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FAIS Newsletter Volume 23

As usual, this newsletter contains important information for FSPs. The FAIS online reporting system will in future be known as the FAIS ePortal and the FAIS new license application system as the FAIS eLicensing System. Compliance Officers are requested to verify and update their contact details on the FSB website, if required, via email to […]

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fraud

Regulatory Examination Certificate Fraud

FAIS Newsletter 20 contains a warning for those who think that falsifying a RE certificate is the easy route into the industry or complying with fit and proper requirements: The FSB encountered numerous cases of regulatory examination certificate fraud over the last five years. Regulatory action was taken against each of these individuals and they […]

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