FSCA releases amended exemptions for crypto asset FSPs
The Authority has changed its mind about the requirement to have a recognised qualification.
Licensing
Pending cross-sector regulations that may apply to FSPs
The FSCA has provided an update on how it is progressing with a number of regulatory frameworks that will apply across the financial services sector, including to FSPs. The details are contained in […]
FSCA opens more debarment cases but issues fewer orders in 2020/21
The FSCA’s annual report shows what regulatory action was taken in the past year and the compliance issues that caught the authority’s eye. Debarments The number of debarment orders issued by the FSCA […]
Lockdown impact on Licensing and Business Centre operations – FSCA communique
The services of the FSCA’s Licensing and Business Centre will continue to operate – Click here to view the available support during lockdown.
Lockdown impact on Licensing and Business Centre operations – FSCA communique
The services of the FSCA’s Licensing and Business Centre will continue to operate – Click here to view the available support during lockdown.
The FSB and Unlicensed Entities
A reader recently queried whether the FSB is entitled to request documentation from a non-licensed entity: I have a small business where we book appointments for Financial Consultants to meet with new prospects. […]
