Secondary

Registration

New User Guide for the FAIS Online Reporting System

It is of the utmost importance that FSPs download and save a copy of this important document. It provides step-by-step guidelines on how to interact with the Regulator on the following matters:

  • Submission of compliance reports;
  • Submission of handover compliance reports;
  • Submission of annual financial statements;
  • Applications for extensions for the submission of financial statements;
  • Updating of FSP contact details;
  • Obtaining copies of previous compliance reports that were submitted;
  • View what details the FAIS Division has on record for a FSP;
  • Submission of Section 17 irregularity reports (applicable to compliance officers);
  • Obtaining an Excel copy of the DOFA report for the FSP;
  • Maintaining the representative register of an FSP; and
  • Submission of amendments to an FSP license (profile changes)

Please click here to download the latest version of the User Guide

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