Moonstone Information Refinery – Page 130

FAIS Ombud highlights need for follow-up when a policy changes materially

Determination says a ‘reasonable broker’ would supplement a bulk email with an email or phone call to ensure the client is aware of new conditions.

Part three in a series that explains why climate risk matters to investors.

Data from Ninety One provides an insight into the industry’s demographics and financial performance.

Tribunal was ‘not afforded the courtesy’ of an explanation for the ombud’s failure to respond to questions from the deputy chairperson.

Tribunal repeats its previous ‘recommendation’ that the FAIS Ombud obtain oral and expert evidence to resolve the disputes of fact.

Part two in a series that explains why climate risk matters to investors.

Stringent compliance obligations await if it is, but there’ll be a transitional period for new sectors.

Only 15% of the death claims received by the five insurers between March 2020 and August 2022 were due to confirmed Covid deaths.

It will apply to estate agents, attorneys and trust practitioners, among others.

This qualification is newly approved as an accredited qualification by the Financial Planning Institute of Southern Africa.

No doubt, other insurers will soon follow suit.

Referring clients to another broker does not constitute advice for the purposes of the FAIS Act.

The two core components that must be met to claim a bad-debt write-off from Sars

A short video that explains why climate risk matters to investors.

And how the Financial Services Tribunal assesses whether the fine was appropriate.

Assets under management by local collective investment schemes once again surpass R3 trillion.

Lack of coverage and poor preservation remain the major shortcomings.

It explicitly places an onus on retirement funds to alert employers of their obligations under the Pension Funds Act.