Representatives used FSP’s client info to obtain quotes for a competitor
Financial Services Tribunal upholds their debarment, saying ‘filching’ client information is not only a contractual issue.
Old Mutual Unit Trust Managers off the hook for R1.7 billion claim arising from Fidentia scandal.
Read moreFinancial Services Tribunal upholds their debarment, saying ‘filching’ client information is not only a contractual issue.
Whistleblower asserts that members’ money was stolen, although a forensic investigation found no evidence of this.
A failure to adhere to the basic procedures set out in the FAIS Act resulted in the Financial Services Tribunal (FST) instructing an FSP to have another go at debarring a representative who […]