The Authority says the penalties reflect the financial benefit gained from unlawful conduct and the harm to clients – handing 30-year debarments to several Banxso executives.
An FSCA press release on 8 July contains details of hefty administrative sanctions imposed on Momentum Wealth (Pty) Ltd and Momentum Collective Investments RF (Pty) Ltd for failing to comply with FICA requirements. […]
Fig 1: E-signing uptake results In the second of my series analysing the results of the Moonstone digital engagement survey I unpack the digital signing stats which make for some interesting reading. Digital […]
A Fin24 article relates how the private sector has joined the race to get the nation to herd immunity status as soon as possible. “As South Africa races against time amid a wildly […]
The Conduct Authority has issued FSCA Communication 12 of 2021 (FAIS) as a result of a number of concerns relating to the use of electronic signatures in the course of rendering financial services […]
A prominent article in my early morning paper contained rather scathing comment on the short-term insurance industry, claiming that it was making a profit while its clients were languishing because their claims were […]
A prominent article in my early morning paper contained rather scathing comment on the short-term insurance industry, claiming that it was making a profit while its clients were languishing because their claims were […]
Some registered candidates enquired whether the regulatory exams (REs) would be affected by the recent increased measures to curb the spread of the Corona virus. Regulatory Examinations will continue within the framework of […]
Some registered candidates enquired whether the regulatory exams (REs) would be affected by the recent increased measures to curb the spread of the Corona virus. Regulatory Examinations will continue within the framework of […]
Normally, at this time of year, the annual sardine run has the KZN coastline on full alert. Its impact on work productivity in the province is huge. The same can be said about […]
A recent (1 June 2021) headline on a UK based website reports that there were 116 million records breached in the UK in May 2021. Although no formal figures are available for South […]
Filing season opened on 1 July 2021, with a significant number of taxpayers being assessed automatically. Key dates to diarise: 1 July to 23 November 2021 – for non-provisional taxpayers filing online. 16 […]
You would be quite right in assuming that I have finally lost my remaining marbles by sharing an article on people celebrating togetherness when we have just been downgraded to a level 4 […]
You would be quite right in assuming that I have finally lost my remaining marbles by sharing an article on people celebrating togetherness when we have just been downgraded to a level 4 […]
If you had hopes that the new kid on the block would disappear if you ignored it long enough, think again. Updates and exemptions are flying in thick and fast and furious. On […]
If you had hopes that the new kid on the block would disappear if you ignored it long enough, think again. Updates and exemptions are flying in thick and fast and furious. On […]
Unbeknown to most of our readers, they almost became criminals overnight. In an article titled Important changes to PAIA on Monday we reported about changes to the Promotion of Access to Information Act […]
Unbeknown to most of our readers, they almost became criminals overnight. In an article titled Important changes to PAIA on Monday we reported about changes to the Promotion of Access to Information Act […]
