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Home / Posts tagged “FAIS” / Page 2

FAIS

Videos

What’s on the FIA’s agenda? Interview with FIA CEO Lizelle van der Merwe

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The FSCA and the intermediary: An interview with FIA President Ronald King

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Moonstone is at the FIA Advice Summit 2026- Puts the Future of Financial Advice in Focus

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Retiring broker’s move to rival FSP was not dishonest, Tribunal finds

The source of an obligation does not determine whether disputed conduct amounts to genuine fit-and-proper misconduct.

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COFI at the heart of FSCA’s 2026 regulation plan

The Authority’s three-year roadmap also outlines upcoming reforms affecting financial markets, retirement funds, payment services, and cross-sector regulation.

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Tribunal clarifies test for qualification exemptions

The ruling explains why exemption applications require objective statutory grounds rather than pleas for indulgence.

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Government gives legacy financial services qualifications another reprieve

A government extension means MBSE can continue enrolling students for its FETC: Short-term Insurance and FETC: Wealth Management qualifications for another 24 months.

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Crypto payment-type activity may fall under FAIS, say regulators

Crypto assets fall outside the NPS Act, but intermediary-led payment-type activity involving crypto may still trigger a licensing requirement.

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CPD deadline days away: MBSE highlights immediate-access course options

Professionals still have time to complete any outstanding hours, but they should avoid leaving enrolment to the weekend.

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F&I professionals urged to turn compliance into customer value

Strong engagement, clear records of advice, and a culture of ethics can help F&I professionals build trust and improve customer outcomes.

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Running out of time for CPD? MBSE says use the hours you already have

Advisers can reduce last-minute pressure by breaking the remaining hours into shorter, more manageable sessions instead of cramming courses into a final rush.

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Still short on CPD hours? MBSE suggests ready-made combinations

MBSE’s CPD combinations help advisers and FSPs to complete their annual requirements while focusing on ethics, conduct, communication, and regulatory readiness.

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CPD deadline looms – make the final hours count where it matters

With 31 May approaching, advisers face a tighter window and higher stakes – choosing CPD that delivers practical value, not just compliance.

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R2m fine as FSCA tightens net on unlicensed investment schemes

Twin enforcement actions show sustained pressure on unauthorised operators and market misconduct.

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FSCA to sharpen ESG disclosure rules as scrutiny shifts to conduct

Guidance under development signals stricter application of existing rules to sustainability claims and disclosures.

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New CPD courses tackle crypto advice and real-world ombud lessons

MBSE launches two practical CPD programmes to help advisers meet crypto compliance requirements and learn from ombud rulings shaping the financial services industry.

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MBSE hits the road: bringing F&I training directly to dealerships

MBSE visits automotive dealerships to equip F&I professionals with CPD, FICA, and POPIA training tailored for their workplace needs.

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Where theory meets practice: HCWM graduates turn learning into impact

Top achievers share how MBSE’s Higher Certificate in Wealth Management translates knowledge into real-world confidence.

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Clock is ticking for intermediaries to shape OMNI-Risk Return

Comprehensive industry input now will influence what data the FSCA collects and how it prioritises future enforcement and benchmarking.

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MBSE’s first cohort of students praise detailed RE 5 training

MBSE’s RE training equips students with the knowledge and skills they need to approach the RE 5 exam confidently.

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Investment Rates

 

Updated 26 October 2026

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Money Market funds

Updated 26 October 2026

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FAIS Ombud awards and settlements rise to R39.6m
https://youtu.be/QBR2pprK7IQ
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