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Home / Posts tagged “#reconsiderationapplication” / Page 2

#reconsiderationapplication

Videos

Video interview: New mutual insurer enters the market

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Key regulatory and compliance developments: looking back at 2024 and what’s ahead in 2025

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Issues around Budget 3.0 with tax specialist Louis Botha

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Tribunal upholds debarments for misusing client information

The decisions show that even thwarted attempts to breach confidentiality signal a critical lapse in integrity.

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Dispute over cancelled policy: FST orders FAIS Ombud to reconsider decision

The Tribunal’s decision underscores that financial advisers’ duties are limited to the specific terms of their engagement.

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FAIS Ombud erred in dismissing complaint against insurance broker, says Tribunal

The Ombud failed to investigate key facts around the broker’s alleged negligence in communicating an essential policy requirement.

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Tribunal criticises FSCA for missteps in oversight of retirement fund

The FST orders the FSCA to reconsider key decisions regarding the Municipal Employees Pension Fund, saying the regulator overstepped its authority.

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Tribunal upholds debarment of underwriting manager over false claims

SASTUA says the former key individual issued policies under false pretences and submitted duplicate claims for the same items.

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Single mother and sole breadwinner pleads for debarment to be lifted

Commercial insurance agent who was debarred for diverting premiums to her bank account asks to be allowed to make a fresh start.

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Tribunal sets aside debarment involving dispute over replacement policies

The representative’s conduct of completing contracts as new instead of replacements was not motivated by dishonesty, the FST says.

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Broker debarred for adding property to policy after it was set on fire

The house, which belonged to the broker’s brother, was set alight after the sheriff served an eviction letter on the occupant.

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Tribunal ruling underscores directors’ obligations regarding financial statements

FST upholds the JSE’s decision to fine Tongaat Hulett’s former CFO R6m and bar him from holding office as a director of a listed company for 10 years.

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Tribunal upholds FSCA’s debarment of adviser accused of stealing clients’ money

The former Old Mutual adviser claimed the complainants were not his clients but his relatives who had agreed to lend him the money.

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Immediate resignation following bonus no reason for debarment, Tribunal rules

The FST finds that the FSP’s attempt to use debarment as a tool to resolve an employment dispute is a misuse of the FAIS Act’s provisions.

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Sending the details later cannot cure a non-compliant notice of intention to debar

The Tribunal finds that the debarment process followed by an insurance brokerage was not lawful or fair.

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CCMA settlement agreement does not invalidate debarment

Tribunal highlights the distinction between the processes that fall under the Labour Relations Act and the FAIS Act.

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FSCA to act to recover R495m in fines owed by Jooste

Authority releases report on fines, debarments, investigations, and licence suspensions and withdrawals in 2023/24.

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FSP alleges rep not financially sound because he missed car repayments

The Financial Services Tribunal overturns the debarment because of insufficient evidence of misconduct and lack of financial soundness.

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SCA rules on composition of Financial Services Tribunal panels

Litigation between Trustco and the JSE over the group’s financial statements.

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Doing clients ‘a good turn’ doesn’t deserve debarment, rep tells Tribunal

Dismissed adviser says she helped her clients pay their premiums so they could keep their life cover while experiencing temporary financial challenges.

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Updated 30 June 2025

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Updated 30 June 2025

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Why govt. is against nationalising SARB
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