Secondary

FSB Library

FAIS Notices

NameModifiedSize
Annexure A Long-term Insurance Regulation.pdf 2016-10-31 08:56:18 309.3 Kb
Annexure B Short-term Insurance Regulation.pdf 2016-10-31 08:56:21 317.15 Kb
Directive 149.A.v - Placing_insurance_offshore.pdf 2016-08-29 08:58:51 1.49 Mb
Draft Notice-investment in hedge funds for consultation 19 11 2015.pdf 2015-11-23 08:32:29 298.91 Kb
Draft proposed amendments to Fit and Proper Requirements - October 2016.pdf 2016-10-24 08:00:35 827.01 Kb
Explanatory Memorandum - Draft Notice for investment in hedge funds 19 11 2015.pdf 2015-11-23 08:32:33 131.4 Kb
FAIS Borad Notice 77.pdf 2015-10-01 10:44:12 121.3 Kb
FAIS Notice 70 of 2014.pdf 2015-10-01 10:44:13 28.5 Kb
FAIS Notice 71 of 2014.pdf 2015-10-01 10:44:14 54.62 Kb
FAIS Notice 72 of 2014.pdf 2015-10-01 10:44:16 103.37 Kb
FAIS Notice 73 of 2014.pdf 2015-10-01 10:44:17 49.79 Kb
FAIS Notice 74 of 2014.pdf 2015-10-01 10:44:18 48.27 Kb
FAIS Notice 75 of 2014.pdf 2015-10-01 10:44:19 51.81 Kb
FAIS Notice 77 of 2014.pdf 2015-10-01 10:44:22 97.48 Kb
FAIS Notice 78 of 2014.pdf 2015-10-01 10:44:21 29.38 Kb
FAIS Notice 79 of 2014.pdf 2015-10-01 10:44:25 89.59 Kb
FAIS Notice 80 of 2014.pdf 2015-10-01 10:44:24 50.12 Kb
FAIS Notice 81 of 2014.pdf 2015-10-01 10:44:26 50.29 Kb
FAIS-Newsletter-18.pdf 2015-10-08 07:42:35 2.07 Mb
FAIS-Notice-28-of-2014-Cat-I-report-with-CO.pdf 2015-10-01 10:44:42 678.45 Kb
FAIS_Notice_29_of_2014_Cat_II_and_Cat_IIA.pdf 2015-10-01 10:44:58 941.24 Kb
FAIS_Notice_30_of_2014_Cat_III.pdf 2015-10-01 10:45:19 841.21 Kb
FAIS_Notice_31_of_2014_Cat_IV.pdf 2015-10-01 10:45:28 628.96 Kb
FAIS_Notice_32_of_2014_Foreign_FSP.pdf 2015-10-01 10:45:37 508.22 Kb
FAIS_Notice_33_of_2014_Cat I_without_CO.pdf 2015-10-01 10:45:47 495.75 Kb
FAIS_Notice_34_of_2014_Changing_CO.pdf 2015-10-01 10:45:55 392.93 Kb
FAIS_Notice_35_of_2014_KI_Report.pdf 2015-10-01 10:46:01 334.79 Kb
FAIS_Notice_49_of_2014.pdf 2015-10-01 10:46:02 51.36 Kb
FAIS_Notice_50_of_2014.pdf 2015-10-01 10:46:03 49.98 Kb
FAIS_Notice_51_of_2014.pdf 2015-10-01 10:46:04 51.02 Kb
FAIS_Notice_52_of_2014.pdf 2015-10-01 10:46:05 75.65 Kb
FAIS_Notice_53_of_2014.pdf 2015-10-01 10:46:06 32.95 Kb
FAIS_Notice_54_of_2014.pdf 2015-10-01 10:46:09 140.9 Kb
FAIS_Notice_55_of_2014.pdf 2015-10-01 10:46:14 273.92 Kb
FAIS_Notice_56_of_2014.pdf 2015-10-01 10:46:27 574.8 Kb
FAIS_Notice_57_of_2014.pdf 2015-10-01 10:46:27 107.5 Kb
FAIS_Notice_58_of_2014.pdf 2015-10-01 10:46:28 26.92 Kb
FAIS_Notice_59_of_2014.pdf 2015-10-01 10:46:29 66.04 Kb
FAIS_Notice_63_of_2014.pdf 2015-10-01 10:46:30 49.36 Kb
FAIS_Notice_64_of_2014.pdf 2015-10-01 10:46:31 55.14 Kb
FAIS_Notice_65_of_2014.pdf 2015-10-01 10:46:33 54.57 Kb
Invitation to comment on the proposed amendments to Fit and Proper Requirements - October 2016.pdf 2016-10-24 08:00:45 222.51 Kb
Regulatory Response Matrix - October 2016.pdf 2016-10-24 08:00:50 1.74 Mb

