• About
  • Our People
  • Advertise
  • Data Privacy
  • Contact
Skip to navigation Skip to content
Moonstone Information Refinery | Logo
  • Online
  • Services
    • Regulatory Exam BodyRE1 & RE5
    • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
    • Business SchoolQualifications, COB & CPD
    • Information RefineryNewsletters & Media Kit
    • Workforce SolutionsBBBEE, EE & Skills Dev Reports
  • Careers
  • Workshops
  • CPD
  • Home
  • Cart
  • Checkout
  • Home
  • Job Card | MCOM
  • Job Card | MSS
  • My account
  • Partners
  • Subscribe
  • Regulatory Exam Body
  • Services
    • Compliance & Risk Management
    • Regulatory Exam Body
    • Information Refinery
    • Workforce Solutions
      • Workforce Solutions | Book a Consultation
  • About
  • Our People
  • Advertise with us
    • Advertising Media Kit – Download
  • Data Privacy
    • Cookies
    • Data Privacy Policy
    • Privacy Notices
    • Email Disclaimer
    • Website Terms & Conditions
    • Copyright Notice
    • Event Refund / Cancellation Policy
  • Contact
    • Contact | Thank You
    • Subscribe | Thank You
  • Sitemap
  • Jobcard
  • Library
    • Regulatory Examination Library
    • Moonstone Library
  • Data Subject Requests | MIR
  • Data Subject Requests | MCOM
  • Data Subject Requests | MBSE
  • Data Subject Requests | MBS
  • Data Subject Requests | MSS
Home / Compliance and Legislation / Page 23

Compliance and Legislation

Videos

Video interview: New mutual insurer enters the market

Read More

Key regulatory and compliance developments: looking back at 2024 and what’s ahead in 2025

Read More

Issues around Budget 3.0 with tax specialist Louis Botha

Read More

Tribunal sets aside debarment of rep who copied and pasted a client’s signature

An affidavit from the client contradicts the bank’s version that the representative acted fraudulently.

Read More

FSCA discloses how many crypto licence applications it is processing

Some 20% of the applications received by the end of October were withdrawn for various reasons.

Read More

Study looks at impact of grey-listing on stock market returns

The SA Reserve Bank says grey-listing is one of the reasons for the record outflows from the country’s capital markets.

Read More

FATF releases report on SA’s progress with addressing compliance deficiencies

Following the re-ratings, South Africa is now deemed to be fully or largely compliant in 35 of the 40 Recommendations.

Read More

Draft guidance on how accountable institutions must comply with their financial sanctions obligations

The FIC’s Public Compliance Communication addresses the updated approach to TFS as set out in the amended legislation.

Read More

Comply with Directive 7 by Friday or face the consequences, says FIC

The Financial Intelligence Centre says many accountable institutions have ignored its instructions to submit a risk and compliance return.

Read More

FSCA publishes extensive draft Conduct Standard for CIS managers

Implementing the draft Conduct Standard will have cost implications for CIS managers – some of which may be substantial, particularly for smaller managers.

Read More

Treasury clarifies aspects of the renewable energy tax incentive for businesses

Lessors that invest in qualifying assets that are leased to lessees under operating or finance lease arrangements will be able to benefit from the incentive.

Read More

FIC issues draft risk assessments for company service providers and dealers in precious metals and stones

The risk assessment reports are intended to help accountable institutions understand their money laundering and terrorism financing risks.

Read More

South Africans abroad must review their Sars profiles for tax compliance

The South African Revenue Service is flagging tax returns that have not been filed and where it has third-party information available to it.

Read More

Two pots: MPs envisage staggered implementation

The finance committee’s decision seems, in part, to be based on the assumption that some fund administrators will be ready to ‘go live’ on 1 March next year.

Read More

LIVE UPDATE | MPs insist two-pot system be implemented on 1 March 2024

The National Assembly’s Standing Committee on Finance met on Tuesday morning to deliberate clause-by-clause on the two-pot legislation.

Read More

National Financial Ombud set to start in January 2024 – draft rules and MOI published

Financial sector participants should take note of the differences between the NFO’s Rules and the rules of the existing ombud schemes.

Read More

Second take: Joint Standard on IT governance and risk management

Law firm Clyde & Co summarises the key implications of the Joint Standard for financial institutions.

Read More

FIC publishes draft guidance on how accountable institutions can identify beneficial ownership

The draft public compliance communication provides guidance on how to establish the beneficial owners of legal persons, trusts, partnerships, and non-governmental organisations.

Read More

Tribunal considers the FSCA’s powers when exempting a retirement fund from a valuation

Is the FSCA obliged to grant an exemption if a fund has met all the conditions set out in Board Notice 59 of 2014?

Read More

Joint Standard on how financial institutions should manage their IT risks

Financial institutions are expected to implement IT controls that are commensurate with their risk appetite, based on the nature and size of an institution’s operations.

Read More

Posts pagination

  • Previous
  • 1
  • …
  • 22
  • 23
  • 24
  • …
  • 107
  • Next
Services
  • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
  • Business SchoolQualifications, COB & CPD
  • Information RefineryNewsletters & Media Kit
  • Workforce SolutionsEE & Skills Dev Reports
  • Regulatory Exam BodyRE1 & RE5
Investment Rates

 

Updated 9 June 2025

View Now

Money Market funds

Updated 9 June 2025

View Now

FSCA changes tack on OMNI-CBRs
Video Player
https://youtu.be/Ovp41Unga-M
00:00
00:00
06:20
Use Up/Down Arrow keys to increase or decrease volume.
Newsletter Subscription

  Stay at the top of your game

Subscribe
This field is for validation purposes and should be left unchanged.

Tweets by MoonstoneInfo
Contact Us

+27 21 883 8000

-33.9652451,18.8405387

Email us

Find us

25 Quantum Street, Technopark
Stellenbosch, South Africa
  • OMNI-CBR will be embedded in new supervisory technology platform
  • Expect the FSCA to call – heightened AML/CFT oversight ahead
  • Alexforbes sharpens retail focus as it posts double-digit growth across key metrics
  • SCA remits case dealing with protection of insurance benefits from insolvency claims
  • Adjudicator asks FSCA to act against ‘unresponsive’ retirement fund
Services
  • Compliance & Risk ManagementFAIS, FICA, NCA, Privacy & Labour
  • Business SchoolQualifications, COB & CPD
  • Information RefineryNewsletters & Media Kit
  • Workforce SolutionsEE & Skills Dev Reports
  • Regulatory Exam BodyRE1 & RE5
Copyright © 2025 Moonstone Information Refinery®
Developed by This Side Up Media

Moonstone uses cookies to run essential services and improve or personalise your experience.
Cookies help us understand how you interact with our site, enhance functionality, and ensure a smooth browsing experience.

By continuing to use our website, you agree to our use of cookies.
For more information, please review our Data Privacy and list of cookies.

Continue Data Privacy Cookies

Notifications