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Tag Archives | Conduct

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Inclusion of smoothed bonus policies in default investment portfolio – Conduct standard tabled

“A new conduct standard on the conditions in terms of which smoothed bonus policies may form part of default investment portfolios was released on Tuesday evening and is scheduled to come into force nine months from publication,” Pam Saxby for Legalbrief Policy Watch recently reported. According to the supporting documentation the conduct standard will be […]

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General Code of Conduct and F&P requirements Amendments – Major changes will need your serious consideration

In a note to Moonstone compliance officers, Billy Seyffert, COO of Moonstone Compliance and Legal notes: “These are some of the most important changes since the 2017 F&P changes.” The Financial Sector Conduct Authority (FSCA) has published the final amendments to the General and Short-term Deposit Codes of Conduct as well as Fit and Proper […]

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