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moonstone-page-compliance-risk-management WE ARE THE LARGEST
NON-ALIGNED PROVIDER OF
COMPLIANCE SERVICES
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Compliance & Risk Management

WE BOAST THE HIGHEST NUMBER OF QUALIFIED COMPLIANCE OFFICERS IN THE FINANCIAL INDUSTRY

Our Compliance & Risk Management Services

Moonstone Compliance (Pty) Ltd has grown to become the largest non-aligned provider of compliance services to independent financial advisory practices. We service the compliance needs of financial institutions, several industry bodies as well as a number of other businesses. Moonstone Compliance boasts the highest number of qualified compliance officers in the financial services industry.

How will your company benefit from Moonstone’s services?

  • Preferential PI Rates
  • Online FICA awareness training and assessment
  • Access to compliance helpdesk
  • Assistance with FSB Licensing & profile changes and related secretarial services
  • Subscriptions to weekly & monthly newsletters
  • Invitations to Moonstone compliance workshops & seminars
  • Expert advice and guidance on training qualifications

How can we assist you?

Systems & processes
Monthly compliance monitoring
Formal compliance monitoring reports

Formal compliance monitoring reports

Compliance consultation

Compliance consultation

Development of bespoke risk management plans

Development of bespoke
risk management plans

Comprehensive information services

Comprehensive information services

Education and training interventions

Education and training interventions

ENQUIRE ABOUT OUR SERVICES