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Tag Archives | Fit and Proper

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Competency Framework Review

The determination of Fit and Proper requirements, published in 2008, referred to four competency requirements: Experience Qualifications Regulatory Exams (Level 1 FAIS Legislation and Level 2 Product knowledge) Continuous Professional Development (CPD) The first two, plus the Level 1 REs were implemented. At the FSB’s FAIS Conference in March 2016, it was pointed out that the challenges regarding Level 2 […]

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