Tag Archives | Continuous professional development


Continuous Professional Development – An ongoing obligation

The recently published FSCA guidance note makes it very clear that the days of “tick a box” compliance is over: It will be extremely difficult to comply with the general competence requirements without having proper policies, procedures, processes, systems and record keeping mechanisms in place. This is fundamental for continuous compliance with the competence requirements. […]

Continue Reading

CPD back in a Big Way

It is evident that the focus on continuous professional development is increasing. As noted in the article above, the FSB envisages publishing proposed new CPD requirements by the end of the year. The definition of CPD is now included in the FAIS Act for the first time with effect from 28 February 2014 and reads: […]

Continue Reading