• About
  • Our People
  • Advertise
  • Data Privacy
  • Contact
Skip to navigation Skip to content
Moonstone Information Refinery | Logo
  • Online
  • Services
    • Regulatory Exam BodyRE1 & RE5
    • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
    • Business SchoolQualifications, COB & CPD
    • Information RefineryNewsletters & Media Kit
    • Workforce SolutionsBBBEE, EE & Skills Dev Reports
  • Careers
  • Workshops
  • CPD
  • Home
  • Cart
  • Checkout
  • Home
  • Job Card | MCOM
  • Job Card | MSS
  • My account
  • Partners
  • Subscribe
  • Regulatory Exam Body
  • Services
    • Compliance & Risk Management
    • Regulatory Exam Body
    • Information Refinery
    • Workforce Solutions
      • Workforce Solutions | Book a Consultation
  • About
  • Our People
  • Advertise with us
    • Advertising Media Kit – Download
  • Data Privacy
    • Cookies
    • Data Privacy Policy
    • Privacy Notices
    • Email Disclaimer
    • Website Terms & Conditions
    • Copyright Notice
    • Event Refund / Cancellation Policy
  • Contact
    • Contact | Thank You
    • Subscribe | Thank You
  • Sitemap
  • Jobcard
  • Library
    • Regulatory Examination Library
    • Moonstone Library
  • Data Subject Requests | MIR
  • Data Subject Requests | MCOM
  • Data Subject Requests | MBSE
  • Data Subject Requests | MBS
  • Data Subject Requests | MSS
Home / Posts tagged “FSCA”

FSCA

Videos

Video interview: New mutual insurer enters the market

Read More

Key regulatory and compliance developments: looking back at 2024 and what’s ahead in 2025

Read More

Issues around Budget 3.0 with tax specialist Louis Botha

Read More

Expect the FSCA to call – heightened AML/CFT oversight ahead

What the Authority expects from financial services providers when it conducts Financial Intelligence Centre Act inspections.

Read More

Adjudicator asks FSCA to act against ‘unresponsive’ retirement fund

Muvhango Lukhaimane says the SALA Pension Fund’s refusal to engage with her Office’s enquiries constitutes a breach of the fund’s fiduciary obligations.

Read More

FSCA warns of surge in impersonators using fake credentials to scam investors

Fraudsters are posing as the FSCA and licensed financial service providers on social media.

Read More

Did the FSCA overstep in Banxso’s liquidation battle?

Banxso claims the FSCA violated the Financial Sector Regulation Act by handing over interview transcripts that were supposed to remain internal. The Authority insists its subpoena was valid and no promises of confidentiality were made.

Read More

Two-pot’s billion-rand bill: future fund members could carry the cost

The FSCA finds wildly inconsistent withdrawal charges under the two-pot retirement system, with some members paying up to R750 per transaction.

Read More

FSP fined for inadequate client-screening processes

An RMCP must set out the processes for identifying, investigating, and reporting suspicious transactions, and for screening clients against the sanctions lists.

Read More

FSCA overstepped its authority on retirement fund exemption time limit

The Tribunal finds the FSCA acted beyond its legal authority by imposing a three-year time limit on an exemption, reaffirming a key precedent on regulatory overreach.

Read More

Unauthorised operators masquerade as top firms to promise unrealistic returns

The FSCA warns the public about multiple unauthorised financial scams impersonating trusted brands on social media, urging caution and verification before investing.

Read More

Behind the scenes at OPFA: how pension complaints are investigated and resolved

Deputy Pension Funds Adjudicator Naheem Essop shares how OPFA’s inquisitorial process works, the challenges funds face with internal dispute resolution, and what happens when complaints escalate or are deemed frivolous.

Read More

Viceroy | FSCA wants the power to serve foreign operators digitally

The Authority invites interested parties to participate in High Court proceedings that will decide whether it may impose penalties on foreign individuals without physically serving documents in South Africa.

Read More

Restarting Ithala: inside the legal tug-of-war over SA’s ‘state bank’

After months in limbo, Ithala resumes limited operations – but its revival faces steep legal and regulatory challenges as the battle over its liquidation and banking status intensifies.

Read More

Funds ‘must do more’ to hold employers accountable for arrear contributions

The OPFA on how retirement funds should address non-compliant employers, death benefit allocations, and requests to withhold benefits.

Read More

FSCA imposes R3m fine on Ninety One for FICA lapses

An inspection identified inadequate implementation of the RMCP and deficient customer due diligence processes.

Read More

MBSE opens virtual doors to aspiring financial professionals

Moonstone Business School of Excellence is hosting Virtual Open Days from 13 to 15 May.

Read More

FSCA’s three-year regulatory strategy anchored in COFI roll-out

A revamped licensing schedule and an enhanced Integrated Regulatory Solution platform will form the backbone of COFI-aligned supervision.

Read More

FSCA investigating banks’ transaction fees

The Authority has found wide discrepancies in charges for similar services across banks, says Godongwana.

Read More

Member’s withdrawal bid denied as two-pot rules exclude legacy RAs

The Pension Funds Adjudicator rules the fund acted within the law when it refused a member’s request to dip into his FlexiPension plan.

Read More

Posts pagination

  • 1
  • 2
  • …
  • 38
  • Next
Services
  • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
  • Business SchoolQualifications, COB & CPD
  • Information RefineryNewsletters & Media Kit
  • Workforce SolutionsEE & Skills Dev Reports
  • Regulatory Exam BodyRE1 & RE5
Investment Rates

 

Updated 9 June 2025

View Now

Money Market funds

Updated 9 June 2025

View Now

FSCA changes tack on OMNI-CBRs
Video Player
https://youtu.be/Ovp41Unga-M
00:00
00:00
06:20
Use Up/Down Arrow keys to increase or decrease volume.
Newsletter Subscription

  Stay at the top of your game

Subscribe
This field is for validation purposes and should be left unchanged.

Tweets by MoonstoneInfo
Contact Us

+27 21 883 8000

-33.9652451,18.8405387

Email us

Find us

25 Quantum Street, Technopark
Stellenbosch, South Africa
  • OMNI-CBR will be embedded in new supervisory technology platform
  • Expect the FSCA to call – heightened AML/CFT oversight ahead
  • Alexforbes sharpens retail focus as it posts double-digit growth across key metrics
  • SCA remits case dealing with protection of insurance benefits from insolvency claims
  • Adjudicator asks FSCA to act against ‘unresponsive’ retirement fund
Services
  • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
  • Business SchoolQualifications, COB & CPD
  • Information RefineryNewsletters & Media Kit
  • Workforce SolutionsEE & Skills Dev Reports
  • Regulatory Exam BodyRE1 & RE5
Copyright © 2025 Moonstone Information Refinery®
Developed by This Side Up Media

Moonstone uses cookies to run essential services and improve or personalise your experience.
Cookies help us understand how you interact with our site, enhance functionality, and ensure a smooth browsing experience.

By continuing to use our website, you agree to our use of cookies.
For more information, please review our Data Privacy and list of cookies.

Continue Data Privacy Cookies

Notifications