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Home / Posts tagged “Compliance”

Compliance

Videos

Video interview: New mutual insurer enters the market

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2025 FPI Convention Highlights with Lelané Bezuidenhout and Ronald Matande

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Interview with Nicola Langridge, 2025 Financial Planner of Year

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MBSE opens 2026 qualification applications with early-access incentive

Prospective students can jump-start their 2026 studies with early course access and benefit from a 50% discount on MBSE’s full suite of COB modules until 31 December.

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Last chance to book for Moonstone’s compliance webinar

The agenda includes the OMNI-Risk Return, COFI, FICA Business Risk Assessments, and practical cyber-resilience guidance.

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From OMNI-Risk to cyber risk – don’t miss Moonstone’s compliance webinar

Registration is open for Moonstone Compliance’s Regulatory Update Webinar on 12 November.

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MBSE launches tailored CPD packages for F&I professionals

MBSE combines conduct and regulatory modules with customer-service training – and offers discounts up to 30% for bundled purchases.

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Sanlam Collective Investments hit with R10.6m FIC Act penalty

Despite the FSCA’s findings of RMCP gaps, SCI confirms that client funds remain secure and no money laundering or terrorist financing was detected.

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FSCA collects R119m in fines amid record enforcement year

In response to South Africa’s greylisting, the Authority has grown its AML/CFT team, increased on-site inspections, and ramped up fines.

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Self-Comply gets smarter: tailored compliance for your small business

Moonstone’s enhanced Self-Comply Service gives small FSPs and sole proprietors even stronger compliance support, including dedicated consultants, customised plans, and proactive monitoring.

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Study smarter in 2026: MBSE registrations are now open

Kickstart your career with MBSE’s accredited online qualifications – from certificates to its new future-ready BCom degree.

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Staying ahead of regulatory change: why ongoing training is non-negotiable

As regulatory enforcement escalates, MBSE’s specialised FICA, POPIA and NCA short courses provide financial professionals with the most practical way to stay compliant, avoid costly penalties, and build lasting client trust.

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COFI | Financial institutions should start their transition planning now

Early preparation will ensure agility and competitiveness once the new regime takes effect.

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How professional indemnity fits into broker risk management

Overlooking crucial risk management steps can significantly affect brokers’ liability exposure and their PI insurance coverage.

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Future-proofing financial advice: key strategies for a changing landscape

Alexforbes’s Gielie de Swardt shares insights on optimising client engagement, leveraging partnerships, and adapting to tech advancements.

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‘Outdated’ pricing structure is harming microlenders and consumers, says MFSA

The most recent revision to the maximum interest rates and fees that credit providers can charge was in November 2015.

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Education is key to improving your job prospects amid rising unemployment

Upskilling makes it more likely that you will land a job and advance your career. Here is what you should consider when choosing where to study online.

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Training webinars for healthcare brokers in July and November

Attendees can claim 7.5 CPD hours provided they attend both days of the webinar and complete an assessment.

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When I was young

A trip down memory lane, guided by musical interventions.

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Call for accountable institution amendments to exclude life insurers that provide risk policies

Outsurance Life has proposed that long-term insurers that provide risk products should be excluded as accountable institutions, saying the increased cost of compliance was not proportionate to the low risk these products posed […]

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Investment Rates

 

Updated 1 December 2025

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Money Market funds

Updated 1 December 2025

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Time is running out to influence FSCA’s new Risk Return
https://youtu.be/IfkYjnO7OVY
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