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Home / Posts tagged “#regulatorycompliance”

#regulatorycompliance

Videos

What’s on the FIA’s agenda? Interview with FIA CEO Lizelle van der Merwe

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The FSCA and the intermediary: An interview with FIA President Ronald King

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Moonstone is at the FIA Advice Summit 2026- Puts the Future of Financial Advice in Focus

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Retirement funds cannot outsource accountability for cyber risk

The FSCA’s practical guidance on Joint Standard 2 of 2024 sets out what retirement funds need to do to strengthen cyber resilience, oversee service providers, and prepare for cyber incidents.

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RE1 and RE5: Get your regulatory examination sorted before year-end

From booking deadlines, examination fees, and what to bring on the day, here is what candidates need to know to plan for their RE1 or RE5 regulatory examination.

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FIC provides practical guide to RMCP submissions under Directive 12

The FIC has laid out the practical steps for accountable institutions facing their first RMCP submission deadlines under Directive 12.

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From side hustle to registered business: Getting CIPC right

Designed for entrepreneurs and professionals assisting clients, MBSE’s new course provides a practical guide to registering a business and staying compliant afterwards.

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Running out of time for CPD? MBSE says use the hours you already have

Advisers can reduce last-minute pressure by breaking the remaining hours into shorter, more manageable sessions instead of cramming courses into a final rush.

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MBSE hits the road: bringing F&I training directly to dealerships

MBSE visits automotive dealerships to equip F&I professionals with CPD, FICA, and POPIA training tailored for their workplace needs.

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Appeals Board ruling puts Centriq–Dis-Chem partnership on the line

In Circular 48, the CMS signals tougher enforcement against exempted insurers, warning that non-compliant branding and failure to notify regulators will attract decisive action.

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How the HCSTI shapes confident, career-ready brokers

MBSE top achievers share how the HCSTI turns ambition and experience into long-term growth in short-term insurance.

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Banks and dealerships can’t hide behind fine print

Consumers can now claim directly against banks for faulty vehicles, while a major used-car dealer faces fines and refunds, signaling tougher enforcement of consumer rights.

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Hit the ground running in 2026: MBSE COB modules half price

Don’t wait for New Year’s resolutions – build or refresh your competence in financial services with MBSE’s nine COB modules.

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Majority back mandatory sustainability reporting, but few feel ready

Despite high voluntary disclosure, challenges such as resource constraints and complex standards highlight the need for government-led guidance and skills development.

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COFI is coming – and FSPs can’t afford to wait

Early preparation for COFI will give firms a competitive edge and help to avoid the compliance scramble seen during FAIS implementation.

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FSCA urges financial institutions to verify CPD providers

The Authority says an entity called LearnOn was found to have issued invalid certificates linked to the Financial Planning Institute.

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Moonstone is positioned to provide guidance amid COFI uncertainty

Moonstone’s innovative approach to compliance, rooted in deep expertise and tailored guidance, is poised to help financial institutions not only comply but also thrive.

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Moonstone Information Refinery marks 25 years of innovation and expertise

Celebrating a quarter-century of innovation, Moonstone Information Refinery has transformed from a niche newsletter into a multifaceted provider of business solutions.

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New website will change the way FSPs interact with the FSCA

The revamped website will centralise all regulatory tools and services into one easy-to-navigate platform, making it simpler for FSPs to locate compliance information, verify credentials, and track enforcement actions.

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AML/CFT | Strict enforcement will be the new normal

The need to get South Africa off the grey list has seen the FSCA beefing up its supervisory and licensing capacities.

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Investment Rates

 

Updated 26 October 2026

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Money Market funds

Updated 26 October 2026

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FAIS Ombud awards and settlements rise to R39.6m
https://youtu.be/QBR2pprK7IQ
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Recent Posts
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  • Retirement funds cannot outsource accountability for cyber risk
  • RE1 and RE5: Get your regulatory examination sorted before year-end
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