Secondary

Level 1 RE 3 Preparation Guide

This regulatory exam needs to be written by Licence holders in Category II (discretionary fund managers) and II A (hedge fund managers). A set of preparation material advertised elsewhere in this newsletter, can help candidates to prepare in a focussed manner.

The legislation handbook contains the relevant legislation, including the two non-legal documents, one from Asisa, and one from the FSB.

The preparation guide contains the relevant qualifying criteria, with cross referencing to the specific page/s in the legislation handbook.

Those who used the Level 1 version for KIs and Reps, spoke highly of it.

Please note that FSB’s preparation guide for both the RE 3 and RE 4 is available on our website on the Regulatory Exam Library.

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