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Home / Posts tagged “FSCA” / Page 48

FSCA

Videos

What’s on the FIA’s agenda? Interview with FIA CEO Lizelle van der Merwe

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The FSCA and the intermediary: An interview with FIA President Ronald King

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Moonstone is at the FIA Advice Summit 2026- Puts the Future of Financial Advice in Focus

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FSCA Expectations of CIS managers during COVID-19

The FSCA published Communication 23 of 2020 (CIS) recently to acknowledge the impact of the COVID-19 global pandemic on collective investment schemes and their investors. The focus of the communication is specifically to […]

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FSCA General Notice 2 of 2020 – Extension of deadline for statutory returns amended

The FSCA has withdrawn their General Notice 1 of 2020 on the extension period for compliance with various requirements related to the submission of statutory returns for 2020, and substituted it with General Notice 2 […]

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FSCA General Notice 2 of 2020 – Extension of deadline for statutory returns amended

The FSCA has withdrawn their General Notice 1 of 2020 on the extension period for compliance with various requirements related to the submission of statutory returns for 2020, and substituted it with General Notice 2 […]

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FSCA warns against forex trading platforms – Promises of income streams during COVID-19 lockdown might be unrealistic

The FSCA warns the public against doing any financial-related business with forex trading platforms that promise an income stream during the COVID-19 lockdown. In a media release, the FSCA mentions that they were […]

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FSCA warns against forex trading platforms – Promises of income streams during COVID-19 lockdown might be unrealistic

The FSCA warns the public against doing any financial-related business with forex trading platforms that promise an income stream during the COVID-19 lockdown. In a media release, the FSCA mentions that they were […]

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Fit and Proper Requirements – FSCA provides clarity on exemption and extension period

FSCA FAIS Notice 17 of 2020, the Exemption from and extension of period to comply with Fit and Proper Requirements, 2020, has been withdrawn by the FSCA and substituted with FSCA FAIS Notice 22 […]

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Compliance and Hand Over Reports – FSCA clarity on submission requirements

The FSCA has released Communication 18 of 2020 to inform stakeholders, Financial Services Providers (FSPs) and Key Individuals that, Compliance Reports and Handover Reports usually due for submission to the FSCA in terms […]

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Impact of coronavirus (COVID-19) – FSCA expectations on Regulated Entities

Amidst the chaos that the COVID-19 pandemic has caused in our daily lives, we are slowly but surely trying to adapt to the new way of work. But as financial advisers and FSPs, […]

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FSCA provides guidance on essential services to the FIA

The Financial Sector Conduct Authority (FSCA) and the Prudential Authority (PA) have received a number of queries regarding the treatment of financial services as essential services. The following information is extracted from a […]

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COVID-19 – FSCA provides guidance for retirement funds industry

The FSCA has issued guidance for regarding employers who are unable to pay the full or any contributions on behalf of their employees to their retirement funds in accordance with section 13A of the […]

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Lockdown impact on Licensing and Business Centre operations – FSCA communique

The services of the FSCA’s Licensing and Business Centre will continue to operate – Click here to view the available support during lockdown.

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Lockdown impact on Licensing and Business Centre operations – FSCA communique

The services of the FSCA’s Licensing and Business Centre will continue to operate – Click here to view the available support during lockdown.

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FSCA provides clarity on REs – Impact of COVID-19 on regulatory requirements

In the midst of individuals scurrying around, trying to understand how the 21 day lockdown will impact on them, the FSCA provided guidance on various arrangements in respect of submission of statutory returns and fit […]

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Impact of COVID-19 on regulator – FSCA announces precautionary measures

The Financial Sector Conduct Authority (FSCA) has announced that it will be taking precautionary measures in the interest of containing the COVID-19 pandemic, to protect their staff, the sector and to support Government […]

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Impact of COVID-19 on regulator – FSCA announces precautionary measures

The Financial Sector Conduct Authority (FSCA) has announced that it will be taking precautionary measures in the interest of containing the COVID-19 pandemic, to protect their staff, the sector and to support Government […]

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The FSCA regulatory landscape – Understanding its jurisdictional challenges

The FSCA has just released its Perimeter Report of 2020, a report that identifies activities that are testing the FSCA’s regulatory perimeter, that boundary that separates regulated and unregulated activities. This has been […]

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FSCA correspondence – Regulator warns against false communication

A number of new scams, spoofing communication that appears to be from various institutions, have been doing the rounds. In a recent FSCA media release, the Financial Sector Conduct Authority (FSCA) warns the […]

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