FAIS Circulars

NameModifiedSize
24a Circular 11 of 2011 Updated - Audit FinStatements Requirements.pdf 2015-10-01 10:39:23 87.95 Kb
28 Circular 3 of 2012 RE Deadlines.pdf 2015-10-01 10:39:29 244.27 Kb
33 Circular 8 of 2012 FSB Workshops.pdf 2015-10-01 10:39:39 573.59 Kb
34 Circular 9 of 2012 RE Exemption Application.pdf 2015-10-01 10:39:40 56.62 Kb
36 Circular 11 of 2012 Cash Management System Accounts.pdf 2015-10-01 10:39:46 211.73 Kb
41 Circular 3 of 2013 Material Irregularities.pdf 2015-10-01 10:39:55 546.49 Kb
44 Circular 6 of 2013 Postponement of Level 2 Exams.pdf 2015-10-01 10:40:00 223.81 Kb
Circular 4 of 2014.pdf 2015-10-01 10:40:36 1.63 Mb
Circular 4 of 2015.pdf 2016-05-18 12:35:37 163.48 Kb
Circular 5 of 2014.pdf 2015-10-01 10:40:20 161.22 Kb
Circular 57 Of 2016.pdf 2016-08-15 09:15:09 120.09 Kb
Circular 7 of 2013.pdf 2015-10-01 10:40:34 17.81 Kb
Circular 8 of 2013.pdf 2015-10-01 10:40:43 246.55 Kb
Circular 9 of 2013.pdf 2015-10-01 10:40:40 99.87 Kb
Circular_RE_December2012.pdf 2015-10-01 10:40:51 350.34 Kb
FAIS CIRCULAR 01 2010 Fit and Proper competency (qualifications).pdf 2015-10-01 10:40:47 35.11 Kb
FAIS Circular 11 2010.pdf 2015-10-01 10:40:53 95.78 Kb
FAIS Circular 1of 2013_Fee disclosure.pdf 2015-10-01 10:40:54 48.8 Kb
FAIS Circular 2011 no 1.pdf 2015-10-01 10:41:44 1.73 Mb
FAIS Circular 2011 no 2.pdf 2015-10-01 10:41:02 134.87 Kb
FAIS Circular 2011 no 3.pdf 2015-10-01 10:41:17 140.72 Kb
FAIS Circular 2011 no 4.pdf 2015-10-01 10:41:20 116.37 Kb
FAIS Circular 2011 no 7.pdf 2015-10-01 10:41:21 55.1 Kb
FAIS Circular05_2013.pdf 2015-10-01 10:41:32 305.32 Kb
FAIS Debarment of Reps July 2011.pdf 2015-10-01 10:41:54 136 Kb
FAIS Information Circular 7(2).pdf 2015-10-01 10:41:52 357.68 Kb
FAISCircular4_2013.pdf 2015-10-01 10:42:16 465.65 Kb
FAIS_Circular.pdf 2015-10-01 10:42:05 398.05 Kb
FAIS_Circular_1_2012_Afrikaans_RE.pdf 2015-10-01 10:42:06 192.73 Kb
FC22010.pdf 2015-10-01 10:42:07 28.12 Kb
FSB Circular 10 of 2012.pdf 2015-10-01 10:42:24 464.84 Kb
FSB FAIS Circular 5 of 2012 Compliance Reports.pdf 2015-10-01 10:42:28 207.37 Kb
FSB_omsendskrywe_01_2012.pdf 2015-10-01 10:42:34 242.4 Kb
Info_Circular_RE_updateFebruary_2013.pdf 2015-10-01 10:42:41 369.03 Kb
Level_1_ RE_Transitional_Arrangements_re_Implementation _of_Updated_Exam_Questions.pdf 2015-10-01 10:42:44 184.85 Kb
RDR Basics from FSB Bulletin.pdf 2015-10-01 10:44:10 3.95 Mb
RE_update_NO_2_December_2012_FINAL.pdf 2015-10-01 10:43:13 325.24 Kb

