The draft public compliance communication provides guidance on how to establish the beneficial owners of legal persons, trusts, partnerships, and non-governmental organisations.
Is the FSCA obliged to grant an exemption if a fund has met all the conditions set out in Board Notice 59 of 2014?
But AUM grew by 11% when measured over the 12 months to the end of September.
Financial institutions are expected to implement IT controls that are commensurate with their risk appetite, based on the nature and size of an institution’s operations.
Video interview: Lara Warburton, the managing director of Integral Wealth Management, shares why she entered the Financial Planner of the Year competition and what has stood out for her at this year’s FPI Professional’s Convention.
Video interview: Kirsty Scully, the chairperson of the FPI, and Lelané Bezuidenhout, the chief executive of the FPI, on the key take-aways from the Financial Planning Institute’s two-day convention.
Join Moonstone Business School of Excellence for an eye-opening webinar that will transform the way you think about digital defence in the financial industry.
It was argued that the Act does not require the FSCA to invite submissions before deciding whether a person has contravened a financial sector law.
The second and final day (15 November) of the 2023 FPI Professional’s Convention just got underway at the Sandton Convention Centre and online.
The restrictions on accessing funds within a life annuity should be made clear.
OPFA 2022-2023 Annual Report annual report highlights key determinations in pension administration law.
Moonstone Compliance’s free webinar will provide you with the skills to investigate and manage poor performance.
One can continue to render crypto asset financial services if the application is submitted by 30 November.
The FSCA’s investigation into FSPs who might have suggested the trust to their clients aims to assess whether these providers took into account suitability and risk factors.
The results indicate an improvement in the level of service since 2018, but many taxpayers say it has become harder to comply with their obligations.
But Sars has identified categories of non-compliant taxpayers who face penalties and legal action if they don’t come clean.
While the two-pot retirement system will improve longer-term retirement outcomes, customers must be guided on the pitfalls of early access.
