for the level 1 FAIS regulatory examination – RE1 and RE5. This book reflects the law as at 10 April 2014 and incorporates amendments contained in the Financial Services Laws General Amendment Act 45 of 2013. The Legislation Handbook,…

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Exam Tips for the REs

exam tips
We spend countless hours talking to candidates about their experiences of the regulatory exams. The moods range from utter depression to exultation. From this feedback, we drew up a list of items which may help you approach the examinations with more confidence, particularly if it is your first attempt. The authoritive guide remains the FSB’s…

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Important Qualification Requirements

The regulatory examinations took precedence for most people in the industry, and may have averted the focus from the qualification requirement, particularly in the case of representatives working under supervision. Industry demands for production of business often take precedence over legal requirements, particularly if the time frame…

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