FSB Board Notices

NameModifiedSize
1-35422 6-6 FinSerB.pdf 2015-10-01 10:46:54 985.52 Kb
1-35593 15-8 Board FSB CV01.pdf 2015-10-01 10:48:35 2.19 Mb
2012 BN 61 General Exemption Level 1.pdf 2015-10-01 10:47:02 71.18 Kb
2012 BN 140 Exemption from Sec 7(1) of FAIS.PDF 2015-10-01 10:47:08 75.08 Kb
2012 BN 145 Termination of registration - Prosperity.pdf 2015-10-01 10:47:12 42.73 Kb
2012 BN 162 FAIS General Exemption from Level 1 RE.pdf 2015-10-01 10:47:14 35.3 Kb
2012 BN 163 FAIS General Exemption from Continuous Professional Development.pdf 2015-10-01 10:47:16 34.41 Kb
2012 BN 207 Exemption Of Compliance Officers From The Regulatory Examination.pdf 2015-10-01 10:47:18 36.35 Kb
2012 BN 208 Exemption re Financial Services iro Private Equity Funds.pdf 2015-10-01 10:47:22 177.98 Kb
20120816090637759.pdf 2015-10-01 10:47:31 365.91 Kb
2012_202 FAIS Amendment of Fit and Proper - Financial Requirements(2).pdf 2015-10-01 10:47:33 78.59 Kb
2013 BN 43 FAIS Exemption of burial societies and stokvels.pdf 2015-10-01 10:47:38 195.85 Kb
36399_23042013.pdExemption Notice f(2).pdf 2015-10-01 10:47:48 328.4 Kb
BN 120 - 2013.pdf 2015-10-01 10:47:52 139.16 Kb
BN 121 - 2013 Levies on Financial Institutions.pdf 2015-10-01 10:48:07 612.83 Kb
BN 158 of 2015 - F P Requirements under the LT STInsurance Acts.pdf 2015-10-01 10:48:21 374.17 Kb
BN 260 F and P amendments.pdf 2015-10-01 10:48:34 320.14 Kb
BN101 Levies on Financial Institutions May 2011.pdf 2015-10-01 10:48:48 468.04 Kb
BN103 PI and Fidelity Cover specs 2009.pdf 2015-10-01 10:48:41 61.91 Kb
BN104of2008.pdf 2015-10-01 10:49:35 2.01 Mb
BN105 Qualifying Criteria and Qualifications FSPs 2008 pg111-127.pdf 2015-10-01 10:50:04 1.04 Mb
BN105 Qualifying Criteria and Qualifications FSPs 2008 pg145-162.pdf 2015-10-01 10:50:04 1001.26 Kb
BN105 Qualifying Criteria and Qualifications FSPs 2008 pg78-93.pdf 2015-10-01 10:50:45 1.02 Mb
BN105 Qualifying Criteria and Qualifications FSPs 2008 pg94-110.pdf 2015-10-01 10:50:33 1.04 Mb
BN105 Qualifying Criteria and Qualifications FSPs 2008.pdf 2015-10-01 10:51:50 1.01 Mb
BN105 Qualifying Criteria and Qualifications FSPs 2008pg128-144.pdf 2015-10-01 10:51:12 1.02 Mb
BN119 - 2013.pdf 2015-10-01 10:51:19 205.66 Kb
BN126Of2010.pdf 2015-10-01 10:51:39 819.08 Kb
BN127Of2010Annexture.pdf 2015-10-01 10:51:52 6.17 Kb
BN127of2010.pdf 2015-10-01 10:52:52 2.67 Mb
BN166 Exemptions of Foreign FSPs 2011.pdf 2015-10-01 10:52:03 246.76 Kb
BN27_2013.pdf 2015-10-01 10:52:31 276.47 Kb
BN37 PI Cover Cat I-II-IIA-IV 2009.pdf 2015-10-01 10:52:36 59.64 Kb
BN44of2010.pdf 2015-10-01 10:54:54 4.46 Mb
BN58 Conflict of Interest 2010.pdf 2015-10-01 10:53:14 697.86 Kb
BN60 Various Amendments 2010.pdf 2015-10-01 10:55:15 2.07 Mb
BN80 General Code of Conduct 2003.pdf 2015-10-01 10:55:12 125.66 Kb
BN84 Guidelines for the approval of Compliance officers 2003.pdf 2015-10-01 10:55:15 63.55 Kb
BN91 Fit and Proper Requirements 2003.pdf 2015-10-01 10:55:20 119.04 Kb
Board Notice 103 of 2008 - Determination of Contineuse Profesional Development.pdf 2015-10-01 10:56:46 2.84 Mb
Board Notice 104.pdf 2015-10-01 11:07:07 2.01 Mb
Board Notice 148 of 2016.pdf 2016-09-08 09:04:24 95.31 Kb
Board Notice 149 of 2016.pdf 2016-09-08 09:04:28 45.11 Kb
Board Notice 268.pdf 2015-10-01 10:58:49 5.77 Mb
Compliance uit FSB AR.pdf 2015-10-01 10:59:03 746.84 Kb
Decision- AGM-Coetzer(nee Kriel).pdf 2015-10-13 08:36:37 357.41 Kb
FAIS_Notice_36_of_2014_Exemption_from_sec_13(1)(c).pdf 2015-10-01 10:59:04 24.34 Kb
Hedge Funds Regulation Update Feb 2014.pdf 2015-10-01 10:59:09 204.31 Kb
Long-term_prescribed_fees_BN_39_of_2013.pdf 2015-10-01 10:59:12 86.49 Kb
OM_Product_Exemption.pdf 2015-10-01 10:59:20 365.14 Kb
ORDER-EC-Thebe-2015-10-13-signed-by-Judge-Eloff.pdf 2015-10-23 10:02:15 1.78 Mb
Qualification Criteria Board Notice 15 October 2011 .pdf 2015-10-01 11:00:54 4.73 Mb
Qualification Deadline Extension 2013 12 19.pdf 2015-10-01 11:00:58 151.96 Kb
Regulatory Response - Amendments to Compliance Officer Requirements.pdf 2016-09-08 09:05:02 1.17 Mb
Short-term_prescribed_fees_BN_40_of_2013.pdf 2015-10-01 11:00:59 81.48 Kb

