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Home / Author: Moonstone Information Refinery / Page 121

Author: Moonstone Information Refinery

Videos

Budget: Key changes for taxpayers and investors

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Budget: Key changes for taxpayers and investors

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Key compliance issues for FSPs in 2025/26

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Conduit Capital selling life and health insurance business so it can stay afloat

Liquidation of Constantia Insurance Company has affected the group’s ancillary insurance businesses.

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Store consultant’s relationship to the insurer proves decisive in ombud’s ruling

Claim was rejected because the phone was not used with the SIM card encoded with the number listed on the policy schedule.

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Golfer lands in the rough with hole-in-one insurance claim

The insured submitted that, in terms of the policy, he was entitled to the maximum indemnity.

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Anti-grey-listing laws get through Parliament just in time

But amending legislation won’t be enough to satisfy the Financial Action Task Force.

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Two important reminders for 2023

Set yourself apart from the crowd with an accredited qualification from MBSE.

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Deadline for crypto asset FSPs to complete FSCA questionnaire

The Authority wants to get a better understanding of the conduct risks related to crypto activities.

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FSP debarred for allowing unlicensed FSP to operate under his licence

This case sends a serious warning to those who allow “spotters” to work under their licence.

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FSCA sanctions Stringfellow after investigation into investment scheme

Debarred for 20 years and total fines of R35 million

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Debarment where the relationship is governed by a franchise and an adviser agreement

Tribunal draws attention to the effect of selling the franchise house business on the financial adviser agreement.

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Sanlam should be bound to the higher benefit value, RA fund member tells Adjudicator

Discrepancy between the figures on his benefit statement and those on Sanlam’s website.

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Resources on disclosures related to climate risk and investments

The final part in a six-part series that explains why climate risk matters to investors.

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Latest FSCA workshops can be viewed on YouTube

The workshops were on irregularity reports and the legislative requirements for funeral parlour FSPs.

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How Sanlam has fared over the past 10 months

Tough claims environment weighs on short-term insurance business

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Climate-related disclosure in South Africa

Part five in a series that explains why climate risk matters to investors.

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FSCA publishes amendments to the General Code of Conduct

The requirements for advice fees in the context of insurance policies will be dealt with by amending the insurance regulations.

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FSCA has another go at fining Markus Jooste

This is a year after the Financial Services Tribunal set aside the Authority’s penalty of almost R162 million.

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How accountable institutions should meet their Fica obligations in the context of Popia

An accountable institution should ask only for personal information that is necessary to achieve the purposes of Fica.

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Budget: Key changes for taxpayers and investors
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