Secondary

On-Line Access to RE Status

In December, the FSB announced an on-line facility which allows FSPs to verify the RE status of Key individuals and Representatives.

The circular provides step-by-step guidelines on how to access the information pertaining to the FSP. Please note that only an approved key individual or compliance officer will be able to register and have access to the online program.

Once you have followed all the required steps, you will be given access to a spreadsheet which looks like this:

online status

 

The following descriptions may appear in the last column of the spreadsheet:

Description Meaning
Deadline was xxxx The individual should have written by the deadline indicated
Enrolled for The individual is registered with one of the examination bodies to write the examination
Exemption granted An exemption was granted / is applicable to the individual
No products No DOFA (date of first appointment) dates applicable to products
Product exemption An exemption was granted / is applicable to the individual based on the products the person is registered for
Re-write by xxxx The individual should have re-written by the deadline indicated
Should write by xxxx The individual should write by the dated indicated
Should have written on approval The individual should have written when he/she was approved

This information will also assist you in ensuring that your FSP’s information is reflected correctly in the records of the FSB.

Click here for a link to FSB Guidelines.

RE Registration

Full details of exams available through Moonstone can be found on our websites exam page.

 

 

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