FSB Newsletters

NameModifiedSize
.DS_Store 2015-10-01 11:01:00 6 Kb
Asset manager guide final version.pdf 2015-10-01 11:01:13 686.67 Kb
CURSORY OVERVIEW OF MONEY LAUNDERING-vol6-june 2008.pdf 2015-10-01 11:01:26 383.62 Kb
Debarment Sec 14(1) Guideline.pdf 2015-10-01 11:01:29 110.33 Kb
Discussion_paper_3rd_Party_Cell_and_similar_arrangements.pdf 2015-10-01 11:01:37 415.97 Kb
Draft Directive 153 - causal event charges(2).pdf 2015-10-01 11:01:42 272.16 Kb
Draft Directive 153 - causal event charges.pdf 2015-10-01 11:01:48 272.16 Kb
Draft_Info_letter_of_2013_(LT)_Conduct_ins_through_coadm_agreements.pdf 2015-10-01 11:02:01 664.39 Kb
FAIS Newsletter 17.pdf 2015-10-01 11:02:21 1.01 Mb
FAIS Newsletter May 2016 Volume 20 .pdf 2016-05-26 06:58:38 637.22 Kb
FAIS Newsletter Volume 23 March 2017pdf.pdf 2017-03-06 10:13:31 344.58 Kb
FAIS Ombud Newsletter Issue 3.pdf 2015-10-01 11:02:28 402.71 Kb
FAIS_Events_2013 - times and dates - final pdf.pdf 2015-10-01 11:02:33 244.57 Kb
FAIS_Events_2013.pdf 2015-10-01 11:02:35 96.35 Kb
FSB Contact details(2).pdf 2016-09-22 08:47:08 29.7 Kb
FSB FAIS Newsletter 14.pdf 2015-10-01 11:03:14 647.07 Kb
FSB FAIS Supp report 2014 .pdf 2015-10-01 11:03:17 124.35 Kb
FSB Fees as at 20 November 2013 (2).pdf 2015-10-01 11:03:30 606.86 Kb
FSB Info Letter - Short Term Insurance Act 53 of 1998.pdf 2015-10-01 11:04:59 4.32 Mb
FSB Info Letter re ST fees 2012.pdf 2015-10-01 11:05:53 2.75 Mb
FSB Statistics 2013 KI and Sole Proprietors All Categories.pdf 2015-10-01 11:06:11 911.66 Kb
Financial soundness Vol 2 april 2007.pdf 2015-10-01 11:02:41 315.54 Kb
Form and Manner of Debarment Notification for representatives - Version 2.doc 2015-10-01 11:02:44 101 Kb
GENERAL INFORMATION ABOUT CODES OF CONDUCT july 2010 vol 8.pdf 2015-10-01 11:06:13 72.84 Kb
GNIntermediateReps.pdf 2015-10-01 11:06:21 431.09 Kb
IGeZineMoonstone0613.pdf 2015-10-01 11:06:26 105.16 Kb
INTRODUCTION TO RISK MANAGEMENT 9 sept 2010.pdf 2015-10-01 11:08:53 73.14 Kb
Info Letter 3 of 2013 - Binder Activities (DRAFT).pdf 2015-10-01 11:07:27 1.13 Mb
Info Letter 6 of 2012 Service Level Commitments of the Registrar.pdf 2015-10-01 11:07:34 343.25 Kb
Information Letter 3 of 2013 - Binder Functions and incidental activities.pdf 2015-10-01 11:08:33 1.94 Mb
Information_Letter_7_of_2012_Implementation_Dir_159.A.i_Outsourcing.pdf 2015-10-01 11:08:42 1.63 Mb
Information_Letter_8_of_2012_Binder_Regs_Guidance_and_Supervisory_approach.pdf 2015-10-01 11:09:20 1.6 Mb
NEW SUBMISSION DATES FOR FINANCIAL STATEMENTS 7 june 2009.pdf 2015-10-01 11:09:23 369.88 Kb
Newsletter Volume12.pdf 2015-10-01 11:09:43 614.43 Kb
NewsletterVolume_13.pdf 2015-10-01 11:09:56 948.99 Kb
Public comments on Hedge Fund Legislation.pdf 2015-10-01 11:10:22 1.05 Mb
RELEVANT LEGISLATION vol 4 aug 2007.pdf 2015-10-01 11:10:04 219.41 Kb
Small FSP guide version final version.pdf 2015-10-01 11:10:36 431.92 Kb
Status on New License - Vol 1.pdf 2015-10-01 11:10:35 284.5 Kb
The Codes of Conduct vol 11 jan 2012.pdf 2015-10-01 11:10:48 485.19 Kb
The FAIS Online reporting system functionality 10 sept 2011.pdf 2015-10-01 11:10:40 90.83 Kb
UserGuide_FAISOnlineReportingSystem.pdf 2015-10-01 11:11:23 1.42 Mb
Volume 16 FAIS Newsletter.pdf 2015-10-01 11:11:31 812.28 Kb
compliance framework-Vol 3-may 2007.pdf 2015-10-01 11:01:18 245.96 Kb

