Compliance and Legislation – Page 50 – Moonstone Information Refinery

Day 2 Highlights from the FSCA Industry Conference 2026

JSE imposes fines totalling R15 million and bars Steinhoff’s former chief executive from holding office as a director.

Can a director be held criminally liable for acts or transgressions by a company?

The Centre’s reference guide will also assist all accountable institutions with meeting their Fica compliance obligations.

Prudential Authority fined them an effective R2.688m for contraventions of the Short-term Insurance Act and the Insurance Act.

How does section 218 of the Financial Sector Regulation Act define what ‘a decision’ is?

A single act of dishonesty, incompetence, mismanagement or negligence may not by itself be grounds for debarment.

Set yourself apart from the crowd with an accredited qualification from MBSE.

The Authority wants to get a better understanding of the conduct risks related to crypto activities.

This case sends a serious warning to those who allow “spotters” to work under their licence.

Debarred for 20 years and total fines of R35 million

Tribunal draws attention to the effect of selling the franchise house business on the financial adviser agreement.

Discrepancy between the figures on his benefit statement and those on Sanlam’s website.

Summit claims ‘routine’ abuse of the exception to the Minimum Expense Norms table when assessing whether consumers can afford credit.

High Court considers the extent of the retirement fund’s investigation into the dependants.

The workshops were on irregularity reports and the legislative requirements for funeral parlour FSPs.

The Supreme Court of Appeal and the SA Revenue Service have different views on what exactly this term means.