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Home / Author: Moonstone Information Refinery / Page 27

Author: Moonstone Information Refinery

Videos

What’s on the FIA’s agenda? Interview with FIA CEO Lizelle van der Merwe

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The FSCA and the intermediary: An interview with FIA President Ronald King

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Moonstone is at the FIA Advice Summit 2026- Puts the Future of Financial Advice in Focus

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Tribunal clarifies limits on investor challenges to FSCA in curatorship case

The dismissal of a reconsideration application by CMM investors underscores that only direct legal rights – not indirect financial interests – confer standing under the FSRA.

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EE compliance enters enforcement phase as fines of up to 10% loom

Sakeliga’s Constitutional Court bid marks a final push to halt EE quotas as enforcement deadlines approach.

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Benefit payment hold-up leads to compensation order against fund

The Pension Funds Adjudicator finds that delays in processing a member’s withdrawal and transfer of retirement savings were wrongful and negligent.

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SARB finalises Budget-linked exchange control reforms

The final circulars implement the March proposals, with only targeted technical refinements following the consultation process.

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BHI Trust fallout widens as FSCA bans intermediary for 20 years

The FSCA’s latest action highlights the regulatory risks for individuals who may have been linked to the BHI Trust scheme.

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New rules reshape how foreign funds access SA investors

The determination introduces a more structured approval framework for offshore funds, while expanding supervisory discretion and replacing BN 257.

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Draft policy reframes financial education as a core conduct requirement

National Treasury’s draft framework signals tighter expectations for how firms deliver, integrate, and measure financial education.

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Grey-list exit raises the bar for supplier due diligence, says CIPS

CIPS points to tighter scrutiny, stronger due diligence requirements, and a growing focus on beneficial ownership as South Africa enters its next FATF review.

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SA equities top Bank of America rankings amid market turbulence

South Africa leads Bank of America’s EEMEA rankings despite severe market losses, highlighting resilience, strong dividends, and sustained investor interest.

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SCA examines capitalised interest in applying the in duplum rule

Interest that accrues and remains unpaid does not escape the in duplum rule merely because it is capitalised.

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Court rejects fast-track repossession bid over disputed debt and flawed process

A High Court ruling has refused FirstRand’s summary judgment bid, signalling stricter scrutiny of debt claims, documentation, and enforcement processes.

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Gambling figures mislead: SARB clarifies household spending trends

The Reserve Bank distinguishes between betting activity and losses, highlighting strong growth in online gambling but limited impact on overall household consumption.

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SARS warns rogue staff: resigning won’t save you

SARS has frozen the assets of former officials, signalling that employees who betray the institution will be held accountable – even after they leave.

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R2m fine as FSCA tightens net on unlicensed investment schemes

Twin enforcement actions show sustained pressure on unauthorised operators and market misconduct.

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Cabinet clears draft AI policy for public comment

Approval of the draft AI policy signals a shift to structured oversight, with businesses urged to prepare for evolving compliance expectations.

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Choosing your next step? Commerce offers a world of opportunities

As post-school study options come into focus, MBSE’s open days showcase flexible commerce pathways.

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Godongwana appoints Thabiso Thiti as new FIC director

His five-year term begins in mid-April as the government looks to sustain momentum ahead of the upcoming FATF evaluation.

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