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Tag Archives | Moonstone

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Cell Captive insurance standard – Moonstone’s Regulatory Update Webinar will clarify requirements and impact

In July this year, the FSCA published a revised draft Conduct Standard setting out requirements relating to third party cell captive insurance business, with the main objective to prescribe the requirements that cell captive insurers need to comply with in order to address certain market conduct risks. The draft conduct standard also proposes additional disclosure […]

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Important changes to General Code of Conduct and Fit and Proper requirements – Moonstone webinar explains impact of changes on you

Towards the end of June 2020, the Financial Sector Conduct Authority (FSCA) published the final amendments to the General Code of Conduct as well as Fit and Proper requirements under the FAIS Act. According to the FSCA, the amendments were necessary to contribute to the fulfilment of their legislated objectives and is ultimately intended to promote […]

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Moonstone Regulatory Update Webinar 2020 – Registration now open

Moonstone Compliance, in conjunction with the Moonstone Business School of Excellence, is excited to announce that registration for the popular annual regulatory update workshop, hosted as a webinar on 29 September 2020, is now open. Workshop focus The financial services environment has changed dramatically over the past 12 months with a monumental shift from rules-based compliance to market […]

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Moonstone Regulatory Update Workshop 2020 – Save the date

Moonstone Compliance is excited to announce that registration for the popular annual regulatory update workshop will open soon. This year the annual event will go virtual and the webinar will be hosted on 29 September 2020. The agenda will, amongst other topics, include insightful discussions on the General Code of Conduct, the Cell Captive draft conduct standard […]

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COVID-19: Moonstone’s business update

As a result of the President’s announcement of a total lockdown, our Dedicated Response team has implemented more aggressive components of our Business Continuity Plan to further assist in the containment of the coronavirus in the interest of the country, our clients and staff.. We are confident in our ability to continue to provide our […]

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Qualify to become a Compliance Officer – Moonstone offers reduced rates for limited time

Compliance Officers generally provide compliance services to the management of a company, to assist them in discharging their responsibilities in compliance with various regulatory as well as legislative requirements. Moonstone’s Occupational Certificate: Compliance Officer (NQF level 6) equips you with expert theoretical knowledge combined with practical experience to provide such services. Qualified students will be able to conduct Enterprise-wide […]

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Acquiring qualifications made easier – Moonstone now offers payment plan options for limited period

For many candidates who are required to obtain a qualification under the Fit and Proper requirements, cost can be a serious constraint. Depending on the financial product/s for which you are authorised, new entrants to the industry may need to obtain an appropriate qualification for the applicable financial product within six years from their date […]

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