Compliance and Legislation – Page 50 – Moonstone Information Refinery

Offshore investing for advisers: Inside the TFOS platform

Questions remain whether the automation of certain procedures will have the desired results.

She alleged the evidence of her conduct was obtained through an ‘unlawful search’ of her personal email account.

Grey areas remain when it comes to the rebate for residential solar panels.

Companies have broader obligations to keep records of persons with beneficial interests in their securities.

About R1 million in investors’ funds was misappropriated.

Sars will not only be able to verify who qualified for the rebate, but also who had the money to instal solar panels.

A deeper look at what accountable institutions must do to comply with the Financial Intelligence Centre’s directive.

The declaration of crypto assets as a financial product does not affect financial services rendered in relation to crypto asset derivatives.

Several investigations are looking into possible regulatory breaches by insurers, the Authority says.

Concern over the ‘alarming’ number of cases involving the submission of fictitious policies to insurers.

Case of Smart Billion highlights what is expected of KIs, says FSCA.

The penalties imposed by the Authority on Viceroy and Markus Jooste came to R211 million.

Moonstone will check the authenticity of a certificate if provided with written consent.

The assertions by competitor Everything.Insure are misleading and defamatory, the insurance aggregator says.

The insurer must prove on a balance of probabilities that the insured recognised the danger and proceeded with his course of action.

The Authority is looking into allegations that the company was involved in money laundering.

They concern two deductions: non-business-related interest expenses and fees paid to tax practitioners for completing tax returns.