Compliance and Legislation – Page 51 – Moonstone Information Refinery

Video interview: New mutual insurer enters the market

Holding personal information ‘just in case’ isn’t good enough.

Pension Funds Adjudicator also failed to appreciate the prospect that Absa’s civil claim would succeed, says the tribunal.

None of the events stipulated for triggering the termination of the agreement had taken place, Supreme Court of Appeal finds.

It’s possible that, at some point, providers of crypto asset services will be required to submit third-party data to Sars.

Ignoring emailed notices of an intention to debar doesn’t make them go away.

Minister of Finance asked to explain the absence of an assessment of the socio-economic impact of the General Laws Amendment Bill.

Debarment is an extremely important aspect of your obligations and rights under the FAIS Act and the Financial Sector Regulation Act.

Our CPD subscription packages are ideal for corporate FSPs that want to ensure their KIs and reps comply with the required CPD hours.

Judge says directive was a ‘flagrant disregard’ of the RAF Act and a ‘hopeless undermining’ of the Constitution.

No carve-out to accommodate clothing retailers’ concerns about exclusion or compliance costs

It says the amendment bill imports a foreign concept that is in conflict with South African trust and property law.

Ruling provides clarity on the licensing requirements for local agents of foreign providers.

He was alleged to have disrespected the CEO during a staff meeting called to address the team’s underperformance.

Did section 54(5) of the Insurance Act and the provisional curatorship orders preclude the final liquidation orders?

Tribunal asked to rule on the impact of a labour dispute settlement agreement on an FSP’s debarment decision.

Which entities are included in the FSCA’s declaration, the transitional arrangements, and the conditions attached to the exemptions.

Not much can be done to protect people who fall for get-rich-quick schemes