DOFA Deadline Looming

Candidates are required to successfully complete the applicable level 1 Regulatory Exam by 30 June after expiry of 24 months from the date of first appointment as representative.

In practical terms, this means that those appointed between 1 January 2014 and 30 June 2014 will be required to complete the RE 5 before 30 June 2016.

Candidates are reminded that they should not delay registering at their earliest convenience as we are already experiencing a substantial increase in bookings for June, while May is nearly fully booked.

Please leave yourself enough time to rewrite in the event that you do not pass at the first attempt. See article in the Regulatory Exam section for guidance on how to utilise the correct preparation material to ensure success


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