Compliance and Legislation – Page 43 – Moonstone Information Refinery

Video interview: New mutual insurer enters the market

Trustees and principal officer commit to good governance in enforceable undertaking signed with the FSCA.

Two complaints where the FAIS Ombud held that the FSPs had not drawn the clients’ attention to the material terms.

Applicant tells the tribunal she transferred the information to her private Gmail account to support her complaint to the CCMA.

The insured submitted a third-party liability claim two months after the incident.

This case is an example of what good cause is not.

The board’s rushed decision, based on unaudited interim figures, put the shareholder’s interests above those of the policyholders, tribunal says.

How accountable institutions must apply the SA Reserve Bank’s directive of 2022.

Authority publishes the final version of its strategy to promote transformation in the financial sector.

And MBSE’s updated Fica Awareness Short Course is the ideal way to get to grips with your organisation’s compliance obligations.

The far-reaching implications of debarment were not justified in the circumstances, the FST finds.

Trustees cannot be expected to have all the information within a few hours of the gazetting of the final regulations, it says.

The police said the WhatsApp message was to alert stations of the serious crime, but it leaked from its ‘intended communication channels’.

Among other provisions, financial education must not be used as a guise for marketing.

They must also check whether prospective and current employees are the subject of United Nations sanctions.

There are different deadlines, depending on whether the entity became an accountable institution before or after December 2022.

A failure to file tax returns may result in penalties, for which the directors may be held personally liable.

At issue: was the acknowledgement of debt/power of attorney a supplementary agreement?