Legislation Handbook and Preparation Guide for REs

Posted on

The Legislation Handbook for Level 1 Regulatory Exams provides the legislation specified as relevant to the regulatory exams RE 1 and 5.

The Preparation guide includes the qualifying criteria provided by the FSB for these exams.

The qualifying criteria are cross-referenced in the Preparation Guide to the relevant sections to be studied in the Legislation Handbook.

Shaded tabs enable the user to easily identify the four sections of the work and the information is then grouped by subject matter area in order to assist you to find the relevant items quickly and easily.

The 4th edition reflects the law as at 15 April 2015.

Click here to order these LexisNexis books from our Advisor Store.