Secondary

FSB Presentation: Non-Financial Services FSPs

Non-Financial Services FSPs – 9 July 2013

Agenda:

  • Opening – Charene Nortier – FSB
  • Overview of the FSB – Michelle Naidoo – FSB
  • Juristic Representatives – Alan Holton – Compliance Monitoring Systems CC
  • Client Interaction, Disclosures – Viloshnee Naidoo – FSB
  • Client Interaction, Suitability Analysis – Tladi Molebatsi – FSB
  • Premium Collection – Alan Holton
  • Operational Ability, Financial Soundness – Michelle Naidoo
  • Regulatory Exams & Exemptions – Charene Nortier
  • Conflict of Interest – Viloshnee Naidoo
  • Amendment to section 13 – Alan Holton

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