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Home / Posts tagged “#regulatorycompliance”

#regulatorycompliance

Videos

Interview with Brendan Dunn, 2026 FPI Financial Planner of the Year

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Key takeaways from the 2026 FPI Professionals Convention

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2026 FPI Convention – Day 1 Afternoon Session Highlights

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FIC provides practical guide to RMCP submissions under Directive 12

The FIC has laid out the practical steps for accountable institutions facing their first RMCP submission deadlines under Directive 12.

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From side hustle to registered business: Getting CIPC right

Designed for entrepreneurs and professionals assisting clients, MBSE’s new course provides a practical guide to registering a business and staying compliant afterwards.

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Running out of time for CPD? MBSE says use the hours you already have

Advisers can reduce last-minute pressure by breaking the remaining hours into shorter, more manageable sessions instead of cramming courses into a final rush.

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MBSE hits the road: bringing F&I training directly to dealerships

MBSE visits automotive dealerships to equip F&I professionals with CPD, FICA, and POPIA training tailored for their workplace needs.

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Appeals Board ruling puts Centriq–Dis-Chem partnership on the line

In Circular 48, the CMS signals tougher enforcement against exempted insurers, warning that non-compliant branding and failure to notify regulators will attract decisive action.

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How the HCSTI shapes confident, career-ready brokers

MBSE top achievers share how the HCSTI turns ambition and experience into long-term growth in short-term insurance.

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Banks and dealerships can’t hide behind fine print

Consumers can now claim directly against banks for faulty vehicles, while a major used-car dealer faces fines and refunds, signaling tougher enforcement of consumer rights.

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Hit the ground running in 2026: MBSE COB modules half price

Don’t wait for New Year’s resolutions – build or refresh your competence in financial services with MBSE’s nine COB modules.

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Majority back mandatory sustainability reporting, but few feel ready

Despite high voluntary disclosure, challenges such as resource constraints and complex standards highlight the need for government-led guidance and skills development.

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COFI is coming – and FSPs can’t afford to wait

Early preparation for COFI will give firms a competitive edge and help to avoid the compliance scramble seen during FAIS implementation.

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FSCA urges financial institutions to verify CPD providers

The Authority says an entity called LearnOn was found to have issued invalid certificates linked to the Financial Planning Institute.

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Moonstone is positioned to provide guidance amid COFI uncertainty

Moonstone’s innovative approach to compliance, rooted in deep expertise and tailored guidance, is poised to help financial institutions not only comply but also thrive.

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Moonstone Information Refinery marks 25 years of innovation and expertise

Celebrating a quarter-century of innovation, Moonstone Information Refinery has transformed from a niche newsletter into a multifaceted provider of business solutions.

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New website will change the way FSPs interact with the FSCA

The revamped website will centralise all regulatory tools and services into one easy-to-navigate platform, making it simpler for FSPs to locate compliance information, verify credentials, and track enforcement actions.

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AML/CFT | Strict enforcement will be the new normal

The need to get South Africa off the grey list has seen the FSCA beefing up its supervisory and licensing capacities.

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MBSE celebrates 10 years of innovation in online financial education

From its roots in corporate insurance training to leading the charge in online learning, Moonstone Business School of Excellence is shaping the future of financial services education.

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FSCA’s contingency plan: navigating COFI delays and licensing overhaul

The FSCA is preparing for the massive task of migrating about 12 500 financial services providers into the new COFI framework.

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