COFI: What must an advice file prove beyond compliance?

The FSCA’s Lezanne Botha explains why signed forms and completed disclosures are not enough, and what evidence can show that advice was suitable and customers were treated fairly.

Read More

Key compliance issues for FSPs in 2025/26

Mark Bechard talks to Billy Seyffert, Moonstone Compliance’s chief operating officer, about regulatory developments shaping the compliance landscape. Billy provides his views on the OMNI-Risk Return – why it’s better than the OMNI-CBR […]

Read More