Compliance and Legislation – Page 50 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

FSCA says giving investors in a targeted portfolio an opportunity to object will not effectively nullify the exemption.

What tax professionals should do if they unintentionally find themselves on the wrong side of Sars.

FST’s decision reveals a litany of problems with the procedure followed.

Applicant argues that non-compliance is not a contravention when the law does not provide for a penalty.

Taxpayers should formulate comprehensive grounds of objection and appeal from the beginning of the dispute resolution process.

Among other things, trustees are obliged to keep adequate records in relation to beneficial ownership.

FSCA implements notice exempting funds from certain qualifying criteria in Board Notice 75.

The contraventions were a result of a misinterpretation of the legal position.

National Credit Regulator wanted three vehicle finance houses to refund consumers OTR fees and interest charged since 2007.

An independent intermediary must be authorised by the insurer to engage in ‘direct collection of premium’ activities.

Attorney also sought an order holding Standard Bank liable if the court found that he had to pay the respondents.

The workshop will focus on identifying, monitoring, mitigating and managing risks.

Applicant obtains High Court orders to get her share of ex-husband’s pension interest.

Employers are obliged to consult with employees before a final decision is made on retrenchment.

FSCA says enhancements to the online submission process will result in faster turnaround times.

Finance minister sets the threshold above which transfers must be reported to the FIC.

Set yourself apart from the crowd with an accredited qualification that is recognised by the FSCA and professional bodies.