Compliance and Legislation – Page 43 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

The buyer returned the second-hand car to the dealership, which was in a dispute with the person on whose behalf it sold the car.

Some employers have been deducting higher amounts from employees’ salaries while remitting a lower amount to the fund.

The Authority takes regulatory action against JP Markets again.

The offences relate to not recording information about beneficial ownership and service providers that are accountable institutions.

‘The new process comes down to more detailed and targeted requests for information regarding exit capital.’

FSCA wants to step up market surveillance to combat insider trading and price manipulation.

Exemption is the last opportunity to rectify the error, National Treasury says.

The employer did not point to a single provision in the FAIS Act, or any other legislation, that prohibits this.

Moriting Wealth Managers was not given an opportunity to state its case before the final determination was issued.

The applicant was ‘left to guess’ the factual allegations on which the intended debarment was based, tribunal says.

Ombudsman can only condone non-compliance with a policy’s time-barring provisions if the insured shows good cause.

That the parties entered the agreement after the notice of intention to debar had been sent was highly relevant.

Questions remain whether the automation of certain procedures will have the desired results.

She alleged the evidence of her conduct was obtained through an ‘unlawful search’ of her personal email account.

Grey areas remain when it comes to the rebate for residential solar panels.

Companies have broader obligations to keep records of persons with beneficial interests in their securities.

About R1 million in investors’ funds was misappropriated.