This regulatory exam needs to be written by Licence holders in Category II (discretionary fund managers) and II A (hedge fund managers). A set of preparation material advertised elsewhere in this newsletter, can help candidates to prepare in a focussed manner.
The legislation handbook contains the relevant legislation, including the two non-legal documents, one from Asisa, and one from the FSB.
The preparation guide contains the relevant qualifying criteria, with cross referencing to the specific page/s in the legislation handbook.
Those who used the Level 1 version for KIs and Reps, spoke highly of it.
Please note that FSB’s preparation guide for both the RE 3 and RE 4 is available on our website on the Regulatory Exam Library.
