
Retiring broker’s move to rival FSP was not dishonest, Tribunal finds
The source of an obligation does not determine whether disputed conduct amounts to genuine fit-and-proper misconduct.

The source of an obligation does not determine whether disputed conduct amounts to genuine fit-and-proper misconduct.

The Authority’s three-year roadmap also outlines upcoming reforms affecting financial markets, retirement funds, payment services, and cross-sector regulation.

The ruling explains why exemption applications require objective statutory grounds rather than pleas for indulgence.

A government extension means MBSE can continue enrolling students for its FETC: Short-term Insurance and FETC: Wealth Management qualifications for another 24 months.

Crypto assets fall outside the NPS Act, but intermediary-led payment-type activity involving crypto may still trigger a licensing requirement.

Professionals still have time to complete any outstanding hours, but they should avoid leaving enrolment to the weekend.

Strong engagement, clear records of advice, and a culture of ethics can help F&I professionals build trust and improve customer outcomes.

Advisers can reduce last-minute pressure by breaking the remaining hours into shorter, more manageable sessions instead of cramming courses into a final rush.

MBSE’s CPD combinations help advisers and FSPs to complete their annual requirements while focusing on ethics, conduct, communication, and regulatory readiness.

With 31 May approaching, advisers face a tighter window and higher stakes – choosing CPD that delivers practical value, not just compliance.

Twin enforcement actions show sustained pressure on unauthorised operators and market misconduct.

Guidance under development signals stricter application of existing rules to sustainability claims and disclosures.

MBSE launches two practical CPD programmes to help advisers meet crypto compliance requirements and learn from ombud rulings shaping the financial services industry.

MBSE visits automotive dealerships to equip F&I professionals with CPD, FICA, and POPIA training tailored for their workplace needs.

Top achievers share how MBSE’s Higher Certificate in Wealth Management translates knowledge into real-world confidence.

Comprehensive industry input now will influence what data the FSCA collects and how it prioritises future enforcement and benchmarking.

MBSE’s RE training equips students with the knowledge and skills they need to approach the RE 5 exam confidently.