Secondary

Tag Archives | supervision

COBs

Class of Business deadlines – Deadline looming for reps under supervision

The Fit and Proper requirements of Board Notice 194 of 2017 determined various requirements that must be implemented and complied with before specific deadline dates. One of the most important deadlines is 31 January 2020, which concerns the Class of Business (COB) training requirements. On 1 February 2019 the new Exemption of Services under Supervision (FSCA FAIS […]

Continue Reading
moonstone-appeal-board-decision

Exemption of Services under Supervision Consultation Paper released

The FSCA has released the Exemption on Services under Supervision Consultation Paper. The Consultation Paper relates to the FSCA’s proposed withdrawal of the Notice on the Exemption of Services under Supervision in terms of Requirements and Conditions, 2008 (2008 Exemption), and the replacement of the 2008 Exemption. Interested parties are invited to submit submissions on […]

Continue Reading