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Home / Posts tagged “#RMCP” / Page 2

#RMCP

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Video interview: New mutual insurer enters the market

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Key regulatory and compliance developments: looking back at 2024 and what’s ahead in 2025

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Issues around Budget 3.0 with tax specialist Louis Botha

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HSBC and Bidvest hit with fines for FICA non-compliance

The fines on both banks run into millions of rands, but most of the penalties are conditionally suspended.

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Small FSP that was fined R1.1m shares four lessons in FICA compliance

The owner of MIKA Finansiele Dienste emphasises that waiting for an audit before getting your house in order can have costly consequences.

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FIC cracks down on non-compliant accountable institutions

The FIC’s latest annual report shows that out of 558 inspections conducted during the year, 269 specifically targeted the non-submission of risk and compliance returns.

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Old Mutual fined almost R16 million for FICA violations

The Prudential Authority discovered the non-compliance during a routine inspection conducted four years ago.

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SARB sanctions insurers and bank for FICA breaches

The non-compliance was discovered during inspections by the Prudential Authority in 2020 and 2022.

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Third opportunity to comment on revised RMCP guidelines

Draft Guidance Note 7A provides further guidance to accountable institutions about their Risk Management and Compliance Programme obligations.

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Authority fines another FSP for FICA non-compliance

The FSCA’s inspection identified defects with the implementation of the RMCP and a failure to conduct a thorough client due diligence.

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FSCA fines asset manager R16m for FICA non-compliance

The reasons for the sanction are virtually identical to those that saw the Authority fine an FSP earlier in February.

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Financial services provider slapped with R400 000 fine for FICA violations

Implementing – not merely creating – a Risk Management and Compliance Programme is crucial to ensure compliance with the Act.

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Investment Rates

 

Updated 28 July 2025

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Money Market funds

Updated 28 July 2025

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SA’s labour laws set for major overhaul
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