FSB Press Releases

NameModifiedSize
.DS_Store 2015-10-01 11:11:46 6 Kb
2012 08 14 Media Release - Orange Insurance (final).docx 2015-10-01 11:11:58 420.78 Kb
2012_101 FSB Levies on Financial Institutions.pdf 2015-10-01 11:12:11 814.56 Kb
FSB Media Release on Supensions.pdf 2015-10-01 11:12:16 252.79 Kb
FSB Report RPL Survey 2011.pdf 2015-10-01 11:13:19 1.85 Mb
FSB on Herman Pretorius.pdf 2015-10-01 11:12:25 412.48 Kb
FSP numbers 24 January 2013.pdf 2015-10-01 11:12:48 379.14 Kb
Fees schedule 23-12-2016.pdf 2017-01-17 09:03:06 258.68 Kb
Invit for comm on prop amendment to Fit and ProperReq2013Aug.pdf 2015-10-01 11:13:02 382.33 Kb
Invitation_To_Comment_On_Definition_Of_Liquid_Assetsliquid_assets.pdf 2015-10-01 11:13:31 296.96 Kb
Media Release -Further clarity on exam statistics.pdf 2015-10-01 11:13:44 362.62 Kb
Media release - HERMAN PRETORIUS.docx 2015-10-01 11:13:32 423.36 Kb
Media release -SA TAXI.docx 2015-10-01 11:13:48 422.3 Kb
Media release _Title Regulatory examination statistics.pdf 2015-10-01 11:13:49 57.36 Kb
Ombudsman Telesales Report 2011-05.pdf 2015-10-01 11:13:49 14.34 Kb

FSB Presentations

NameModifiedSize
.DS_Store 2015-10-01 11:11:32 6 Kb
TCF Road MAP 2011 TIMELINE .pdf 2015-10-01 11:11:33 71.86 Kb
TCF Road MAP 2011.pdf 2015-10-01 11:11:46 643.29 Kb