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The following FSB media release clarifies its stance regarding speculation in the press about a South African involvement in an alleged Ponzi scheme said to be run from Mauritius: Following media articles regarding the investigations carried out by the Mauritian Financial Services Commission and the Guernsey Financial Commission into the…
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To register for the Key Individual Exam, RE 1, or the Representative Exam, RE 5, you will need your ID or passport number, date of birth, FSP number as well as personal, contact and professional details. Individual bookings can be made by one of the following methods: On-line (Click on this link) Telephone –our registration call centre is available…
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Denny Kalyalya was inaugurated as Bank of Zambia (BoZ) governor on Wednesday, March 18. The new central bank chief was appointed at a time of currency market turmoil, with the kwacha exchange rate reaching multiple all-time lows in recent days, and amidst an on-going impasse between the State and the mining sector with regard to the new mining fiscal…
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Scarcely a week after announcing its intent to investigate the impact of sign-on bonuses on churning, the Regulator called for a special compliance report to be completed by FSPs registered as Long-term insurers. The scope of the report includes both investment and risk policies. As with the investigation into causal event penalties, which led…
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The rapidly changing financial advisory market necessitates the opportunity for investment advisers to voice their views on a meaningful platform. The South African Investment Panorama is a new research project to enable independent financial advisers (IFAs) working in South Africa to do just this. Insight Discovery, in collaboration with…
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Graeme Smith’s blog on the ICC website may seem a tad harsh, but if we want to be honest with ourselves, it makes a lot of clinical sense: In my previous column I said how important it was that the Proteas bat deep into their innings so to exploit the New Zealand fifth bowler. The rain robbed them of this opportunity to a certain extent as the fifth bowler…
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Complaints and Compensation for Clients

Alan Holton of Compliance Monitoring Services writes: I read the comments in your “Moonstone Investment Indicators” of the 23rd March (LT Ombud Makes Compensation Rulings) regarding the principles that lie behind awards made by the Long-term Ombud. It brought to mind some of the changes we can expect to see once the Financial Sector…
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Plans to Consolidate Ombud Schemes

The Financial Services Regulation (FSR) Bill includes a review of the various ombud schemes currently active in the industry. The information below was extracted from the discussion document titled “An Integrated Ombud System”. As the landscape for financial sector regulation is consolidated under the Twin Peaks framework, consideration…
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How to register for your level 1 exam

To register for the Key Individual Exam, RE 1, or the Representative Exam, RE 5, you will need your ID or passport number, date of birth, FSP number as well as personal, contact and professional details. Individual bookings can be made by one of the following methods: On-line (Click on this link) Telephone –our registration call centre is available…
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