Non-Financial Services FSPs – 9 July 2013
Agenda:
- Opening – Charene Nortier – FSB
- Overview of the FSB – Michelle Naidoo – FSB
- Juristic Representatives – Alan Holton – Compliance Monitoring Systems CC
- Client Interaction, Disclosures – Viloshnee Naidoo – FSB
- Client Interaction, Suitability Analysis – Tladi Molebatsi – FSB
- Premium Collection – Alan Holton
- Operational Ability, Financial Soundness – Michelle Naidoo
- Regulatory Exams & Exemptions – Charene Nortier
- Conflict of Interest – Viloshnee Naidoo
- Amendment to section 13 – Alan Holton
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