Secondary

Competency

Compliance Officer Requirements amended

The Registrar of Financial Services Providers has published the following documents on the official web site of the Financial Services Board:

  1. The Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer, 2016 (published by Board Notice 148 of 2016 in the Government Gazette on 31 August 2016).

    Click here to download.

  2. The Amendment of the Notice on Exemption in respect of Services under Supervision rendered by Compliance Officers, published by Board Notice 149 of 2016 in the Government Gazette on 31 August 2016).

    Click here to download.

Regulatory response to public comments received on the proposed amendments to the Qualifications, Experience and Criteria for Approval as Compliance Officer and the Exemption in respect of Services under Supervision rendered by Compliance Officers.

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